Waddell & Associates, LLC — Q3 2020 13F Holdings

Name: Waddell & Associates, LLC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001776757

Total reported value

$1.8B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Ishares Tr Msci USA Qlt Fct	Stock-Other	12.44%	—	+0.08%
2	VT	Vanguard Tot World Stk ETF	ETF-Other	11.60%	—	+0.79%
3	MDY	State Street Spdr S&p Midcap	ETF-Other	10.99%	-0.78%	+1.61%
4	✓	Ishares Tr Core Msci Total Int	Stock-Other	10.49%	—	—
5	CAPEUSD	Barclays Etn+ Shiller Cape	ETF-Other	9.96%	—	+1.33%
6	SCHK	Schwab 1000 Index ETF	ETF-Large Cap & Growth	7.06%	-0.80%	+0.39%
7	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	6.50%	-0.45%	+2.76%
8	XSOE	Wisdmtree Emerg Mkt Ex-st Ow	ETF-Other	6.17%	—	+0.86%
9	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	5.92%	-0.72%	+3.33%
10	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	5.12%	—	+0.80%
11	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.99%	—	+2.06%
12	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-Other	3.86%	—	-0.21%
13	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.14%	—	-9.14%
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.96%	—	+0.71%
15	VTV	Vanguard Value ETF	ETF-Other	0.67%	—	—
16	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.34%	—	—
17	GLOF	Ishares Global Equity Factor	ETF-Other	0.23%	—	-97.83%
18	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.17%	—	—
19	PDEC	Innovator U.s. Equity Power	ETF-Other	0.17%	—	—
20	CCOR	Core Alternative ETF	ETF-Other	0.15%	—	-27.40%
21	PTNQ	Pacer Trendpilot 100 ETF	ETF-Other	0.15%	—	—
22	TIPZ	Pimco Broad US Tips Index	ETF-Large Cap & Growth	0.12%	—	—
23	TFI	Ss Spdr N Ice Muni Bond ETF	ETF-Other	0.10%	—	—
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.10%	—	—
25	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.09%	—	—
26	PTMC	Pacer Trendpilot US Mid Cap	ETF-Other	0.08%	—	—
27	✓	iShares 0-5 Year High Yield Co	Stock-Other	0.08%	—	—
28	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.07%	—	—
29	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.07%	—	-5.04%
30	✓	Spdr Series Trust Djws Midcap	Stock-Other	0.07%	—	-39.04%
31	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.06%	—	-46.39%
32	✓	Vanguard Health Care	Stock-Other	0.06%	—	—
33	OXLC	Oxford Lane Capital Corp.	Stock-Other	0.01%	—	—

Holding changes this quarter

Position changes disclosed by Waddell & Associates, LLC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	XSOE	Wisdmtree Emerg Mkt Ex-st Ow	+0.2%	+0.86%	Add
2	CAPEUSD	Barclays Etn+ Shiller Cape	+0.1%	+1.33%	Add
3	VWO	Vanguard Ftse Emerging Marke	+0.1%	+2.06%	Add
4	PTNQ	Pacer Trendpilot 100 ETF	0%	—	Unchanged
5	VTI	Vanguard Total Stock Mkt ETF	—	—	Unchanged
6	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+0.71%	Add
7	PDEC	Innovator U.s. Equity Power	0%	—	Unchanged
8	DBEF	Xtrackers Msci Eafe Hedged E	0%	-5.04%	Trim
9	PTMC	Pacer Trendpilot US Mid Cap	0%	—	Unchanged
10	SCHK	Schwab 1000 Index ETF	-0.1%	+0.39%	Add
11	✓	Spdr Series Trust Djws Midcap	-0.1%	-39.04%	Trim
12	USMV	Ishares Msci USA Min Vol Fac	-0.1%	-46.39%	Trim
13	CCOR	Core Alternative ETF	-0.1%	-27.40%	Trim
14	IEFA	Ishares Core Msci Eafe ETF	-0.1%	+2.76%	Add
15	FNDA	Schwab Fndmntl US Sm Co ETF	-0.1%	+3.33%	Add
16	VT	Vanguard Tot World Stk ETF	-0.1%	+0.79%	Add
17	ACWI	Ishares Msci Acwi ETF	-0.1%	-9.14%	Trim
18	GSIE	Goldman Sachs Activebeta Int	-0.2%	+0.80%	Add
19	✓	Ishares Tr Msci USA Qlt Fct	-0.2%	+0.08%	Add
20	PRFZ	Inv Rafi US 1500 Sm-usd INC	-0.2%	-0.21%	Trim
21	MDY	State Street Spdr S&p Midcap	-0.4%	+1.61%	Add
22	GLOF	Ishares Global Equity Factor	-10.7%	-97.83%	Trim
23	✓	Ishares Tr Core Msci Total Int	—	NEW	New buy
24	VTV	Vanguard Value ETF	—	NEW	New buy
25	EEM	Ishares Msci Emerging Market	—	NEW	New buy
26	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
27	✓	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	—	EXIT	Sold out
28	TIPZ	Pimco Broad US Tips Index	—	NEW	New buy
29	TFI	Ss Spdr N Ice Muni Bond ETF	—	NEW	New buy
30	SPGI	S&p Global INC	—	EXIT	Sold out
31	VEU	Vanguard Ftse All-world Ex-u	—	NEW	New buy
32	✓	iShares 0-5 Year High Yield Co	—	NEW	New buy
33	EMB	Ishares Jp Morgan Usd Emergi	—	NEW	New buy
34	✓	Vanguard Health Care	—	NEW	New buy
35	OXLC	Oxford Lane Capital Corp.	—	NEW	New buy