Vivaldi Capital Management LP — Q3 2023 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q3 2023
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	5.12%	+0.18%	-1.67%
2	SCHO	Schwab Short-term US Treas	ETF-Other	4.36%	—	+6.92%
3	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	4.20%	—	+7.69%
4	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	3.39%	+0.59%	+0.79%
5	AAPL	Apple INC	Stock-Tech	3.17%	-0.41%	-0.25%
6	SCHX	Schwab US Large-cap ETF	ETF-Other	2.18%	-0.03%	+11.41%
7	TSLA	Tesla INC	Stock-Consumer Disc	2.16%	-0.21%	+1.23%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.99%	-0.06%	+0.72%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.92%	—	-4.92%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.88%	-0.08%	-3.17%
11	SCHF	Schwab Intl Equity ETF	ETF-Other	1.76%	+0.09%	+16.10%
12	MSFT	Microsoft CORP	Stock-Tech	1.73%	-0.31%	+2.49%
13	GLPI	Gaming And Leisure Propertie	Stock-Real Estate	1.69%	—	+0.44%
14	IAU	Ishares Gold Trust	ETF-Commodities	1.64%	—	-8.69%
15	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.52%	+0.17%	+0.02%
16	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	1.45%	+0.17%	-0.83%
17	BGB	Blackstone Strategic Credit	Stock-Other	1.44%	—	+0.16%
18	ITOT	Ishares Core S&p Total U.s.	ETF-Other	1.37%	—	-0.35%
19	GLD	Spdr Gold Shares	ETF-Commodities	1.33%	+0.16%	-0.87%
20	ARDC	Ares Dynamic Credit All	Stock-Other	1.33%	—	-7.55%
21	LMBS	First Trust Low Duration Opp	ETF-Other	1.31%	+0.08%	-8.37%
22	XMUIX	Blackrock Municipal Income	Stock-Other	1.28%	—	+3.29%
23	SCHB	Schwab US Broad Market ETF	ETF-Other	1.24%	—	-0.35%
24	SPTS	Ss Spdr P St Term Tsy ETF	ETF-Other	1.21%	—	-6.53%
25	DVY	Ishares Select Dividend ETF	ETF-Other	1.16%	+0.08%	-10.03%
26	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.15%	—	-3.33%
27	XMYDX	Blackrock Muniyield Fund	Stock-Other	1.14%	—	+1.48%
28	IQI	Invesco Quality Muni INC Tr	Stock-Other	1.13%	—	+2.66%
29	AFB	Allianceberstein Ntl Muni	Stock-Other	1.12%	—	+1.50%
30	ACWI	Ishares Msci Acwi ETF	ETF-Other	1.12%	—	+0.44%
31	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.11%	—	-0.95%
32	MMU	Western Asset Managed Munici	Stock-Other	1.00%	—	+2.67%
33	AOMR	Angel Oak Mortgage Reit INC	Stock-Other	0.97%	—	-11.71%
34	VTV	Vanguard Value ETF	ETF-Other	0.95%	—	-0.02%
35	KTF	Dws Municipal Income Trust	Stock-Other	0.94%	—	-1.94%
36	KIO	Kkr Income Opportunities	Stock-Other	0.89%	—	-2.33%
37	ISD	Pgim High Yield Bond Fund	Stock-Other	0.83%	—	-54.64%
38	NZF	Nuveen Municipal Credit INC	Stock-Other	0.77%	—	—
39	NVG	Nuveen Amt-fr Muni Crdt	Stock-Other	0.76%	—	—
40	MQY	Blackrock Muniyield Quality	Stock-Other	0.75%	—	—
41	XMVTX	Blackrock Munivest Fund Ii	Stock-Other	0.75%	—	+2.33%
42	PML	Pimco Municipal Income Fd Ii	Stock-Other	0.72%	—	+1.99%
43	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.69%	-0.06%	-39.76%
44	SCHA	Schwab US Small-cap ETF	ETF-Other	0.68%	—	+11.07%
45	SUB	Ishares Short-term National	ETF-Other	0.68%	—	-6.60%
46	DNP	Dnp Select Income Fund INC	Stock-Financials	0.67%	—	—
47	VO	Vanguard Mid-cap ETF	ETF-Other	0.67%	—	-0.23%
48	COIN	Coinbase Global INC -class A	Stock-Financials	0.67%	-0.08%	+0.01%
49	BGH	Barings Glbl Shrt Dur Hi Yld	Stock-Other	0.66%	—	-38.84%
50	VB	Vanguard Small-cap ETF	ETF-Other	0.64%	—	-1.07%

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