Vivaldi Capital Management LP — Q2 2017 13F Holdings

Name: Vivaldi Capital Management LP — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

Total reported value

$723.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	7.58%	-0.06%	—
2	REYN	Reynolds Consumer Products Inc.	Stock-Other	7.29%	—	—
3	NXPI	NXP Semiconductors N.V.	Stock-Tech	6.69%	—	—
4	BCRUSD	Cr Bard INC	Stock-Other	5.57%	—	—
5	MBLY	Mobileye Global Inc.	Stock-Other	5.44%	—	—
6	✓	Panera Bread Co	Stock-Other	4.98%	—	—
7	✓		Stock-Other	4.28%	—	—
8	✓	Vwr CORP	Stock-Other	3.67%	—	—
9	DVY	Ishares Select Dividend ETF	ETF-Other	3.24%	+0.08%	—
10	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.89%	—	—
11	✓	Level 3 Communications INC	Stock-Other	2.71%	—	—
12	✓	Kate Spade & Company	Stock-Other	2.59%	—	—
13	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	2.11%	—	—
14	VO	Vanguard Mid-cap ETF	ETF-Other	1.64%	—	—
15	✓	Straight Path Communicatns Incorporated Class B	Stock-Other	1.62%	—	—
16	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	1.50%	—	—
17	DD	DuPont de Nemours, Inc.	Stock-Other	1.41%	—	—
18	✓	World Point Terminals, LP	Stock-Other	1.26%	—	—
19	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.24%	—	—
20	EFA	Ishares Msci Eafe ETF	ETF-Other	1.22%	—	—
21	✓	Pacific Continental CORP	Stock-Other	1.17%	—	—
22	AFB	Allianceberstein Ntl Muni	Stock-Other	1.14%	—	—
23	VB	Vanguard Small-cap ETF	ETF-Other	1.10%	—	—
24	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.02%	-0.08%	—
25	XMHIX	Pioneer Muni High INC Tr	Stock-Other	0.87%	—	—
26	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.85%	—	—
27	✓	Syneron Medical LTD	Stock-Other	0.84%	—	—
28	IDV	Ishares International Select	ETF-Other	0.83%	—	—
29	TIGR	UP Fintech Holding Limited	Stock-Other	0.77%	—	—
30	NVDA	Nvidia CORP	Stock-Tech	0.71%	-0.17%	—
31	✓	Vtti Energy Partners LP	Stock-Other	0.71%	—	—
32	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	0.71%	—	—
33	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.67%	—	—
34	VPL	Vanguard Ftse Pacific ETF	ETF-Other	0.63%	—	—
35	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	0.63%	—	—
36	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	0.63%	—	—
37	GLD	Spdr Gold Shares	ETF-Commodities	0.63%	+0.16%	—
38	EHI	Western Asset Global High In	Stock-Other	0.63%	—	—
39	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	0.62%	—	—
40	NHS	Neuberger High Yield Strateg	Stock-Other	0.62%	—	—
41	HIO	Western Asset Hi INC Opport	Stock-Other	0.62%	—	—
42	AAPL	Apple INC	Stock-Tech	0.61%	-0.41%	—
43	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.58%	—	—
44	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.54%	—	—
45	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-Small Cap	0.53%	+0.17%	—
46	✓	Nuveen Select Tax Free Incm	Stock-Other	0.53%	—	—
47	VGK	Vanguard Ftse Europe ETF	ETF-Other	0.51%	—	—
48	IJH	Ishares Core S&p Midcap ETF	ETF-Other	0.49%	—	—
49	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.48%	—	—
50	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	0.46%	—	—

1–50 of 100

Holding changes this quarter

Position changes disclosed by Vivaldi Capital Management LP for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NXPI	NXP Semiconductors N.V.	+12%	—	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.5%	—	Trim
3	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
4	DKS	Dick's Sporting Goods INC	—	EXIT	Sold out
5	DAR	Darling Ingredients INC	—	EXIT	Sold out
6	BBBYEUR	20230930-dk-butterfly-1 INC	—	EXIT	Sold out
7	✓		—	EXIT	Sold out
8	ISCAUSD	Intl Speedway Corp-cl A	—	EXIT	Sold out
9	✓	Whole Foods Mkt INC	—	EXIT	Sold out
10	GNRC	Generac Holdings INC	—	EXIT	Sold out
11	SRCLEUR	Stericycle INC	—	EXIT	Sold out
12	✓	Mylan N V	—	EXIT	Sold out
13	DVA	Davita INC	—	EXIT	Sold out
14	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out
15	THS	Treehouse Foods INC	—	EXIT	Sold out
16	✓		—	EXIT	Sold out
17	BECNUSD	Beacon Roofing Supply INC	—	EXIT	Sold out
18	AIG	American International Group	—	EXIT	Sold out
19	USA	Liberty All-Star Equity Fund	—	EXIT	Sold out
20	LORLUSD	Loral Space & Communications	—	EXIT	Sold out
21	IWM	Ishares Russell 2000 ETF	—	EXIT	Sold out
22	SRCIEUR	Src Energy INC	—	EXIT	Sold out
23	✓	Allied World Assurance Co Hlds AG	—	EXIT	Sold out
24	TWTRUSD	Twitter INC	—	EXIT	Sold out
25	BCRUSD	Cr Bard INC	—	NEW	New buy
26	DTEAF	Davidstea INC	—	EXIT	Sold out
27	GMS1EUR	Gms INC	—	EXIT	Sold out
28	BCBEUR	Primo Water CORP	—	EXIT	Sold out
29	COR	Cencora INC	—	EXIT	Sold out
30	✓		—	EXIT	Sold out
31	BNEDUSD	Barnes & Noble Education INC	—	EXIT	Sold out
32	SFM	Sprouts Farmers Market INC	—	EXIT	Sold out
33	BGCPEUR	Bgc Partners Inc-cl A	—	EXIT	Sold out
34	TDS	Telephone And Data Systems	—	EXIT	Sold out
35	✓	Cst Brands INC	—	EXIT	Sold out
36	✓	Imvescor Restaurant Group Ord	—	EXIT	Sold out
37	✓	Parexel Intl CORP	—	EXIT	Sold out
38	✓	Kapstone Paper Packaging CORP Com	—	EXIT	Sold out
39	✓	Ceb INC	—	EXIT	Sold out
40	OUT	OUTFRONT Media Inc.	—	EXIT	Sold out
41	VPG	Vishay Precision Group	—	EXIT	Sold out
42	✓	Vwr CORP	—	NEW	New buy
43	KWY	Kingsway CORP	—	EXIT	Sold out
44	GE	GE Aerospace	—	EXIT	Sold out
45	PTB	Potbelly CORP	—	EXIT	Sold out
46	✓		—	EXIT	Sold out
47	TRK	Speedway Motorsports LLC	—	EXIT	Sold out
48	✓	Kate Spade & Company	—	NEW	New buy
49	OKE	ONEOK, Inc.	—	EXIT	Sold out
50	✓	Suffolk Bancorp	—	EXIT	Sold out