Vivaldi Capital Management LP — Q2 2018 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	6.49%	-0.06%	+0.11%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.09%	—	-1.93%
3	VEA	Vanguard Ftse Developed ETF	ETF-Other	3.81%	—	-1.60%
4	VO	Vanguard Mid-cap ETF	ETF-Other	3.60%	—	-1.68%
5	VB	Vanguard Small-cap ETF	ETF-Other	3.10%	—	-2.90%
6	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.66%	—	-3.39%
7	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	2.26%	+0.18%	+15.01%
8	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.10%	—	-0.78%
9	AFB	Allianceberstein Ntl Muni	Stock-Other	2.06%	—	+9.17%
10	DVY	Ishares Select Dividend ETF	ETF-Other	2.05%	+0.08%	-1.05%
11	VVR	Invesco Senior Income Trust	Stock-Other	2.01%	—	+9.85%
12	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	1.93%	—	+6.74%
13	ISD	Pgim High Yield Bond Fund	Stock-Other	1.82%	—	—
14	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	1.81%	+0.17%	+21.93%
15	IIM	Invesco Value Municipal Inco	Stock-Other	1.64%	—	+6.91%
16	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-Other	1.50%	+0.17%	+29.34%
17	XXI	Twenty One Capital, Inc.	Stock-Other	1.49%	—	—
18	DTF	Dtf Tax-free Income 2028 Ter	Stock-Other	1.31%	—	+25.33%
19	XMHIX	Pioneer Muni High INC Tr	Stock-Other	1.14%	—	+8.40%
20	SCHX	Schwab US Large-cap ETF	ETF-Other	1.13%	-0.03%	+0.92%
21	AAPL	Apple INC	Stock-Tech	1.12%	-0.41%	+14.98%
22	✓	Xl Group LTD Com	Stock-Other	1.10%	—	-41.77%
23	✓		Stock-Other	1.06%	—	-23.55%
24	ROK	Rockwell Automation, Inc.	Stock-Industrials	1.03%	—	—
25	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.98%	-0.08%	-32.12%
26	GHY	Pgim Global High Yield Fund	Stock-Other	0.96%	—	—
27	✓	Andeavor Logistics LP	Stock-Other	0.95%	—	—
28	HIO	Western Asset Hi INC Opport	Stock-Other	0.95%	—	+10.41%
29	✓	Rsp Permian INC	Stock-Other	0.94%	—	+83.50%
30	TDF	Templeton Dragon Fund, Inc.	Stock-Other	0.93%	—	+10.01%
31	✓		Stock-Other	0.93%	—	—
32	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.93%	—	+10.25%
33	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.93%	—	-0.68%
34	NAD	Nuveen Quality Municipal INC	Stock-Other	0.92%	—	+3.84%
35	NHS	Neuberger High Yield Strateg	Stock-Other	0.91%	—	+10.68%
36	HIX	Western Asset High INC Ii	Stock-Other	0.90%	—	+9.34%
37	CBOE	Cboe Global Markets INC	Stock-Financials	0.90%	—	-3.93%
38	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.90%	+0.59%	+29.14%
39	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.85%	+0.15%	+41.19%
40	SCHA	Schwab US Small-cap ETF	ETF-Other	0.85%	—	+0.74%
41	NVDA	Nvidia CORP	Stock-Tech	0.83%	-0.17%	-24.80%
42	✓	Lasalle Hotel Pptys	Stock-Other	0.82%	—	—
43	CVI	CVR Energy, Inc.	Stock-Other	0.80%	—	—
44	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	0.79%	—	+1.87%
45	EFA	Ishares Msci Eafe ETF	ETF-Other	0.79%	—	+7.92%
46	VKQ	Invesco Municipal Trust	Stock-Other	0.77%	—	+3.76%
47	EIM	Eaton Vance Municipal Bond	Stock-Other	0.76%	—	+3.68%
48	✓	Education Realty Trust INC	Stock-Other	0.76%	—	—
49	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.72%	—	—
50	SCHF	Schwab Intl Equity ETF	ETF-Other	0.72%	+0.09%	+0.59%

1–50 of 143

Holding changes this quarter

Position changes disclosed by Vivaldi Capital Management LP for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+0.8%	+0.11%	Add
2	SPSM	Ss Spdr P S&p 600 Small Cap	+0.6%	+21.93%	Add
3	SPYM	Ste Str Spdr Pt S&p 500 ETF	+0.5%	+15.01%	Add
4	SPMD	Ss Spdr P S&p 400 Midcap ETF	+0.5%	+29.34%	Add
5	✓	Rsp Permian INC	+0.4%	+83.50%	Add
6	✓	Cavium INC	+0.4%	+89.50%	Add
7	DTF	Dtf Tax-free Income 2028 Ter	+0.4%	+25.33%	Add
8	AFB	Allianceberstein Ntl Muni	+0.4%	+9.17%	Add
9	AAPL	Apple INC	+0.3%	+14.98%	Add
10	VEA	Vanguard Ftse Developed ETF	+0.2%	-1.60%	Trim
11	VWO	Vanguard Ftse Emerging Marke	-0.1%	-3.39%	Trim
12	NVDA	Nvidia CORP	-0.2%	-24.80%	Trim
13	✓		-0.2%	-23.55%	Trim
14	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	-32.12%	Trim
15	✓	Xl Group LTD Com	-0.6%	-41.77%	Trim
16	NXPI	NXP Semiconductors N.V.	-4.8%	-95.98%	Trim
17	OBDC	Blue Owl Capital Corporation	—	EXIT	Sold out
18	✓	Csra INC	—	EXIT	Sold out
19	ISD	Pgim High Yield Bond Fund	—	NEW	New buy
20	✓	Microsemi CORP Com	—	EXIT	Sold out
21	✓	Liberty Latin America LTD Com Cl A	—	EXIT	Sold out
22	MULEUSD	Mulesoft INC -a	—	EXIT	Sold out
23	XXI	Twenty One Capital, Inc.	—	NEW	New buy
24	CALD	Callidus Software INC	—	EXIT	Sold out
25	KDP	Keurig Dr Pepper Inc.	—	EXIT	Sold out
26	PRU	Prudential Financial, Inc.	—	EXIT	Sold out
27	✓	Dst Sys INC Del Com	—	EXIT	Sold out
28	ROK	Rockwell Automation, Inc.	—	NEW	New buy
29	GHY	Pgim Global High Yield Fund	—	NEW	New buy
30	✓	Andeavor Logistics LP	—	NEW	New buy
31	✓		—	NEW	New buy
32	PRU	Prudential Financial, Inc.	—	EXIT	Sold out
33	✓	Lasalle Hotel Pptys	—	NEW	New buy
34	CVI	CVR Energy, Inc.	—	NEW	New buy
35	✓	Education Realty Trust INC	—	NEW	New buy
36	✓	Eaton Vance Mun Bd Fd Ii	—	EXIT	Sold out
37	✓	General Cable INC Com	—	EXIT	Sold out
38	✓	Ilg Inc	—	NEW	New buy
39	✓	Orbital Atk Inc	—	EXIT	Sold out
40	✓	Kapstone Paper Packaging CORP Com	—	EXIT	Sold out
41	INR	Infinity Natural Resources, Inc.	—	NEW	New buy
42	BP	Bp Plc-spons Adr	—	EXIT	Sold out
43	✓		—	NEW	New buy
44	SITC	SITE Centers Corp.	—	NEW	New buy
45	✓	Atlantic Coast Finl CORP	—	EXIT	Sold out
46	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
47	META	Meta Platforms Inc-class A	—	NEW	New buy
48	✓	Williams Partners LP	—	NEW	New buy
49	CRSP	CRISPR Therapeutics AG	—	NEW	New buy
50	PM	Philip Morris International	—	EXIT	Sold out