Train Babcock Advisors LLC — Q4 2013 13F Holdings

Name: Train Babcock Advisors LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000860862

Total reported value

$227.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.53%	—	-0.57%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.72%	+7.21%	NEW
3	QCOM	Qualcomm INC	Stock-Tech	3.65%	—	+1.14%
4	XOM	Exxon Mobil CORP	Stock-Energy	3.52%	-0.60%	-7.47%
5	ACN	Accenture plc	Stock-Tech	3.48%	-0.67%	-1.18%
6	AXP	American Express Company	Stock-Financials	2.93%	-0.96%	EXIT
7	PVH	Pvh CORP	Stock-Consumer Disc	2.88%	—	+0.04%
8	SLB	Slb LTD	Stock-Energy	2.64%	-1.05%	-0.19%
9	GOOG	Alphabet A	Stock-Comm Services	2.52%	—	-0.69%
10	GLW	Corning INC	Stock-Tech	2.35%	—	-0.09%
11	TPR	Tapestry, Inc.	Stock-Consumer Disc	2.24%	—	+0.13%
12	PRAA	PRA Group, Inc.	Stock-Other	2.22%	—	—
13	VZ	Verizon Communications INC	Stock-Comm Services	2.17%	—	-0.13%
14	DOV	Dover CORP	Stock-Industrials	2.12%	—	+0.25%
15	✓		Stock-Other	2.12%	—	+8.84%
16	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.77%	+0.66%	NEW
17	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.74%	-0.60%	-0.33%
18	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	1.67%	-1.09%	+0.35%
19	CNC	Centene CORP	Stock-Healthcare	1.59%	-1.47%	-0.11%
20	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.55%	—	-0.03%
21	UNH	Unitedhealth Group INC	Stock-Healthcare	1.54%	-0.61%	+0.13%
22	DHR	Danaher CORP	Stock-Healthcare	1.46%	—	-0.05%
23	✓	Dsw INC	Stock-Other	1.45%	—	+99.94%
24	STWD	Starwood Property Trust, Inc.	Stock-Real Estate	1.44%	—	+2.79%
25	PNW	Pinnacle West Capital Corporation	Stock-Utilities	1.40%	—	+0.91%
26	✓	Eg Dj Emrg Mkt Cnsumr Tita	Stock-Other	1.35%	—	+5.32%
27	JLL	Jones Lang Lasalle INC	Stock-Real Estate	1.35%	—	+0.29%
28	✓		Stock-Other	1.34%	—	-35.99%
29	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.31%	+3.19%	NEW
30	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.30%	—	+0.10%
31	IBM	Intl Business Machines CORP	Stock-Tech	1.27%	—	+0.65%
32	CPA	Copa Holdings, S.A.	Stock-Other	1.25%	—	+1.12%
33	AJG	Arthur J Gallagher & Co	Stock-Financials	1.23%	—	+1.91%
34	JNJ	Johnson & Johnson	Stock-Healthcare	1.19%	-0.62%	-3.89%
35	HAL	Halliburton Co	Stock-Energy	1.16%	+0.23%	+1.06%
36	MDY	State Street Spdr S&p Midcap	ETF-Other	1.11%	+1.70%	NEW
37	DISCAUSD	Discovery INC - A	Stock-Other	1.11%	—	—
38	XLE	Ss Energy Select Sector	ETF-Other	1.07%	+0.29%	NEW
39	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.05%	—	—
40	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.04%	+1.48%	NEW
41	CVS	Cvs Health CORP	Stock-Healthcare	1.02%	-0.43%	—
42	XLI	Ss Industrial Select Sector	ETF-Other	0.88%	+0.79%	NEW
43	KHC	The Kraft Heinz Company	Stock-Consumer Staples	0.86%	—	-29.08%
44	CSX	Csx CORP	Stock-Industrials	0.86%	—	-0.12%
45	FBTIX	Fidelity Adv Biotech-i	Stock-Other	0.84%	—	+14.05%
46	WFC	Wells Fargo & Co	Stock-Financials	0.83%	—	+0.66%
47	FTNT	Fortinet INC	Stock-Tech	0.83%	—	+165.85%
48	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.77%	—	+2.56%
49	FFIV	F5 INC	Stock-Tech	0.68%	—	-8.00%
50	VIS	Vanguard Industrials ETF	ETF-Other	0.61%	+1.03%	NEW

1–50 of 127

Holding changes this quarter

Position changes disclosed by Train Babcock Advisors LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AXP	American Express Company	+0.5%	+17.04%	Add
2	FTNT	Fortinet INC	+0.5%	+165.85%	Add
3	GOOG	Alphabet A	+0.4%	-0.69%	Trim
4	AAPL	Apple INC	+0.3%	-0.57%	Trim
5	GLW	Corning INC	+0.3%	-0.09%	Trim
6	✓		+0.2%	+8.84%	Add
7	STWD	Starwood Property Trust, Inc.	+0.2%	+2.79%	Add
8	PVH	Pvh CORP	+0.1%	+0.04%	Add
9	CVS	Cvs Health CORP	+0.1%	—	Unchanged
10	JLL	Jones Lang Lasalle INC	+0.1%	+0.29%	Add
11	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+1.62%	Add
12	QCOM	Qualcomm INC	+0.1%	+1.14%	Add
13	CHKP	Check Point Software Technologies Ltd.	+0.1%	+0.35%	Add
14	CPA	Copa Holdings, S.A.	+0.1%	+1.12%	Add
15	FBTIX	Fidelity Adv Biotech-i	+0.1%	+14.05%	Add
16	EFA	Ishares Msci Eafe ETF	+0.1%	+20.66%	Add
17	MDLZ	Mondelez International Inc-a	+0.1%	+0.10%	Add
18	ACN	Accenture plc	0%	-1.18%	Trim
19	✓	Powershares Qqq Trust Ser 1	0%	+0.54%	Add
20	XLI	Ss Industrial Select Sector	0%	+1.87%	Add
21	RIG	Transocean Ltd.	0%	+8.08%	Add
22	DHR	Danaher CORP	0%	-0.05%	Trim
23	VIS	Vanguard Industrials ETF	0%	+3.65%	Add
24	XLY	Ss Consumer Disc Select Sect	0%	—	Unchanged
25	CSX	Csx CORP	0%	-0.12%	Trim
26	AJG	Arthur J Gallagher & Co	0%	+1.91%	Add
27	WFC	Wells Fargo & Co	0%	+0.66%	Add
28	XOM	Exxon Mobil CORP	—	-7.47%	Trim
29	DISCAUSD	Discovery INC - A	0%	—	Unchanged
30	XLE	Ss Energy Select Sector	0%	—	Unchanged
31	DOV	Dover CORP	0%	+0.25%	Add
32	PG	Procter & Gamble Co/the	0%	-0.33%	Trim
33	HAL	Halliburton Co	0%	+1.06%	Add
34	UNH	Unitedhealth Group INC	-0.1%	+0.13%	Add
35	VZ	Verizon Communications INC	-0.1%	-0.13%	Trim
36	CSCO	Cisco Systems INC	-0.1%	-46.48%	Trim
37	VWO	Vanguard Ftse Emerging Marke	-0.3%	-7.57%	Trim
38	CNC	Centene CORP	-0.3%	-0.11%	Trim
39	KHC	The Kraft Heinz Company	-0.4%	-29.08%	Trim
40	MS	Morgan Stanley	-0.5%	-65.64%	Trim
41	POT1EUR	Potash CORP Of Saskatchewan	-0.7%	-73.80%	Trim
42	✓		-1%	-35.99%	Trim
43	PRAA	PRA Group, Inc.	—	NEW	New buy
44	SBS	Companhia de Saneamento Básico do Estado de São Paulo - SABESP	—	EXIT	Sold out
45	✓	Ambev S.A.	—	NEW	New buy
46	✓	Spdr Series Trust Kbw Regl Bkg	—	NEW	New buy
47	AEP	American Electric Power Company, Inc.	—	NEW	New buy
48	JPM	Jpmorgan Chase & Co	—	NEW	New buy
49	OMC	Omnicom Group	—	NEW	New buy
50	PHG	Koninklijke Philips Nvr- Ny	—	NEW	New buy