VestGen Investment Management — Q3 2013 13F Holdings

Name: VestGen Investment Management — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001511739

Total reported value

$181.3M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	37.21%	—	—
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	32.39%	—	—
3	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	9.17%	—	-54.74%
4	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	5.58%	—	—
5	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	5.56%	—	—
6	✓	Powershares Global ETF Trust	ETF-Other	2.86%	—	—
7	PENN	Penn Entertainment INC	Stock-Consumer Disc	2.51%	—	—
8	✓	Cape Bancorp	Stock-Other	0.62%	—	—
9	PHK	Pimco High Income Fund	Stock-Other	0.42%	—	—
10	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	Stock-Other	0.31%	—	—
11	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.31%	—	—
12	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.30%	—	—
13	✓	Ishares Tr	Stock-Other	0.30%	—	—
14	CVX	Chevron CORP	Stock-Energy	0.28%	—	-0.69%
15	NLYEUR	Annaly Capital Management In	Stock-Other	0.17%	—	—
16	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.16%	—	—
17	XLV	Ss Health Care Select Sector	ETF-Other	0.16%	—	—
18	XLK	Ss Technology Select Sector	ETF-Tech	0.15%	—	—
19	XLB	Ss Materials Select Sector	ETF-Other	0.15%	—	—
20	XLF	Ss Financial Select Sector	ETF-Other	0.15%	—	—
21	XLI	Ss Industrial Select Sector	ETF-Other	0.15%	—	—
22	XLE	Ss Energy Select Sector	ETF-Other	0.15%	+0.46%	NEW
23	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.15%	—	—
24	GLD	Spdr Gold Shares	ETF-Commodities	0.15%	—	+2.17%
25	XOM	Exxon Mobil CORP	Stock-Energy	0.14%	—	-1.36%
26	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.12%	—	+0.09%
27	PFE	Pfizer INC	Stock-Healthcare	0.10%	—	-0.70%
28	XPMAX	Pioneer Municipal High INC	Stock-Other	0.09%	—	-74.07%
29	✓	Rait Financial Trust	Stock-Other	0.06%	—	—
30	✓	Dreyfus Strategic Muns INC	Stock-Other	0.06%	—	-74.73%
31	✓	Gastar Expl LTD	Stock-Other	0.05%	—	—

Holding changes this quarter

Position changes disclosed by VestGen Investment Management for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+46%	NEW	New buy
2	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+21.8%	NEW	New buy
3	HYS	Pimco 0-5 Year H/y CORP Bond	+8%	NEW	New buy
4	SJNK	Ss Spdr Bb St Hi Yield ETF	+2.6%	NEW	New buy
5	XLY	Ss Consumer Disc Select Sect	+1.6%	NEW	New buy
6	XLE	Ss Energy Select Sector	+1.1%	NEW	New buy
7	XLP	Ss Consumer Staples Sel Sect	+1.1%	NEW	New buy
8	XLK	Ss Technology Select Sector	+0.9%	NEW	New buy
9	SMHC	VanEck China Semiconductor ETF	+0.8%	NEW	New buy
10	XLV	Ss Health Care Select Sector	+0.7%	NEW	New buy
11	XLI	Ss Industrial Select Sector	+0.6%	NEW	New buy
12	✓	Ishares Tr	+0.6%	NEW	New buy
13	XLB	Ss Materials Select Sector	+0.6%	NEW	New buy
14	TLT	iShares 20+ Year Treasury Bond ETF	+0.5%	NEW	New buy
15	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	+0.5%	NEW	New buy
16	XLF	Ss Financial Select Sector	+0.3%	NEW	New buy
17	✓	Powershares Global ETF Trust	+0.3%	NEW	New buy
18	✓	Gastar Expl LTD	-0.1%	—	Unchanged
19	✓	Rait Financial Trust	-0.2%	—	Unchanged
20	PFE	Pfizer INC	-0.3%	-0.70%	Trim
21	AEP	American Electric Power Company, Inc.	-0.3%	+0.09%	Add
22	GLD	Spdr Gold Shares	-0.4%	+2.17%	Add
23	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	+1.69%	Add
24	XOM	Exxon Mobil CORP	-0.4%	-1.36%	Trim
25	NLYEUR	Annaly Capital Management In	-0.5%	—	Unchanged
26	✓	Dreyfus Strategic Muns INC	-0.7%	-74.73%	Trim
27	CVX	Chevron CORP	-0.8%	-0.69%	Trim
28	XPMAX	Pioneer Municipal High INC	-1.1%	-74.07%	Trim
29	PHK	Pimco High Income Fund	-1.2%	—	Unchanged
30	✓	Cape Bancorp	-1.8%	—	Unchanged
31	PENN	Penn Entertainment INC	-6.8%	—	Unchanged
32	✓	Powershares	-28.7%	EXIT	Sold out
33	CWB	Ss Spdr Bb Conv Sec ETF	-44.1%	+569.48%	Add