Train Babcock Advisors LLC — Q3 2014 13F Holdings

Name: Train Babcock Advisors LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000860862

Total reported value

$227.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.48%	—	-3.38%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.45%	+7.21%	NEW
3	QCOM	Qualcomm INC	Stock-Tech	3.56%	—	-1.06%
4	AXP	American Express Company	Stock-Financials	2.94%	-0.96%	EXIT
5	XOM	Exxon Mobil CORP	Stock-Energy	2.69%	-0.60%	-1.45%
6	SLB	Slb LTD	Stock-Energy	2.56%	-1.05%	-0.45%
7	GLW	Corning INC	Stock-Tech	2.56%	—	+1.10%
8	ACN	Accenture plc	Stock-Tech	2.50%	-0.67%	-26.14%
9	VZ	Verizon Communications INC	Stock-Comm Services	2.22%	—	+1.43%
10	PRAA	PRA Group, Inc.	Stock-Other	2.20%	—	-0.09%
11	AJG	Arthur J Gallagher & Co	Stock-Financials	2.14%	—	-0.25%
12	PVH	Pvh CORP	Stock-Consumer Disc	1.86%	—	-10.90%
13	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.78%	+0.66%	NEW
14	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	1.75%	-1.09%	-0.41%
15	DOV	Dover CORP	Stock-Industrials	1.73%	—	-1.28%
16	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.70%	+3.19%	NEW
17	PNW	Pinnacle West Capital Corporation	Stock-Utilities	1.64%	—	-0.74%
18	JLL	Jones Lang Lasalle INC	Stock-Real Estate	1.64%	—	-0.79%
19	UNH	Unitedhealth Group INC	Stock-Healthcare	1.59%	-0.61%	-0.49%
20	KMI	Kinder Morgan INC	Stock-Energy	1.56%	-0.30%	EXIT
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.53%	-0.60%	-0.56%
22	HAL	Halliburton Co	Stock-Energy	1.47%	+0.23%	-0.30%
23	✓	Vantiv INC	Stock-Other	1.39%	—	+39.38%
24	✓	Eg Dj Emrg Mkt Cnsumr Tita	Stock-Other	1.39%	—	+6.41%
25	CNC	Centene CORP	Stock-Healthcare	1.36%	-1.47%	-0.73%
26	NKE	Nike INC -cl B	Stock-Consumer Disc	1.32%	-0.34%	+0.42%
27	JNJ	Johnson & Johnson	Stock-Healthcare	1.31%	-0.62%	-1.65%
28	GOOG	Alphabet A	Stock-Comm Services	1.29%	—	-1.02%
29	ZTS	Zoetis INC	Stock-Healthcare	1.28%	—	-0.62%
30	CPA	Copa Holdings, S.A.	Stock-Other	1.27%	—	-0.26%
31	✓	Google INC Class C	Stock-Other	1.26%	—	-1.10%
32	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.23%	—	-1.37%
33	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.22%	—	—
34	PNC	Pnc Financial Services Group	Stock-Financials	1.22%	—	+0.04%
35	IBM	Intl Business Machines CORP	Stock-Tech	1.15%	—	—
36	CSX	Csx CORP	Stock-Industrials	1.14%	—	-2.49%
37	MDY	State Street Spdr S&p Midcap	ETF-Other	1.09%	+1.70%	NEW
38	BAC	Bank Of America CORP	Stock-Financials	1.09%	—	-0.43%
39	✓	Dsw INC	Stock-Other	1.09%	—	-0.86%
40	CVS	Cvs Health CORP	Stock-Healthcare	1.08%	-0.43%	-1.25%
41	SYNA	Synaptics INC	Stock-Other	1.06%	—	—
42	✓	Sector Spdr Tr Shs Ben Int Ind	Stock-Other	0.96%	—	+1.59%
43	✓	Select Sector Spdr Tr	Stock-Other	0.94%	—	+1.11%
44	WFC	Wells Fargo & Co	Stock-Financials	0.94%	—	-2.05%
45	DHR	Danaher CORP	Stock-Healthcare	0.89%	—	-37.42%
46	✓	Qihoo 360 Technology Co LTD	Stock-Other	0.85%	—	—
47	WEN	Wendy's Co/the	Stock-Consumer Disc	0.81%	—	+0.10%
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.78%	—	+15.50%
49	XLE	Ss Energy Select Sector	ETF-Other	0.76%	+0.29%	NEW
50	✓	Vanguard World Fds Industrial	Stock-Other	0.74%	—	+0.95%

1–50 of 122

Holding changes this quarter

Position changes disclosed by Train Babcock Advisors LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.5%	-3.38%	Trim
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+2.99%	Add
3	✓	Vantiv INC	+0.4%	+39.38%	Add
4	NKE	Nike INC -cl B	+0.2%	+0.42%	Add
5	ZTS	Zoetis INC	+0.2%	-0.62%	Trim
6	VZ	Verizon Communications INC	+0.2%	+1.43%	Add
7	CNC	Centene CORP	+0.2%	-0.73%	Trim
8	KMI	Kinder Morgan INC	+0.2%	+0.68%	Add
9	BAC	Bank Of America CORP	+0.2%	-0.43%	Trim
10	BRK-B	Berkshire Hathaway Inc-cl B	+0.2%	—	Unchanged
11	PG	Procter & Gamble Co/the	+0.2%	-0.56%	Trim
12	UNH	Unitedhealth Group INC	+0.2%	-0.49%	Trim
13	✓	Powershares Qqq Trust Ser 1	+0.2%	-1.18%	Trim
14	✓	Dsw INC	+0.1%	-0.86%	Trim
15	IBM	Intl Business Machines CORP	+0.1%	—	Unchanged
16	EFA	Ishares Msci Eafe ETF	+0.1%	+15.50%	Add
17	BIDU	Baidu INC - Spon Adr	+0.1%	-3.89%	Trim
18	AJG	Arthur J Gallagher & Co	+0.1%	-0.25%	Trim
19	MDY	State Street Spdr S&p Midcap	0%	-1.37%	Trim
20	QCOM	Qualcomm INC	0%	-1.06%	Trim
21	PVH	Pvh CORP	0%	-10.90%	Trim
22	HAL	Halliburton Co	-0.1%	-0.30%	Trim
23	MDLZ	Mondelez International Inc-a	-0.1%	-1.37%	Trim
24	XOM	Exxon Mobil CORP	-0.1%	-1.45%	Trim
25	XLE	Ss Energy Select Sector	-0.1%	-6.92%	Trim
26	✓	Transocean LTD	-0.1%	-2.86%	Trim
27	✓	Pier 1 Imports INC	-0.1%	-0.72%	Trim
28	GLW	Corning INC	-0.2%	+1.10%	Add
29	DOV	Dover CORP	-0.2%	-1.28%	Trim
30	PRAA	PRA Group, Inc.	-0.2%	-0.09%	Trim
31	SLB	Slb LTD	-0.3%	-0.45%	Trim
32	SMHC	VanEck China Semiconductor ETF	-0.3%	-57.94%	Trim
33	CPA	Copa Holdings, S.A.	-0.3%	-0.26%	Trim
34	DHR	Danaher CORP	-0.5%	-37.42%	Trim
35	ACN	Accenture plc	-0.7%	-26.14%	Trim
36	✓	Discovery Holding A	-0.7%	-14.34%	Trim
37	STWD	Starwood Property Trust, Inc.	—	EXIT	Sold out
38	✓		—	EXIT	Sold out
39	SYNA	Synaptics INC	—	NEW	New buy
40	UAL	United Airlines Holdings INC	—	EXIT	Sold out
41	✓	Qihoo 360 Technology Co LTD	—	NEW	New buy
42	DISCKUSD	Discovery Inc-c	—	NEW	New buy
43	KN	Knowles CORP	—	EXIT	Sold out
44	OIH	Market Vectors Oil Service E	—	NEW	New buy
45	MCD	Mcdonald's CORP	—	EXIT	Sold out
46	✓	Magicjack Vocaltec LTD F	—	EXIT	Sold out
47	✓	SPDR S&P Emerging Mkts Dividen	—	EXIT	Sold out
48	CELG	Celgene CORP	—	NEW	New buy
49	✓		—	EXIT	Sold out
50	✓		—	EXIT	Sold out