Verity Asset Management, Inc. — Q3 2017 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	7.97%	—	-1.35%
2	FLOT	Ishares Floating Rate Bond E	ETF-Other	7.48%	—	+14.56%
3	MINT	Pimco Enhanced Short Maturit	ETF-Other	7.16%	—	+3.92%
4	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	6.77%	—	-7.50%
5	AGG	Ishares Core U.s. Aggregate	ETF-Other	6.46%	—	-9.00%
6	VGK	Vanguard Ftse Europe ETF	ETF-Other	4.06%	—	+23.50%
7	✓	Powershares ETF Tr Ii	ETF-Other	3.64%	—	-2.84%
8	VPL	Vanguard Ftse Pacific ETF	ETF-Other	2.61%	—	-3.12%
9	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.33%	—	+0.99%
10	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	2.14%	—	+41.10%
11	IBB	Ishares Biotechnology ETF	ETF-Tech	2.11%	—	-14.09%
12	✓	Invsc Water Resc Portfolio ETF	ETF-Other	1.88%	—	-15.01%
13	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.80%	—	-8.12%
14	MSFT	Microsoft CORP	Stock-Tech	1.77%	—	+175.04%
15	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	1.60%	—	-10.67%
16	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	1.52%	—	-67.51%
17	EUFN	Ishares Msci Europe Financia	ETF-Other	1.37%	—	—
18	IHI	Ishares U.s. Medical Devices	ETF-Other	1.27%	—	-20.40%
19	HDV	Ishares Core High Dividend E	ETF-Other	1.25%	—	+18.15%
20	XRT	Ss Spdr S&p Retail ETF	ETF-Other	1.21%	—	-1.69%
21	PYPL	Paypal Holdings INC	Stock-Financials	1.11%	—	-31.32%
22	IBM	Intl Business Machines CORP	Stock-Tech	1.08%	-0.42%	-5.80%
23	IDV	Ishares International Select	ETF-Other	1.03%	—	+265.07%
24	EPI	Wisdomtree India Earnings	ETF-Other	1.03%	—	+25.64%
25	C	Citigroup INC	Stock-Financials	0.95%	—	—
26	AAPL	Apple INC	Stock-Tech	0.95%	—	+41.24%
27	✓	Powershs Db US Dollar Index	Stock-Other	0.88%	—	+73.16%
28	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.85%	—	-2.47%
29	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.81%	—	-24.23%
30	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.74%	—	-5.71%
31	CMC	Commercial Metals Co	Stock-Industrials	0.68%	—	-3.48%
32	EFA	Ishares Msci Eafe ETF	ETF-Other	0.67%	-0.52%	EXIT
33	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.67%	—	—
34	IPFFEUR	Ishares International Prefer	ETF-Other	0.65%	—	—
35	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	0.63%	—	+1.02%
36	CSCO	Cisco Systems INC	Stock-Tech	0.60%	—	+8.36%
37	STLD	Steel Dynamics INC	Stock-Materials	0.57%	—	-3.20%
38	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	0.56%	—	—
39	PFF	Ishares Preferred & Income S	ETF-Other	0.56%	—	-0.28%
40	NCLH	Norwegian Cruise Line Holdings Ltd.	Stock-Consumer Disc	0.47%	—	—
41	✓	Agrium INC	Stock-Other	0.44%	—	-4.55%
42	APU	Amerigas Partners LP	Stock-Other	0.42%	—	+7.27%
43	TROW	T Rowe Price Group INC	Stock-Financials	0.40%	—	—
44	HN9	Hanesbrands INC	Stock-Other	0.39%	—	—
45	CTRA	Coterra Energy INC	Stock-Energy	0.36%	+0.33%	+31.01%
46	XLB	Ss Materials Select Sector	ETF-Other	0.34%	—	-35.56%
47	AEO	American Eagle Outfitters	Stock-Consumer Disc	0.32%	—	-11.42%
48	GNTX	Gentex CORP	Stock-Consumer Disc	0.32%	—	-7.46%
49	✓		Stock-Other	0.32%	—	+17.40%
50	ACM	Aecom	Stock-Industrials	0.31%	—	+10.99%

1–50 of 124

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MSFT	Microsoft CORP	+1.2%	+175.04%	Add
2	FLOT	Ishares Floating Rate Bond E	+1.1%	+14.56%	Add
3	VGK	Vanguard Ftse Europe ETF	+1%	+23.50%	Add
4	IDV	Ishares International Select	+0.8%	+265.07%	Add
5	VWOB	Vanguard Emerg Mkts Gov Bnd	+0.7%	+41.10%	Add
6	VOO	Vanguard S&p 500 ETF	+0.5%	-1.35%	Trim
7	✓	Powershs Db US Dollar Index	+0.4%	+73.16%	Add
8	MINT	Pimco Enhanced Short Maturit	+0.4%	+3.92%	Add
9	AAPL	Apple INC	+0.3%	+41.24%	Add
10	EPI	Wisdomtree India Earnings	+0.3%	+25.64%	Add
11	HDV	Ishares Core High Dividend E	+0.2%	+18.15%	Add
12	VWO	Vanguard Ftse Emerging Marke	-0.2%	-24.23%	Trim
13	HAL	Halliburton Co	-0.2%	-51.98%	Trim
14	IHI	Ishares U.s. Medical Devices	-0.3%	-20.40%	Trim
15	IBB	Ishares Biotechnology ETF	-0.3%	-14.09%	Trim
16	REM	Ishares Mortgage Real Estate	-0.3%	-54.07%	Trim
17	BXUSD	Blackstone Group Lp/the	-0.3%	-63.99%	Trim
18	AGG	Ishares Core U.s. Aggregate	-0.6%	-9.00%	Trim
19	AMGN	Amgen INC	-0.9%	-77.68%	Trim
20	BNDX	Vanguard Total Intl Bond ETF	-3%	-67.51%	Trim
21	✓	Powershares	—	EXIT	Sold out
22	EUFN	Ishares Msci Europe Financia	—	NEW	New buy
23	XLV	Ss Health Care Select Sector	—	EXIT	Sold out
24	C	Citigroup INC	—	NEW	New buy
25	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
26	IYH	Ishares U.s. Healthcare ETF	—	EXIT	Sold out
27	IVW	Ishares S&p 500 Growth ETF	—	NEW	New buy
28	IPFFEUR	Ishares International Prefer	—	NEW	New buy
29	EMB	Ishares Jp Morgan Usd Emergi	—	NEW	New buy
30	CG	The Carlyle Group Inc.	—	EXIT	Sold out
31	NCLH	Norwegian Cruise Line Holdings Ltd.	—	NEW	New buy
32	PXDEUR	Pioneer Natural Resources Co	—	EXIT	Sold out
33	TROW	T Rowe Price Group INC	—	NEW	New buy
34	ARCC	Ares Capital CORP	—	EXIT	Sold out
35	HN9	Hanesbrands INC	—	NEW	New buy
36	ORCL	Oracle CORP	—	NEW	New buy
37	BA	Boeing Co/the	—	EXIT	Sold out
38	WMT	Walmart INC	—	NEW	New buy
39	XBI	Ss Spdr S&p Biotech ETF	—	NEW	New buy
40	MRCC	Monroe Capital CORP	—	EXIT	Sold out
41	✓		—	NEW	New buy
42	SPG	Simon Property Group INC	—	NEW	New buy
43	YUM	Yum! Brands INC	—	NEW	New buy
44	XLK	Ss Technology Select Sector	—	NEW	New buy
45	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
46	WFRD	Weatherford International plc	—	EXIT	Sold out
47	ETMUSD	Entercom Communications-cl A	—	EXIT	Sold out
48	LMT	Lockheed Martin CORP	—	NEW	New buy
49	GIII	G-iii Apparel Group LTD	—	NEW	New buy
50	COO	The Cooper Companies, Inc.	—	EXIT	Sold out