Verity Asset Management, Inc. — Q4 2019 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	16.45%	-0.56%	+72.49%
2	VXUS	Vanguard Total Intl Stock	ETF-Other	4.50%	-1.02%	+299.98%
3	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.50%	—	-15.14%
4	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.76%	—	-6.04%
5	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.68%	—	-10.51%
6	PYPL	Paypal Holdings INC	Stock-Financials	1.57%	—	+2.70%
7	IBM	Intl Business Machines CORP	Stock-Tech	1.57%	-0.42%	-11.54%
8	BSJM1EUR	Invesco Bulletshares 2022 Hi	ETF-Other	1.56%	—	+55.41%
9	FLOT	Ishares Floating Rate Bond E	ETF-Other	1.49%	—	+11.65%
10	AAPL	Apple INC	Stock-Tech	1.48%	—	+1.36%
11	SCHW 5.95 PERP D	Charles Schwab CORP	Stock-Financials	1.43%	—	+58.53%
12	WMT	Walmart INC	Stock-Consumer Staples	1.42%	+0.19%	-4.28%
13	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.41%	—	-6.47%
14	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.40%	—	-6.37%
15	EPI	Wisdomtree India Earnings	ETF-Other	1.39%	—	-5.58%
16	CSCO	Cisco Systems INC	Stock-Tech	1.38%	—	+3.81%
17	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.32%	—	+315.34%
18	PHO	Invesco Water Resources ETF	ETF-Other	1.30%	—	-0.03%
19	SPHD	Invesco S&p 500 High Dividen	ETF-Large Cap & Growth	1.22%	—	—
20	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.13%	—	—
21	CMC	Commercial Metals Co	Stock-Industrials	1.10%	—	-9.20%
22	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	1.06%	—	+4.92%
23	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.04%	—	+2.16%
24	HDB	Hdfc Bank Ltd-adr	Stock-Financials	1.01%	—	—
25	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.97%	—	-1.27%
26	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.90%	—	+27.16%
27	SO	Southern Co/the	Stock-Utilities	0.87%	—	-2.82%
28	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	0.84%	+0.46%	-25.14%
29	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.83%	—	-15.14%
30	MSFT	Microsoft CORP	Stock-Tech	0.81%	—	+4.31%
31	PSX	Phillips 66	Stock-Energy	0.81%	—	—
32	DUK 5.75 PERP A	Duke Energy CORP	Stock-Utilities	0.80%	—	-35.88%
33	AMGN	Amgen INC	Stock-Healthcare	0.77%	—	-5.44%
34	D	Dominion Energy INC	Stock-Utilities	0.77%	—	-1.54%
35	VZ	Verizon Communications INC	Stock-Comm Services	0.75%	—	+0.61%
36	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.75%	—	-6.22%
37	PFE	Pfizer INC	Stock-Healthcare	0.74%	—	+6.40%
38	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	0.74%	—	+6.23%
39	AAL	American Airlines Group INC	Stock-Industrials	0.73%	—	-3.35%
40	FCG	First Trust Natural Gas ETF	ETF-Other	0.70%	—	-15.75%
41	PM	Philip Morris International	Stock-Consumer Staples	0.70%	—	+47.81%
42	COF	Capital One Financial CORP	Stock-Financials	0.69%	—	-1.86%
43	COHR	Coherent Corp.	Stock-Tech	0.66%	—	+203.82%
44	DUK	Duke Energy CORP	Stock-Utilities	0.64%	—	-4.34%
45	ALK	Alaska Air Group INC	Stock-Industrials	0.63%	—	-11.42%
46	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	0.63%	—	-4.16%
47	MDC1USD	Mdc Holdings INC	Stock-Other	0.62%	—	+13.39%
48	UUP	Invesco Db US Dollar Index B	ETF-Large Cap & Growth	0.62%	—	-5.37%
49	KO	Coca-cola Co/the	Stock-Consumer Staples	0.61%	—	+3.67%
50	TXN	Texas Instruments INC	Stock-Tech	0.59%	—	-4.73%

1–50 of 126

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+7.2%	+72.49%	Add
2	VXUS	Vanguard Total Intl Stock	+3.4%	+299.98%	Add
3	IVV	Ishares Core S&p 500 ETF	+1%	+315.34%	Add
4	BSJM1EUR	Invesco Bulletshares 2022 Hi	+0.5%	+55.41%	Add
5	SCHW 5.95 PERP D	Charles Schwab CORP	+0.5%	+58.53%	Add
6	COHR	Coherent Corp.	+0.4%	+203.82%	Add
7	AAPL	Apple INC	+0.3%	+1.36%	Add
8	PM	Philip Morris International	+0.3%	+47.81%	Add
9	FSICUSD	Fs Kkr Capital CORP	+0.2%	+75.05%	Add
10	XBI	Ss Spdr S&p Biotech ETF	+0.2%	-6.04%	Trim
11	KMB	Kimberly-clark CORP	-0.3%	-56.43%	Trim
12	SPLV	Invesco S&p 500 Low Volatili	-0.3%	-25.14%	Trim
13	IBM	Intl Business Machines CORP	-0.5%	-11.54%	Trim
14	DUK 5.75 PERP A	Duke Energy CORP	-0.5%	-35.88%	Trim
15	DIA	Ss Spdr Dow Jones Indus Avg	-0.8%	-15.14%	Trim
16	VXX	iPath Series B S&P 500 VIX Short-Term Futures ETN	-1.4%	-82.47%	Trim
17	VNQ	Vanguard Real Estate ETF	-3.1%	-93.39%	Trim
18	VPU	Vanguard Utilities ETF	—	EXIT	Sold out
19	BSJL	Invesco Bulletshares 2021 Hi	—	EXIT	Sold out
20	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
21	SPHD	Invesco S&p 500 High Dividen	—	NEW	New buy
22	IWM	Ishares Russell 2000 ETF	—	NEW	New buy
23	HDB	Hdfc Bank Ltd-adr	—	NEW	New buy
24	VRP	Invesco Variable Rate Prefer	—	EXIT	Sold out
25	FNSR	Finisar Corporation	—	EXIT	Sold out
26	S9Q	Spirit Aerosystems Hold-cl A	—	EXIT	Sold out
27	✓	Invesco Exch Trd Slf Idx Fd	—	EXIT	Sold out
28	DIS	Walt Disney Co/the	—	NEW	New buy
29	RTL 7.5 PERP A	Necessity Retail Reit In	—	NEW	New buy
30	CAL	Caleres INC	—	NEW	New buy
31	ITW	Illinois Tool Works	—	EXIT	Sold out
32	XLNXEUR	Xilinx INC	—	NEW	New buy
33	VIRT	Virtu Financial Inc-class A	—	EXIT	Sold out
34	PFF	Ishares Preferred & Income S	—	NEW	New buy
35	RARE	Ultragenyx Pharmaceutical In	—	EXIT	Sold out
36	GLD	Spdr Gold Shares	—	EXIT	Sold out
37	IJR	Ishares Core S&p Small-cap E	—	NEW	New buy
38	WEP	Magellan Midstream Partners	—	EXIT	Sold out
39	EDV	Vanguard Extended Dur Treas	—	EXIT	Sold out
40	CAT	Caterpillar INC	—	NEW	New buy
41	MSM	Msc Industrial Direct Co-a	—	NEW	New buy
42	BWA	Borgwarner INC	—	EXIT	Sold out
43	KEL	Kellanova	—	NEW	New buy
44	EMR	Emerson Electric Co	—	NEW	New buy
45	MMM	3m Co	—	EXIT	Sold out
46	CNK	Cinemark Holdings INC	—	NEW	New buy
47	MPC	Marathon Petroleum CORP	—	EXIT	Sold out
48	PCAR	Paccar INC	—	NEW	New buy
49	MRK	Merck & Co. INC.	—	NEW	New buy
50	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy