Verity Asset Management, Inc. — Q3 2020 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AGG	Ishares Core U.s. Aggregate	ETF-Other	15.80%	—	+64.93%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.91%	-2.58%	+13.22%
3	BND	Vanguard Total Bond Market	ETF-Other	2.78%	—	—
4	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	2.54%	—	-39.93%
5	TIP	Ishares Tips Bond ETF	ETF-Other	2.50%	—	—
6	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.07%	—	+352.81%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.76%	-0.56%	+5.12%
8	AAPL	Apple INC	Stock-Tech	1.47%	—	—
9	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.41%	—	+5.71%
10	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.35%	—	+24.29%
11	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.34%	—	+9.68%
12	PYPL	Paypal Holdings INC	Stock-Financials	1.29%	—	-27.99%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.19%	—	-12.95%
14	VXUS	Vanguard Total Intl Stock	ETF-Other	1.19%	-1.02%	-55.66%
15	MSFT	Microsoft CORP	Stock-Tech	1.19%	—	-3.35%
16	IBM	Intl Business Machines CORP	Stock-Tech	1.17%	-0.42%	+6.44%
17	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.14%	—	-0.07%
18	WMT	Walmart INC	Stock-Consumer Staples	1.14%	+0.19%	-5.77%
19	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.12%	—	+82.92%
20	VEA	Vanguard Ftse Developed ETF	ETF-Other	1.09%	—	+311.58%
21	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.09%	—	-87.21%
22	SCHW 5.95 PERP D	Charles Schwab CORP	Stock-Financials	1.06%	—	+30.48%
23	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	1.03%	—	—
24	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.88%	—	-53.74%
25	SH1USD	Proshares Short S&p500	ETF-Other	0.87%	—	+24.13%
26	PFF	Ishares Preferred & Income S	ETF-Other	0.85%	—	-2.88%
27	PHO	Invesco Water Resources ETF	ETF-Other	0.82%	—	-11.67%
28	BSJM1EUR	Invesco Bulletshares 2022 Hi	ETF-Other	0.77%	—	+25.82%
29	CMC	Commercial Metals Co	Stock-Industrials	0.76%	—	-8.11%
30	TAN	Invesco Solar ETF	ETF-Other	0.76%	—	-14.07%
31	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	0.72%	—	-75.73%
32	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	0.71%	—	+4.29%
33	AMZN	Amazon.com INC	Stock-Consumer Disc	0.70%	—	-11.28%
34	PFE	Pfizer INC	Stock-Healthcare	0.69%	—	+1.74%
35	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.69%	—	-3.83%
36	COHR	Coherent Corp.	Stock-Tech	0.68%	—	-3.25%
37	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.65%	—	—
38	VZ	Verizon Communications INC	Stock-Comm Services	0.64%	—	-4.13%
39	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	0.62%	—	-32.36%
40	PM	Philip Morris International	Stock-Consumer Staples	0.60%	—	+0.77%
41	TXN	Texas Instruments INC	Stock-Tech	0.58%	—	-1.81%
42	AMGN	Amgen INC	Stock-Healthcare	0.56%	—	-7.63%
43	UUP	Invesco Db US Dollar Index B	ETF-Large Cap & Growth	0.53%	—	+1.12%
44	SGENEUR	Seagen INC	Stock-Other	0.53%	—	-6.13%
45	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.52%	—	+18.88%
46	XLNXEUR	Xilinx INC	Stock-Other	0.51%	—	+18.85%
47	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.51%	—	+26.11%
48	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.51%	—	-14.39%
49	BSJK	Invesco Bulletshares 2020 Hi	ETF-Other	0.50%	—	-9.35%
50	GILD	Gilead Sciences INC	Stock-Healthcare	0.46%	—	+36.80%

1–50 of 141

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AGG	Ishares Core U.s. Aggregate	+4.2%	+64.93%	Add
2	VOO	Vanguard S&p 500 ETF	+1.5%	+352.81%	Add
3	VEA	Vanguard Ftse Developed ETF	+0.8%	+311.58%	Add
4	IWM	Ishares Russell 2000 ETF	+0.4%	+82.92%	Add
5	TXN	Texas Instruments INC	+0.2%	-1.81%	Trim
6	AMZN	Amazon.com INC	+0.2%	-11.28%	Trim
7	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+13.22%	Add
8	EEM	Ishares Msci Emerging Market	+0.2%	+24.29%	Add
9	TAN	Invesco Solar ETF	+0.2%	-14.07%	Trim
10	MSFT	Microsoft CORP	+0.1%	-3.35%	Trim
11	PFE	Pfizer INC	+0.1%	+1.74%	Add
12	VZ	Verizon Communications INC	+0.1%	-4.13%	Trim
13	V	Visa Inc-class A Shares	+0.1%	-8.71%	Trim
14	AMGN	Amgen INC	+0.1%	-7.63%	Trim
15	PM	Philip Morris International	+0.1%	+0.77%	Add
16	SCHW 5.95 PERP D	Charles Schwab CORP	+0.1%	+30.48%	Add
17	WMT	Walmart INC	+0.1%	-5.77%	Trim
18	VTI	Vanguard Total Stock Mkt ETF	-0.1%	+5.12%	Add
19	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	-0.5%	-32.36%	Trim
20	PYPL	Paypal Holdings INC	-0.6%	-27.99%	Trim
21	DUK 5.75 PERP A	Duke Energy CORP	-0.7%	-73.35%	Trim
22	KO	Coca-cola Co/the	-0.8%	-69.27%	Trim
23	VMBS	Vanguard Mortgage-backed Sec	-0.9%	-79.74%	Trim
24	VXUS	Vanguard Total Intl Stock	-1.9%	-55.66%	Trim
25	BNDX	Vanguard Total Intl Bond ETF	-2.6%	-39.93%	Trim
26	DIA	Ss Spdr Dow Jones Indus Avg	-2.6%	-75.73%	Trim
27	BND	Vanguard Total Bond Market	—	NEW	New buy
28	TIP	Ishares Tips Bond ETF	—	NEW	New buy
29	VGIT	Vanguard Intermediate-term T	—	EXIT	Sold out
30	AAPL	Apple INC	—	NEW	New buy
31	VGSH	Vanguard Short-term Treasury	—	NEW	New buy
32	CSCO	Cisco Systems INC	—	EXIT	Sold out
33	RSP	Invesco S&p 500 Equal Weight	—	NEW	New buy
34	LOW	Lowe's Cos INC	—	EXIT	Sold out
35	FBNC	First Bancorp/nc	—	EXIT	Sold out
36	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
37	S9Q	Spirit Aerosystems Hold-cl A	—	NEW	New buy
38	BSV	Vanguard Short-term Bond ETF	—	NEW	New buy
39	D	Dominion Energy INC	—	EXIT	Sold out
40	NKE	Nike INC -cl B	—	NEW	New buy
41	COHREUR	Coherent INC	—	EXIT	Sold out
42	SLV	Ishares Silver Trust	—	NEW	New buy
43	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
44	BIP	Brookfield Infrastructure Partners L.P.	—	NEW	New buy
45	FAST	Fastenal Co	—	EXIT	Sold out
46	CAT	Caterpillar INC	—	NEW	New buy
47	WEP	Magellan Midstream Partners	—	NEW	New buy
48	SHY	Ishares 1-3 Year Treasury Bo	—	EXIT	Sold out
49	CVX	Chevron CORP	—	NEW	New buy
50	HON	Honeywell International INC	—	NEW	New buy