Verity Asset Management, Inc. — Q1 2020 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VGSH	Vanguard Short-term Treasury	ETF-Gov Bonds	4.73%	—	—
2	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.16%	—	-4.88%
3	SCHW 5.95 PERP D	Charles Schwab CORP	Stock-Financials	2.92%	—	+70.49%
4	MSFT	Microsoft CORP	Stock-Tech	2.85%	—	+176.01%
5	VZ	Verizon Communications INC	Stock-Comm Services	2.49%	—	+199.69%
6	D	Dominion Energy INC	Stock-Utilities	2.30%	—	+169.92%
7	AAPL	Apple INC	Stock-Tech	2.17%	—	+33.39%
8	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.09%	—	+63.15%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.98%	-0.56%	-87.91%
10	JPM	Jpmorgan Chase & Co	Stock-Financials	1.96%	—	+321.12%
11	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.81%	—	+0.23%
12	VPU	Vanguard Utilities ETF	ETF-Other	1.77%	—	—
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.74%	—	-8.38%
14	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.68%	—	-7.17%
15	IBM	Intl Business Machines CORP	Stock-Tech	1.65%	-0.42%	+0.67%
16	WMT	Walmart INC	Stock-Consumer Staples	1.60%	+0.19%	-6.90%
17	LLY	Eli Lilly & Co	Stock-Healthcare	1.60%	—	—
18	PYPL	Paypal Holdings INC	Stock-Financials	1.52%	—	-13.37%
19	VXUS	Vanguard Total Intl Stock	ETF-Other	1.52%	-1.02%	-64.58%
20	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.50%	—	-2.65%
21	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	1.49%	—	—
22	CSCO	Cisco Systems INC	Stock-Tech	1.45%	—	+1.55%
23	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	1.42%	—	+4.67%
24	DUK	Duke Energy CORP	Stock-Utilities	1.38%	—	+91.57%
25	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.38%	—	+7.77%
26	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.34%	—	+0.36%
27	PFF	Ishares Preferred & Income S	ETF-Other	1.30%	—	+285.32%
28	PHO	Invesco Water Resources ETF	ETF-Other	1.16%	—	-12.57%
29	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	1.16%	—	+3.09%
30	AMZN	Amazon.com INC	Stock-Consumer Disc	1.09%	—	+94.30%
31	CMC	Commercial Metals Co	Stock-Industrials	1.09%	—	+10.65%
32	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.07%	—	-0.16%
33	DUK 5.75 PERP A	Duke Energy CORP	Stock-Utilities	1.01%	—	+6.63%
34	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.00%	—	+7.45%
35	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.98%	—	-1.56%
36	V	Visa Inc-class A Shares	Stock-Financials	0.95%	—	+166.27%
37	COHR	Coherent Corp.	Stock-Tech	0.89%	—	+24.93%
38	PFE	Pfizer INC	Stock-Healthcare	0.89%	—	+12.75%
39	PM	Philip Morris International	Stock-Consumer Staples	0.88%	—	+16.61%
40	UUP	Invesco Db US Dollar Index B	ETF-Large Cap & Growth	0.86%	—	+7.42%
41	AMGN	Amgen INC	Stock-Healthcare	0.86%	—	+4.07%
42	BSJK	Invesco Bulletshares 2020 Hi	ETF-Other	0.84%	—	+17.15%
43	ITB	Ishares U.s. Home Constructi	ETF-Other	0.81%	—	—
44	PEP	Pepsico INC	Stock-Consumer Staples	0.76%	—	+15.15%
45	BSJM1EUR	Invesco Bulletshares 2022 Hi	ETF-Other	0.76%	—	-56.67%
46	HD	Home Depot INC	Stock-Consumer Disc	0.76%	—	—
47	TXN	Texas Instruments INC	Stock-Tech	0.74%	—	+26.00%
48	WBA	Walgreens Boots Alliance INC	Stock-Other	0.73%	—	+41.33%
49	KO	Coca-cola Co/the	Stock-Consumer Staples	0.70%	—	+13.49%
50	MU	Micron Technology INC	Stock-Tech	0.69%	—	—

1–50 of 119

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MSFT	Microsoft CORP	+2%	+176.01%	Add
2	VZ	Verizon Communications INC	+1.7%	+199.69%	Add
3	D	Dominion Energy INC	+1.5%	+169.92%	Add
4	SCHW 5.95 PERP D	Charles Schwab CORP	+1.5%	+70.49%	Add
5	JPM	Jpmorgan Chase & Co	+1.4%	+321.12%	Add
6	IAUUSD	Ishares Gold Trust	+1.1%	+63.15%	Add
7	PFF	Ishares Preferred & Income S	+1%	+285.32%	Add
8	DUK	Duke Energy CORP	+0.7%	+91.57%	Add
9	AMZN	Amazon.com INC	+0.7%	+94.30%	Add
10	V	Visa Inc-class A Shares	+0.6%	+166.27%	Add
11	QQQ	Invesco Qqq Trust Series 1	+0.1%	-8.38%	Trim
12	PYPL	Paypal Holdings INC	-0.1%	-13.37%	Trim
13	XBI	Ss Spdr S&p Biotech ETF	-0.1%	-7.17%	Trim
14	PHO	Invesco Water Resources ETF	-0.1%	-12.57%	Trim
15	IWM	Ishares Russell 2000 ETF	-0.2%	-1.56%	Trim
16	SPLV	Invesco S&p 500 Low Volatili	-0.2%	-25.44%	Trim
17	MDC1USD	Mdc Holdings INC	-0.2%	-16.30%	Trim
18	GIII	G-iii Apparel Group LTD	-0.3%	+20.72%	Add
19	PSX	Phillips 66	-0.3%	—	Unchanged
20	TBT	Proshares Ultrashort 20+y Tr	-0.3%	-0.16%	Trim
21	DIA	Ss Spdr Dow Jones Indus Avg	-0.3%	-4.88%	Trim
22	AAL	American Airlines Group INC	-0.4%	-6.45%	Trim
23	ALK	Alaska Air Group INC	-0.4%	-23.82%	Trim
24	FCG	First Trust Natural Gas ETF	-0.4%	-3.66%	Trim
25	GDX	Vaneck Gold Miners ETF	-0.5%	-62.62%	Trim
26	SO	Southern Co/the	-0.6%	-71.55%	Trim
27	BSJM1EUR	Invesco Bulletshares 2022 Hi	-0.8%	-56.67%	Trim
28	EPI	Wisdomtree India Earnings	-1%	-64.01%	Trim
29	VXUS	Vanguard Total Intl Stock	-3%	-64.58%	Trim
30	VTI	Vanguard Total Stock Mkt ETF	-14.5%	-87.91%	Trim
31	VGSH	Vanguard Short-term Treasury	—	NEW	New buy
32	VPU	Vanguard Utilities ETF	—	NEW	New buy
33	LLY	Eli Lilly & Co	—	NEW	New buy
34	SPHD	Invesco S&p 500 High Dividen	—	EXIT	Sold out
35	VOOG	Vanguard S&p 500 Growth ETF	—	NEW	New buy
36	HDB	Hdfc Bank Ltd-adr	—	EXIT	Sold out
37	COF	Capital One Financial CORP	—	EXIT	Sold out
38	ITB	Ishares U.s. Home Constructi	—	NEW	New buy
39	HD	Home Depot INC	—	NEW	New buy
40	MU	Micron Technology INC	—	NEW	New buy
41	EAT	Brinker International INC	—	EXIT	Sold out
42	FSICUSD	Fs Kkr Capital CORP	—	EXIT	Sold out
43	STLD	Steel Dynamics INC	—	EXIT	Sold out
44	CAL	Caleres INC	—	EXIT	Sold out
45	SPLKCHF	Splunk INC	—	NEW	New buy
46	ARLO	Arlo Technologies INC	—	EXIT	Sold out
47	XHITX	Invesco Hi INC 2023 Trgt Trm	—	EXIT	Sold out
48	INTC	Intel CORP	—	NEW	New buy
49	BTI	British American Tob-sp Adr	—	NEW	New buy
50	TAN	Invesco Solar ETF	—	NEW	New buy