Verity Asset Management, Inc. — Q3 2018 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	FLOT	Ishares Floating Rate Bond E	ETF-Other	8.34%	—	-34.86%
2	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	6.20%	—	+0.31%
3	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	5.12%	—	-22.62%
4	MINT	Pimco Enhanced Short Maturit	ETF-Other	3.63%	—	-52.75%
5	AAPL	Apple INC	Stock-Tech	3.42%	—	-55.83%
6	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.60%	—	+14.46%
7	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.07%	—	-19.01%
8	HCA	Hca Healthcare INC	Stock-Healthcare	1.95%	—	-23.30%
9	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.93%	—	-20.85%
10	IBM	Intl Business Machines CORP	Stock-Tech	1.92%	-0.42%	+4.85%
11	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.86%	—	-23.02%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.86%	—	—
13	UNH	Unitedhealth Group INC	Stock-Healthcare	1.84%	—	-4.72%
14	PHO	Invesco Water Resources ETF	ETF-Other	1.84%	—	-21.44%
15	EPI	Wisdomtree India Earnings	ETF-Other	1.73%	—	-20.12%
16	LYB	LyondellBasell Industries N.V.	Stock-Materials	1.69%	—	-2.76%
17	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.65%	—	+0.58%
18	PYPL	Paypal Holdings INC	Stock-Financials	1.62%	—	+0.08%
19	CSCO	Cisco Systems INC	Stock-Tech	1.57%	—	+48.24%
20	AXP	American Express Co	Stock-Financials	1.36%	—	-3.54%
21	IGV	Ishares Expanded Tech-softwa	ETF-Tech	1.31%	-0.23%	EXIT
22	NOC	Northrop Grumman CORP	Stock-Industrials	1.29%	—	+10.06%
23	AMLPUSD	Alerian Mlp ETF	ETF-Other	1.26%	—	+7.48%
24	MSFT	Microsoft CORP	Stock-Tech	1.17%	—	-14.19%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.15%	—	—
26	IYH	Ishares U.s. Healthcare ETF	ETF-Other	1.04%	—	—
27	PSX	Phillips 66	Stock-Energy	1.00%	—	-0.42%
28	STLD	Steel Dynamics INC	Stock-Materials	0.96%	—	+4.50%
29	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.84%	-0.56%	-9.54%
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.82%	—	-19.49%
31	CMC	Commercial Metals Co	Stock-Industrials	0.82%	—	+7.58%
32	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.80%	—	-52.08%
33	PFE	Pfizer INC	Stock-Healthcare	0.80%	—	+7.49%
34	UUP	Invesco Db US Dollar Index B	ETF-Large Cap & Growth	0.75%	—	-3.01%
35	WMT	Walmart INC	Stock-Consumer Staples	0.73%	+0.19%	+49.28%
36	FNSR	Finisar Corporation	Stock-Other	0.65%	—	+7.85%
37	SO	Southern Co/the	Stock-Utilities	0.61%	—	-10.69%
38	VZ	Verizon Communications INC	Stock-Comm Services	0.59%	—	+2.49%
39	AL	Air Lease CORP	Stock-Other	0.53%	—	+9.45%
40	AMGN	Amgen INC	Stock-Healthcare	0.52%	—	+1.19%
41	CTRA	Coterra Energy INC	Stock-Energy	0.52%	+0.33%	+65.61%
42	IYW	Ishares Ustechnology ETF	ETF-Tech	0.50%	—	—
43	ACM	Aecom	Stock-Industrials	0.48%	—	+7.81%
44	KO	Coca-cola Co/the	Stock-Consumer Staples	0.48%	—	-43.74%
45	ABT	Abbott Laboratories	Stock-Healthcare	0.47%	—	+7.45%
46	VXUS	Vanguard Total Intl Stock	ETF-Other	0.47%	-1.02%	+57.42%
47	LGND	Ligand Pharmaceuticals	Stock-Healthcare	0.47%	—	-14.65%
48	COHREUR	Coherent INC	Stock-Other	0.45%	—	+28.33%
49	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.44%	+0.20%	NEW
50	SH1USD	Proshares Short S&p500	ETF-Other	0.42%	—	—

1–50 of 133

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VOO	Vanguard S&p 500 ETF	+0.9%	+0.31%	Add
2	CSCO	Cisco Systems INC	+0.7%	+48.24%	Add
3	IWM	Ishares Russell 2000 ETF	+0.6%	+14.46%	Add
4	WMT	Walmart INC	+0.3%	+49.28%	Add
5	TBT	Proshares Ultrashort 20+y Tr	-0.1%	-19.01%	Trim
6	QQQ	Invesco Qqq Trust Series 1	-0.1%	-20.85%	Trim
7	PHO	Invesco Water Resources ETF	-0.2%	-21.44%	Trim
8	EPD	Enterprise Products Partners	-0.2%	-46.31%	Trim
9	KO	Coca-cola Co/the	-0.3%	-43.74%	Trim
10	XBI	Ss Spdr S&p Biotech ETF	-0.3%	-23.02%	Trim
11	EPI	Wisdomtree India Earnings	-0.3%	-20.12%	Trim
12	HAL	Halliburton Co	-0.4%	-51.10%	Trim
13	DIA	Ss Spdr Dow Jones Indus Avg	-0.4%	-22.62%	Trim
14	IJT	Ishares S&p Small-cap 600 Gr	-0.8%	-81.53%	Trim
15	GDX	Vaneck Gold Miners ETF	-1%	-52.08%	Trim
16	AAPL	Apple INC	-2.4%	-55.83%	Trim
17	FLOT	Ishares Floating Rate Bond E	-3.4%	-34.86%	Trim
18	MINT	Pimco Enhanced Short Maturit	-3.4%	-52.75%	Trim
19	HD	Home Depot INC	—	EXIT	Sold out
20	JPM	Jpmorgan Chase & Co	—	NEW	New buy
21	BNY	Bank Of New York Mellon CORP	—	EXIT	Sold out
22	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
23	IYH	Ishares U.s. Healthcare ETF	—	NEW	New buy
24	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
25	SH1USD	Proshares Short S&p500	—	NEW	New buy
26	DAN	Dana INC	—	NEW	New buy
27	BGS	B&g Foods INC	—	EXIT	Sold out
28	COTY	Coty Inc-cl A	—	NEW	New buy
29	MOO	Vaneck Agribusiness ETF	—	EXIT	Sold out
30	NUE	Nucor CORP	—	EXIT	Sold out
31	✓	Invesco Exch Trd Slf Idx Fd	—	NEW	New buy
32	MO	Altria Group INC	—	NEW	New buy
33	VT	Vanguard Tot World Stk ETF	—	NEW	New buy
34	KMB	Kimberly-clark CORP	—	NEW	New buy
35	GIS	General Mills INC	—	NEW	New buy
36	HP	Helmerich & Payne	—	NEW	New buy
37	PBCTEUR	People's United Financial	—	EXIT	Sold out
38	LMT	Lockheed Martin CORP	—	NEW	New buy
39	PEP	Pepsico INC	—	NEW	New buy
40	ZBH	Zimmer Biomet Holdings INC	—	NEW	New buy
41	VIRT	Virtu Financial Inc-class A	—	NEW	New buy
42	JNJ	Johnson & Johnson	—	NEW	New buy
43	XOM	Exxon Mobil CORP	—	NEW	New buy
44	OMC	Omnicom Group	—	NEW	New buy
45	GSKYGBP	Greensky Inc-class A	—	NEW	New buy
46	SPG	Simon Property Group INC	—	EXIT	Sold out
47	XLY	Ss Consumer Disc Select Sect	—	EXIT	Sold out
48	CVS	Cvs Health CORP	—	EXIT	Sold out
49	PSA	Public Storage	—	EXIT	Sold out
50	IVZ	Invesco Ltd.	—	EXIT	Sold out