Verity Asset Management, Inc. — Q3 2015 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IBB	Ishares Biotechnology ETF	ETF-Tech	7.39%	—	+28.17%
2	XLY	Ss Consumer Disc Select Sect	ETF-Other	6.27%	—	+6.70%
3	ITB	Ishares U.s. Home Constructi	ETF-Other	6.24%	—	-5.07%
4	✓	Powershares ETF Tr Ii	ETF-Other	5.18%	—	+8.87%
5	IGV	Ishares Expanded Tech-softwa	ETF-Tech	3.78%	-0.23%	EXIT
6	KRE	Ss Spdr S&p Regional Bank	ETF-Other	3.78%	—	+687.40%
7	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	3.23%	—	+82.68%
8	NOC	Northrop Grumman CORP	Stock-Industrials	3.20%	—	-3.37%
9	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	3.16%	—	-30.98%
10	✓	Invsc Water Resc Portfolio ETF	ETF-Other	3.04%	—	-21.91%
11	XLV	Ss Health Care Select Sector	ETF-Other	3.01%	—	+0.02%
12	VTR	Ventas INC	Stock-Real Estate	2.46%	—	+37.43%
13	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	2.35%	—	+83.81%
14	DIN	Dine Brands Global INC	Stock-Other	1.99%	—	+62.90%
15	BBTUSD	Bb&t CORP	Stock-Other	1.97%	—	+2.02%
16	✓		Stock-Other	1.95%	—	+2.11%
17	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	1.93%	—	-1.21%
18	IYT	Ishares US Transportation Et	ETF-Other	1.90%	—	—
19	PFF	Ishares Preferred & Income S	ETF-Other	1.88%	—	—
20	JJGTF	Ipath Bloomberg Grains Subin	ETF-Other	1.88%	—	+16.77%
21	MS	Morgan Stanley	Stock-Financials	1.86%	—	+2.65%
22	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	1.63%	—	+179.79%
23	MLM	Martin Marietta Materials	Stock-Materials	1.41%	—	-0.70%
24	GLD	Spdr Gold Shares	ETF-Commodities	1.40%	—	-50.74%
25	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.38%	—	+2.53%
26	HD	Home Depot INC	Stock-Consumer Disc	1.36%	—	—
27	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	1.24%	—	+33.59%
28	IHF	Ishares U.s. Healthcare Prov	ETF-Other	1.23%	—	-1.34%
29	PRU	Prudential Financial INC	Stock-Financials	0.97%	—	+18.33%
30	EFZUSD	Proshares Short Msci Eafe	ETF-Other	0.88%	—	—
31	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.83%	—	—
32	DFE	Wisdomtree Eur S/c Dividend	ETF-Other	0.80%	—	-50.23%
33	AAPL	Apple INC	Stock-Tech	0.64%	—	-35.12%
34	XLB	Ss Materials Select Sector	ETF-Other	0.59%	—	-29.58%
35	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.59%	—	—
36	MSFT	Microsoft CORP	Stock-Tech	0.58%	—	-4.30%
37	GNTX	Gentex CORP	Stock-Consumer Disc	0.57%	—	—
38	IEF	Ishares 7-10 Year Treasury B	ETF-Gov Bonds	0.57%	—	—
39	SF9	Sanderson Farms INC	Stock-Other	0.57%	—	-7.98%
40	THO	Thor Industries INC	Stock-Consumer Disc	0.56%	—	—
41	VNQ	Vanguard Real Estate ETF	ETF-Other	0.55%	—	—
42	WLK	Westlake CORP	Stock-Materials	0.50%	—	-11.53%
43	AIT	Applied Industrial Tech INC	Stock-Industrials	0.47%	—	-17.54%
44	ARCC	Ares Capital CORP	Stock-Financials	0.46%	—	+1.96%
45	PBCTEUR	People's United Financial	Stock-Other	0.46%	—	-7.71%
46	JETS	US Global Jets ETF	ETF-Other	0.41%	—	—
47	MDPUSD	Meredith CORP	Stock-Other	0.40%	—	—
48	DGX	Quest Diagnostics INC	Stock-Healthcare	0.39%	—	—
49	TRN	Trinity Industries INC	Stock-Other	0.39%	—	-30.10%
50	AMAT	Applied Materials INC	Stock-Tech	0.39%	—	-17.32%

1–50 of 93

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	KRE	Ss Spdr S&p Regional Bank	+3.3%	+687.40%	Add
2	XLU	St Sr Utl Sl Se Spdr Etf-usd	+1.7%	+82.68%	Add
3	TBT	Proshares Ultrashort 20+y Tr	+1%	+83.81%	Add
4	FXI	Ishares China Large-cap ETF	+0.9%	+179.79%	Add
5	DIN	Dine Brands Global INC	+0.8%	+62.90%	Add
6	VTR	Ventas INC	+0.7%	+37.43%	Add
7	MSFT	Microsoft CORP	+0.5%	-4.30%	Trim
8	ITB	Ishares U.s. Home Constructi	0%	-5.07%	Trim
9	XLB	Ss Materials Select Sector	-0.3%	-29.58%	Trim
10	AAPL	Apple INC	-0.4%	-35.12%	Trim
11	DFE	Wisdomtree Eur S/c Dividend	-0.7%	-50.23%	Trim
12	FLOT	Ishares Floating Rate Bond E	-1.2%	-85.79%	Trim
13	✓	Invsc Water Resc Portfolio ETF	-1.2%	-21.91%	Trim
14	GLD	Spdr Gold Shares	-1.3%	-50.74%	Trim
15	IWM	Ishares Russell 2000 ETF	-1.6%	-30.98%	Trim
16	XLF	Ss Financial Select Sector	—	EXIT	Sold out
17	XLK	Ss Technology Select Sector	—	EXIT	Sold out
18	IYT	Ishares US Transportation Et	—	NEW	New buy
19	PFF	Ishares Preferred & Income S	—	NEW	New buy
20	SGOL	abrdn Physical Gold Shares ETF	—	EXIT	Sold out
21	HD	Home Depot INC	—	NEW	New buy
22	CX	Cemex Sab-spons Adr Part Cer	—	EXIT	Sold out
23	✓	Wisdomtree Tr	—	EXIT	Sold out
24	XLE	Ss Energy Select Sector	—	EXIT	Sold out
25	SMHUSD	Market Vectors Semiconductor	—	EXIT	Sold out
26	ASHR	Xtrackers Harvest Csi 300 Ch	—	EXIT	Sold out
27	EFZUSD	Proshares Short Msci Eafe	—	NEW	New buy
28	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
29	T	At&t INC	—	EXIT	Sold out
30	OIH	Market Vectors Oil Service E	—	EXIT	Sold out
31	SDY	Ss Spdr S&p Dividend ETF	—	EXIT	Sold out
32	WWD	Woodward INC	—	EXIT	Sold out
33	PDCOEUR	Patterson Cos INC	—	EXIT	Sold out
34	MOS	Mosaic Co/the	—	EXIT	Sold out
35	✓	Clarcor INC	—	EXIT	Sold out
36	TSN	Tyson Foods Inc-cl A	—	EXIT	Sold out
37	GOF	Guggenheim Strategic Opportunities Fund	—	NEW	New buy
38	GNTX	Gentex CORP	—	NEW	New buy
39	IEF	Ishares 7-10 Year Treasury B	—	NEW	New buy
40	SON	Sonoco Products Co	—	EXIT	Sold out
41	RS	Reliance INC	—	EXIT	Sold out
42	THO	Thor Industries INC	—	NEW	New buy
43	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
44	VLY	Valley National Bancorp	—	EXIT	Sold out
45	FLYGBP	Fly Leasing Ltd-adr	—	EXIT	Sold out
46	BKO	Bluerock Residential Growth	—	EXIT	Sold out
47	JETS	US Global Jets ETF	—	NEW	New buy
48	MDPUSD	Meredith CORP	—	NEW	New buy
49	DGX	Quest Diagnostics INC	—	NEW	New buy
50	CNP	Centerpoint Energy INC	—	EXIT	Sold out