Vivaldi Capital Management LP — Q3 2017 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Eaton Vance Mun Bd Fd Ii	Stock-Other	2.58%	—	+35.19%
2	NAD	Nuveen Quality Municipal INC	Stock-Other	2.39%	—	—
3	VPL	Vanguard Ftse Pacific ETF	ETF-Other	2.38%	—	-16.68%
4	IWR	Ishares Russell Mid-cap ETF	ETF-Other	2.38%	—	—
5	JNJ	Johnson & Johnson	Stock-Healthcare	2.38%	—	—
6	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.37%	—	-7.29%
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.36%	—	-23.88%
8	DON	Wisdomtree US Midcap Dividen	ETF-Other	2.14%	—	+17.15%
9	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.11%	—	-21.55%
10	VKQ	Invesco Municipal Trust	Stock-Other	1.93%	—	—
11	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	1.93%	—	-11.62%
12	IAGG	Ishares Intl Aggregate Bond	ETF-Other	1.91%	—	—
13	BP	Bp Plc-spons Adr	Stock-Energy	1.90%	—	—
14	VGK	Vanguard Ftse Europe ETF	ETF-Other	1.90%	—	-19.55%
15	EIM	Eaton Vance Municipal Bond	Stock-Other	1.89%	—	—
16	CVX	Chevron CORP	Stock-Energy	1.88%	—	+1.17%
17	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-Other	1.86%	—	—
18	SCHF	Schwab Intl Equity ETF	ETF-Other	1.83%	+0.09%	—
19	GLPI	Gaming And Leisure Propertie	Stock-Real Estate	1.77%	—	—
20	VCV	Invesco Ca Val Muni INC Tr	Stock-Other	1.76%	—	—
21	MUC	Blackrock Munihold Ca Qlty	Stock-Other	1.73%	+0.07%	—
22	MUB	Ishares National Muni Bond E	ETF-Other	1.73%	—	—
23	USB	US Bancorp	Stock-Financials	1.72%	—	-8.86%
24	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.69%	—	-38.82%
25	SCHA	Schwab US Small-cap ETF	ETF-Other	1.69%	—	—
26	XEVMX	Eaton Vance Cal Muni Bond	Stock-Other	1.67%	—	—
27	XBFZX	Blackrock Ca Muni INC Tr	Stock-Other	1.66%	-0.06%	EXIT
28	GILD	Gilead Sciences INC	Stock-Healthcare	1.64%	—	+1.73%
29	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.61%	—	-41.02%
30	GSG	Ishares S&p Gsci Commodity I	ETF-Commodities	1.60%	—	—
31	✓	Bny Mellon Mncpl Bnd Inf	Stock-Other	1.53%	—	—
32	XMUIX	Blackrock Municipal Income	Stock-Other	1.51%	—	—
33	XLV	Ss Health Care Select Sector	ETF-Other	1.49%	—	-15.65%
34	IQI	Invesco Quality Muni INC Tr	Stock-Other	1.47%	—	—
35	SCHX	Schwab US Large-cap ETF	ETF-Other	1.46%	-0.03%	—
36	IJH	Ishares Core S&p Midcap ETF	ETF-Other	1.42%	—	-35.67%
37	PEP	Pepsico INC	Stock-Consumer Staples	1.34%	+0.08%	-3.22%
38	DSI	Ishares Esg Msci Kld 400 ETF	ETF-Other	1.32%	—	—
39	UAL	United Airlines Holdings INC	Stock-Industrials	1.31%	—	—
40	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	1.29%	—	—
41	AMZN	Amazon.com INC	Stock-Consumer Disc	1.27%	-0.05%	+1.32%
42	T	At&t INC	Stock-Comm Services	1.26%	—	+31.43%
43	CSCO	Cisco Systems INC	Stock-Tech	1.24%	—	-0.44%
44	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.23%	-0.32%	+6.91%
45	VZ	Verizon Communications INC	Stock-Comm Services	1.18%	—	+1.15%
46	INTC	Intel CORP	Stock-Tech	1.17%	—	—
47	PFE	Pfizer INC	Stock-Healthcare	1.17%	—	+1.01%
48	BND	Vanguard Total Bond Market	ETF-Other	1.16%	—	-35.36%
49	WTW	Willis Towers Watson Public Limited Company	Stock-Financials	1.16%	—	—
50	MSFT	Microsoft CORP	Stock-Tech	1.15%	-0.31%	+13.54%

1–50 of 84

Holding changes this quarter

Position changes disclosed by Vivaldi Capital Management LP for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	REYN	Reynolds Consumer Products Inc.	—	EXIT	Sold out
2	NXPI	NXP Semiconductors N.V.	—	EXIT	Sold out
3	BCRUSD	Cr Bard INC	—	EXIT	Sold out
4	MBLY	Mobileye Global Inc.	—	EXIT	Sold out
5	✓	Panera Bread Co	—	EXIT	Sold out
6	✓		—	EXIT	Sold out
7	✓	Vwr CORP	—	EXIT	Sold out
8	✓	Level 3 Communications INC	—	EXIT	Sold out
9	✓	Kate Spade & Company	—	EXIT	Sold out
10	✓	Straight Path Communicatns Incorporated Class B	—	EXIT	Sold out
11	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out
12	✓	World Point Terminals, LP	—	EXIT	Sold out
13	✓	Pacific Continental CORP	—	EXIT	Sold out
14	✓	Syneron Medical LTD	—	EXIT	Sold out
15	TIGR	UP Fintech Holding Limited	—	EXIT	Sold out
16	✓	Vtti Energy Partners LP	—	EXIT	Sold out
17	✓	Nutraceutical International	—	EXIT	Sold out
18	NFE	New Fortress Energy Inc.	—	EXIT	Sold out
19	✓	Spectranetics CORP	—	EXIT	Sold out
20	✓	Novadaq Technologies INC Common	—	EXIT	Sold out
21	✓	Parkway INC	—	EXIT	Sold out
22	FSLR	First Solar, Inc.	—	EXIT	Sold out
23	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
24	DVY	Ishares Select Dividend ETF	—	EXIT	Sold out
25	VEA	Vanguard Ftse Developed ETF	—	EXIT	Sold out
26	✓	Enernoc INC	—	EXIT	Sold out
27	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
28	VO	Vanguard Mid-cap ETF	—	EXIT	Sold out
29	VCSH	Vanguard S/t CORP Bond ETF	—	EXIT	Sold out
30	VOO	Vanguard S&p 500 ETF	—	EXIT	Sold out
31	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
32	AFB	Allianceberstein Ntl Muni	—	EXIT	Sold out
33	VB	Vanguard Small-cap ETF	—	EXIT	Sold out
34	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
35	XMHIX	Pioneer Muni High INC Tr	—	EXIT	Sold out
36	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	EXIT	Sold out
37	IDV	Ishares International Select	—	EXIT	Sold out
38	NVDA	Nvidia CORP	—	EXIT	Sold out
39	XAWFX	Alliancebernstein Gl Hi INC	—	EXIT	Sold out
40	TOTL	Ss Doubleline Tr Tact ETF	—	EXIT	Sold out
41	GLD	Spdr Gold Shares	—	EXIT	Sold out
42	EHI	Western Asset Global High In	—	EXIT	Sold out
43	NHS	Neuberger High Yield Strateg	—	EXIT	Sold out
44	HIO	Western Asset Hi INC Opport	—	EXIT	Sold out
45	AAPL	Apple INC	—	EXIT	Sold out
46	NAD	Nuveen Quality Municipal INC	—	NEW	New buy
47	IWR	Ishares Russell Mid-cap ETF	—	NEW	New buy
48	JNJ	Johnson & Johnson	—	NEW	New buy
49	SPSM	Ss Spdr P S&p 600 Small Cap	—	EXIT	Sold out
50	✓	Nuveen Select Tax Free Incm	—	EXIT	Sold out