Verity Asset Management, Inc. — Q3 2014 13F Holdings

Name: Verity Asset Management, Inc. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001597298

Total reported value

$238.4M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IBB	Ishares Biotechnology ETF	ETF-Tech	9.77%	—	-26.86%
2	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-Other	6.67%	—	+67.26%
3	SGOL	abrdn Physical Gold Shares ETF	ETF-Commodities	6.49%	—	+3.67%
4	SMHUSD	Market Vectors Semiconductor	ETF-Other	5.59%	—	+38.39%
5	ADM	Archer-daniels-midland Co	Stock-Consumer Staples	5.31%	—	-17.79%
6	GLD	Spdr Gold Shares	ETF-Commodities	4.83%	—	-30.39%
7	ITB	Ishares U.s. Home Constructi	ETF-Other	4.53%	—	-13.11%
8	IHF	Ishares U.s. Healthcare Prov	ETF-Other	4.19%	—	+154.88%
9	✓	Invsc Water Resc Portfolio ETF	ETF-Other	3.89%	—	-44.75%
10	BA	Boeing Co/the	Stock-Industrials	3.24%	—	—
11	XLV	Ss Health Care Select Sector	ETF-Other	2.97%	—	-0.92%
12	RJAUSD	Elements Rogers Agri Tot Ret	ETF-Other	2.58%	—	-4.74%
13	XLP	Ss Consumer Staples Sel Sect	ETF-Other	2.47%	—	+67.94%
14	✓	Triangle Cap CORP	Stock-Other	2.44%	—	—
15	CCJ	Cameco CORP	Stock-Energy	2.21%	—	+2.14%
16	FXI	Ishares China Large-cap ETF	ETF-Emerging Markets	1.97%	—	-14.77%
17	BBTUSD	Bb&t CORP	Stock-Other	1.97%	—	—
18	XLE	Ss Energy Select Sector	ETF-Other	1.30%	—	+140.90%
19	✓		Stock-Other	1.22%	—	+309.15%
20	SYTUSD	Syngenta Ag-adr	Stock-Other	1.20%	—	-38.83%
21	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	1.20%	—	-14.32%
22	✓	Proshares	Stock-Other	1.20%	—	-53.70%
23	MDT	Medtronic plc	Stock-Healthcare	1.10%	—	-2.91%
24	JJGTF	Ipath Bloomberg Grains Subin	ETF-Other	0.99%	—	-79.46%
25	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	0.90%	—	-25.67%
26	CVS	Cvs Health CORP	Stock-Healthcare	0.82%	—	+53.79%
27	AAPL	Apple INC	Stock-Tech	0.82%	—	—
28	SF9	Sanderson Farms INC	Stock-Other	0.79%	—	+19.38%
29	✓		Stock-Other	0.78%	—	+32.00%
30	ALB	Albemarle CORP	Stock-Materials	0.78%	—	—
31	MSFT	Microsoft CORP	Stock-Tech	0.76%	—	—
32	✓	American Railcar Industries	Stock-Other	0.70%	—	+18.65%
33	TRN	Trinity Industries INC	Stock-Other	0.70%	—	+23.45%
34	TSN	Tyson Foods Inc-cl A	Stock-Consumer Staples	0.69%	—	+40.78%
35	UGI	Ugi CORP	Stock-Utilities	0.69%	—	+88.33%
36	UNH	Unitedhealth Group INC	Stock-Healthcare	0.69%	—	+21.97%
37	PLTEUR	Plantronics INC	Stock-Other	0.68%	—	+23.29%
38	EMN	Eastman Chemical Co	Stock-Materials	0.67%	—	—
39	SWK	Stanley Black & Decker INC	Stock-Industrials	0.66%	—	—
40	CE	Celanese CORP	Stock-Materials	0.65%	—	—
41	HFCUSD	Hollyfrontier CORP	Stock-Other	0.62%	—	+32.76%
42	NOVEUR	National Oilwell Varco INC	Stock-Other	0.61%	—	+14.83%
43	VLO	Valero Energy CORP	Stock-Energy	0.60%	—	—
44	✓	Proshares Tr	Stock-Other	0.57%	—	—
45	TBT	Proshares Ultrashort 20+y Tr	ETF-Other	0.51%	—	—
46	TAN	Invesco Solar ETF	ETF-Other	0.50%	—	—
47	✓	Global X	Stock-Other	0.50%	—	-17.81%
48	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.45%	-0.23%	EXIT
49	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.41%	—	-15.97%
50	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.32%	—	-15.82%

1–50 of 69

Holding changes this quarter

Position changes disclosed by Verity Asset Management, Inc. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IHF	Ishares U.s. Healthcare Prov	+2.7%	+154.88%	Add
2	XLU	St Sr Utl Sl Se Spdr Etf-usd	+2.6%	+67.26%	Add
3	SMHUSD	Market Vectors Semiconductor	+1.8%	+38.39%	Add
4	XLP	Ss Consumer Staples Sel Sect	+1.1%	+67.94%	Add
5	✓		+1%	+309.15%	Add
6	XLE	Ss Energy Select Sector	+0.7%	+140.90%	Add
7	CVS	Cvs Health CORP	+0.3%	+53.79%	Add
8	ADM	Archer-daniels-midland Co	-0.1%	-17.79%	Trim
9	FXI	Ishares China Large-cap ETF	-0.2%	-14.77%	Trim
10	SMHC	VanEck China Semiconductor ETF	-0.2%	-14.32%	Trim
11	TLT	Ishares 20+ Year Treasury Bd	-0.2%	-25.67%	Trim
12	RJAUSD	Elements Rogers Agri Tot Ret	-0.5%	-4.74%	Trim
13	ITB	Ishares U.s. Home Constructi	-1%	-13.11%	Trim
14	SYTUSD	Syngenta Ag-adr	-1.1%	-38.83%	Trim
15	✓	Proshares	-1.1%	-53.70%	Trim
16	LQDT	Liquidity Services INC	-1.6%	+6.34%	Add
17	IBB	Ishares Biotechnology ETF	-2.4%	-26.86%	Trim
18	GLD	Spdr Gold Shares	-2.6%	-30.39%	Trim
19	✓	Invsc Water Resc Portfolio ETF	-3.5%	-44.75%	Trim
20	JJGTF	Ipath Bloomberg Grains Subin	-5.2%	-79.46%	Trim
21	BA	Boeing Co/the	—	NEW	New buy
22	UL	Unilever PLC	—	EXIT	Sold out
23	✓	Triangle Cap CORP	—	NEW	New buy
24	BBTUSD	Bb&t CORP	—	NEW	New buy
25	AAPL	Apple INC	—	NEW	New buy
26	ALB	Albemarle CORP	—	NEW	New buy
27	MSFT	Microsoft CORP	—	NEW	New buy
28	OIH	Market Vectors Oil Service E	—	EXIT	Sold out
29	LNN	Lindsay CORP	—	EXIT	Sold out
30	EMN	Eastman Chemical Co	—	NEW	New buy
31	SWK	Stanley Black & Decker INC	—	NEW	New buy
32	CE	Celanese CORP	—	NEW	New buy
33	VLO	Valero Energy CORP	—	NEW	New buy
34	✓	Proshares Tr	—	NEW	New buy
35	UHS	Universal Health Services-b	—	EXIT	Sold out
36	ACETEUR	Aceto CORP	—	EXIT	Sold out
37	PDCOEUR	Patterson Cos INC	—	EXIT	Sold out
38	TG7	Triumph Group INC	—	EXIT	Sold out
39	TBT	Proshares Ultrashort 20+y Tr	—	NEW	New buy
40	TAN	Invesco Solar ETF	—	NEW	New buy
41	✓	Proshares Tr	—	EXIT	Sold out
42	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
43	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
44	IYZ	Ishares US Telecommunication	—	NEW	New buy
45	ILF	Ishares Latin America 40 ETF	—	EXIT	Sold out
46	✓	Denison Mines CORP	—	EXIT	Sold out
47	SPYV	Ss Spdr P S&p 500 Value ETF	—	NEW	New buy
48	SO	Southern Co/the	—	NEW	New buy
49	SGENEUR	Seagen INC	—	EXIT	Sold out
50	EUO	Proshares Ultrashort Euro	—	EXIT	Sold out