Waddell & Associates, LLC — Q3 2019 13F Holdings

Name: Waddell & Associates, LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001776757

Total reported value

$1.8B

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	12.96%	—	-1.70%
2	GLOF	Ishares Global Equity Factor	ETF-Other	11.99%	—	+0.66%
3	VTV	Vanguard Value ETF	ETF-Other	11.40%	—	-1.77%
4	PRFZ	Inv Rafi US 1500 Sm-usd INC	ETF-Other	11.23%	—	-0.13%
5	HDGEGBP	Advisorshares Ranger Eq Bear	ETF-Other	9.37%	—	—
6	QUAL	Ishares Msci USA Quality Fac	ETF-Other	7.54%	—	-1.19%
7	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	7.40%	—	-2.58%
8	SCHK	Schwab 1000 Index ETF	ETF-Large Cap & Growth	7.02%	-0.80%	-1.37%
9	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	5.67%	—	-0.69%
10	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.14%	—	-1.03%
11	CAPEUSD	Barclays Etn+ Shiller Cape	ETF-Other	3.86%	—	-3.46%
12	ACWI	Ishares Msci Acwi ETF	ETF-Other	3.64%	—	-2.91%
13	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.38%	—	-2.95%
14	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.11%	—	+0.01%
15	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-Other	0.55%	-0.72%	-1.48%
16	VLUE	Ishares Msci USA Value Facto	ETF-Other	0.54%	—	-1.59%
17	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	0.20%	—	—

Position changes disclosed by Waddell & Associates, LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GLOF	Ishares Global Equity Factor	+0.4%	+0.66%	Add
2	PRFZ	Inv Rafi US 1500 Sm-usd INC	+0.3%	-0.13%	Trim
3	VTV	Vanguard Value ETF	+0.2%	-1.77%	Trim
4	QUAL	Ishares Msci USA Quality Fac	+0.2%	-1.19%	Trim
5	DBEF	Xtrackers Msci Eafe Hedged E	+0.2%	-2.58%	Trim
6	SCHK	Schwab 1000 Index ETF	+0.2%	-1.37%	Trim
7	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.1%	-1.70%	Trim
8	GSIE	Goldman Sachs Activebeta Int	+0.1%	-0.69%	Trim
9	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+0.01%	Add
10	CAPEUSD	Barclays Etn+ Shiller Cape	0%	-3.46%	Trim
11	ACWI	Ishares Msci Acwi ETF	0%	-2.91%	Trim
12	USMV	Ishares Msci USA Min Vol Fac	0%	—	Unchanged
13	FNDA	Schwab Fndmntl US Sm Co ETF	0%	-1.48%	Trim
14	VLUE	Ishares Msci USA Value Facto	0%	-1.59%	Trim
15	EEM	Ishares Msci Emerging Market	-0.1%	-2.95%	Trim
16	VWO	Vanguard Ftse Emerging Marke	-0.1%	-1.03%	Trim
17	SPGM	State Street Spdr Portfolio	—	EXIT	Sold out
18	HDGEGBP	Advisorshares Ranger Eq Bear	—	NEW	New buy