Verity Asset Management, Inc. — Q3 2016 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MINT	Pimco Enhanced Short Maturit	ETF-Other	7.74%	—	-27.74%
2	✓	Powershares	Stock-Other	5.57%	—	—
3	DIA	Ss Spdr Dow Jones Indus Avg	ETF-Large Cap & Growth	4.34%	—	+6.62%
4	IBB	Ishares Biotechnology ETF	ETF-Tech	3.49%	—	-2.35%
5	FLOT	Ishares Floating Rate Bond E	ETF-Other	3.28%	—	+298.28%
6	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	3.06%	—	+26.50%
7	✓	Invsc Water Resc Portfolio ETF	ETF-Other	2.56%	—	-7.42%
8	ITB	Ishares U.s. Home Constructi	ETF-Other	2.56%	—	+6.92%
9	IGV	Ishares Expanded Tech-softwa	ETF-Tech	2.32%	-0.23%	EXIT
10	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	2.31%	—	-36.72%
11	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.27%	—	+476.81%
12	✓	Powershares Qqq Trust Ser 1	Stock-Other	2.05%	—	-22.64%
13	EPI	Wisdomtree India Earnings	ETF-Other	1.99%	—	-6.85%
14	EFZUSD	Proshares Short Msci Eafe	ETF-Other	1.94%	—	+33.47%
15	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.87%	—	-6.00%
16	BND	Vanguard Total Bond Market	ETF-Other	1.86%	—	-63.35%
17	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	1.85%	—	+4.81%
18	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-Other	1.81%	—	+122.50%
19	SH1USD	Proshares Short S&p500	ETF-Other	1.55%	—	+5.20%
20	AAPL	Apple INC	Stock-Tech	1.54%	—	+175.04%
21	NTRS	Northern Trust CORP	Stock-Financials	1.46%	—	—
22	✓	Triangle Cap CORP	Stock-Other	1.40%	—	+221.91%
23	HON	Honeywell International INC	Stock-Industrials	1.24%	—	—
24	VTIP	Vanguard Short-term Tips	ETF-Other	1.23%	—	-60.05%
25	VCIT	Vanguard Int-term Corporate	ETF-Corp Bonds	1.23%	—	-54.15%
26	TAN	Invesco Solar ETF	ETF-Other	1.20%	—	—
27	IYT	Ishares US Transportation Et	ETF-Other	1.20%	—	-40.20%
28	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.20%	—	—
29	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.19%	—	—
30	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.07%	—	-7.13%
31	PFF	Ishares Preferred & Income S	ETF-Other	1.00%	—	-14.49%
32	✓	Powershares ETF Tr Ii	ETF-Other	0.96%	—	-5.85%
33	HDB	Hdfc Bank Ltd-adr	Stock-Financials	0.94%	—	-31.34%
34	VMC	Vulcan Materials Co	Stock-Materials	0.89%	—	+26.43%
35	WMT	Walmart INC	Stock-Consumer Staples	0.89%	+0.19%	—
36	HAS	Hasbro INC	Stock-Consumer Disc	0.89%	—	+9.32%
37	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.87%	—	-14.44%
38	PYPL	Paypal Holdings INC	Stock-Financials	0.83%	—	—
39	IBM	Intl Business Machines CORP	Stock-Tech	0.82%	-0.42%	+58.76%
40	XLV	Ss Health Care Select Sector	ETF-Other	0.80%	—	-61.62%
41	KO	The Coca-Cola Company	Stock-Consumer Staples	0.78%	—	—
42	SKAA	Skechers USA Inc-cl A	Stock-Other	0.72%	—	+10.40%
43	MHK	Mohawk Industries INC	Stock-Consumer Disc	0.71%	—	—
44	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.69%	—	—
45	BHP	Bhp Group Ltd-spon Adr	Stock-Materials	0.69%	—	—
46	CSCO	Cisco Systems INC	Stock-Tech	0.66%	—	-56.62%
47	ADBE	Adobe INC	Stock-Tech	0.62%	—	—
48	✓	Powershs Db US Dollar Index	Stock-Other	0.60%	—	+119.65%
49	MSFT	Microsoft CORP	Stock-Tech	0.60%	—	+28.31%
50	NKE	Nike INC -cl B	Stock-Consumer Disc	0.58%	—	-0.16%

1–50 of 113

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	FLOT	Ishares Floating Rate Bond E	+2.4%	+298.28%	Add
2	IWM	Ishares Russell 2000 ETF	+1.9%	+476.81%	Add
3	AAPL	Apple INC	+1%	+175.04%	Add
4	VWOB	Vanguard Emerg Mkts Gov Bnd	+1%	+122.50%	Add
5	✓	Triangle Cap CORP	+1%	+221.91%	Add
6	BNDX	Vanguard Total Intl Bond ETF	+0.5%	+26.50%	Add
7	✓	Powershs Db US Dollar Index	+0.3%	+119.65%	Add
8	EFZUSD	Proshares Short Msci Eafe	+0.3%	+33.47%	Add
9	IBM	Intl Business Machines CORP	+0.3%	+58.76%	Add
10	DIA	Ss Spdr Dow Jones Indus Avg	+0.1%	+6.62%	Add
11	IBB	Ishares Biotechnology ETF	+0.1%	-2.35%	Trim
12	HDB	Hdfc Bank Ltd-adr	-0.4%	-31.34%	Trim
13	✓	Powershares Qqq Trust Ser 1	-0.5%	-22.64%	Trim
14	IYT	Ishares US Transportation Et	-0.8%	-40.20%	Trim
15	CSCO	Cisco Systems INC	-0.8%	-56.62%	Trim
16	VTI	Vanguard Total Stock Mkt ETF	-0.9%	-73.11%	Trim
17	XLV	Ss Health Care Select Sector	-1.4%	-61.62%	Trim
18	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-1.5%	-36.72%	Trim
19	VCIT	Vanguard Int-term Corporate	-1.6%	-54.15%	Trim
20	VTIP	Vanguard Short-term Tips	-2%	-60.05%	Trim
21	BND	Vanguard Total Bond Market	-3.5%	-63.35%	Trim
22	MINT	Pimco Enhanced Short Maturit	-3.6%	-27.74%	Trim
23	✓	Powershares	—	NEW	New buy
24	NTRS	Northern Trust CORP	—	NEW	New buy
25	MELI	Mercadolibre INC	—	EXIT	Sold out
26	JETS	US Global Jets ETF	—	EXIT	Sold out
27	HON	Honeywell International INC	—	NEW	New buy
28	TAN	Invesco Solar ETF	—	NEW	New buy
29	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
30	BMY	Bristol-myers Squibb Co	—	NEW	New buy
31	JJGTF	Ipath Bloomberg Grains Subin	—	EXIT	Sold out
32	WMT	Walmart INC	—	NEW	New buy
33	PYPL	Paypal Holdings INC	—	NEW	New buy
34	KO	The Coca-Cola Company	—	NEW	New buy
35	DECK	Deckers Outdoor CORP	—	EXIT	Sold out
36	MHK	Mohawk Industries INC	—	NEW	New buy
37	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
38	BHP	Bhp Group Ltd-spon Adr	—	NEW	New buy
39	SYK	Stryker CORP	—	EXIT	Sold out
40	DIS	Walt Disney Co/the	—	EXIT	Sold out
41	BAC	Bank Of America CORP	—	EXIT	Sold out
42	ADBE	Adobe INC	—	NEW	New buy
43	CVS	Cvs Health CORP	—	NEW	New buy
44	BCRUSD	Cr Bard INC	—	EXIT	Sold out
45	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
46	ILF	Ishares Latin America 40 ETF	—	EXIT	Sold out
47	THO	Thor Industries INC	—	EXIT	Sold out
48	BC	Brunswick CORP	—	EXIT	Sold out
49	ARCC	Ares Capital CORP	—	NEW	New buy
50	CALM	Cal-maine Foods INC	—	EXIT	Sold out