Train Babcock Advisors LLC — Q3 2013 13F Holdings

Name: Train Babcock Advisors LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000860862

Total reported value

$227.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	4.21%	—	-0.70%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.63%	+7.21%	NEW
3	QCOM	Qualcomm INC	Stock-Tech	3.56%	—	-1.52%
4	XOM	Exxon Mobil CORP	Stock-Energy	3.52%	-0.60%	-3.36%
5	ACN	Accenture plc	Stock-Tech	3.44%	-0.67%	+4.39%
6	SLB	Slb LTD	Stock-Energy	2.83%	-1.05%	-1.12%
7	PVH	Pvh CORP	Stock-Consumer Disc	2.74%	—	+1.48%
8	AXP	American Express Company	Stock-Financials	2.40%	-0.96%	EXIT
9	TPR	Tapestry, Inc.	Stock-Consumer Disc	2.37%	—	-0.35%
10	✓		Stock-Other	2.31%	—	-0.44%
11	VZ	Verizon Communications INC	Stock-Comm Services	2.25%	—	-0.03%
12	GOOG	Alphabet A	Stock-Comm Services	2.16%	—	-0.02%
13	DOV	Dover CORP	Stock-Industrials	2.15%	—	-26.54%
14	GLW	Corning INC	Stock-Tech	2.10%	—	-8.78%
15	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	2.04%	+0.66%	NEW
16	SBS	Companhia de Saneamento Básico do Estado de São Paulo - SABESP	Stock-Other	1.92%	—	-0.67%
17	✓		Stock-Other	1.90%	—	+0.75%
18	CNC	Centene CORP	Stock-Healthcare	1.88%	-1.47%	-0.47%
19	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.77%	-0.60%	+0.18%
20	MCD	Mcdonald's CORP	Stock-Consumer Disc	1.68%	—	-2.14%
21	UNH	Unitedhealth Group INC	Stock-Healthcare	1.59%	-0.61%	+0.47%
22	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	1.59%	-1.09%	-0.35%
23	✓	Dsw INC	Stock-Other	1.58%	—	-0.25%
24	PNW	Pinnacle West Capital Corporation	Stock-Utilities	1.46%	—	+18.22%
25	DHR	Danaher CORP	Stock-Healthcare	1.43%	—	-29.84%
26	✓	Eg Dj Emrg Mkt Cnsumr Tita	Stock-Other	1.39%	—	+1.32%
27	IBM	Intl Business Machines CORP	Stock-Tech	1.36%	—	-0.13%
28	KHC	The Kraft Heinz Company	Stock-Consumer Staples	1.29%	—	+0.98%
29	STWD	Starwood Property Trust, Inc.	Stock-Real Estate	1.28%	—	+0.31%
30	JNJ	Johnson & Johnson	Stock-Healthcare	1.27%	-0.62%	-2.98%
31	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.27%	+3.19%	NEW
32	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	1.25%	—	+5.04%
33	JLL	Jones Lang Lasalle INC	Stock-Real Estate	1.25%	—	—
34	AJG	Arthur J Gallagher & Co	Stock-Financials	1.22%	—	+2.96%
35	HAL	Halliburton Co	Stock-Energy	1.19%	+0.23%	+0.89%
36	CPA	Copa Holdings, S.A.	Stock-Other	1.17%	—	—
37	MDY	State Street Spdr S&p Midcap	ETF-Other	1.16%	+1.70%	NEW
38	DISCAUSD	Discovery INC - A	Stock-Other	1.13%	—	-27.52%
39	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.10%	—	—
40	XLE	Ss Energy Select Sector	ETF-Other	1.09%	+0.29%	NEW
41	XLY	Ss Consumer Disc Select Sect	ETF-Other	1.02%	+1.48%	NEW
42	POT1EUR	Potash CORP Of Saskatchewan	Stock-Other	0.97%	—	+0.41%
43	CVS	Cvs Health CORP	Stock-Healthcare	0.88%	-0.43%	-0.24%
44	CSX	Csx CORP	Stock-Industrials	0.84%	—	+0.12%
45	XLI	Ss Industrial Select Sector	ETF-Other	0.84%	+0.79%	NEW
46	WFC	Wells Fargo & Co	Stock-Financials	0.82%	—	-48.03%
47	FBTIX	Fidelity Adv Biotech-i	Stock-Other	0.78%	—	+4.72%
48	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	0.77%	—	+0.65%
49	FFIV	F5 INC	Stock-Tech	0.76%	—	-0.55%
50	MS	Morgan Stanley	Stock-Financials	0.73%	—	-10.42%

1–50 of 122

Holding changes this quarter

Position changes disclosed by Train Babcock Advisors LLC for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.7%	-0.70%	Trim
2	SLB	Slb LTD	+0.5%	-1.12%	Trim
3	PNW	Pinnacle West Capital Corporation	+0.3%	+18.22%	Add
4	CNC	Centene CORP	+0.3%	-0.47%	Trim
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+4.37%	Add
6	QCOM	Qualcomm INC	+0.3%	-1.52%	Trim
7	EFA	Ishares Msci Eafe ETF	+0.3%	+133.98%	Add
8	✓	Dsw INC	+0.2%	-0.25%	Trim
9	ACN	Accenture plc	+0.2%	+4.39%	Add
10	CHKP	Check Point Software Technologies Ltd.	+0.2%	-0.35%	Trim
11	FBTIX	Fidelity Adv Biotech-i	+0.2%	+4.72%	Add
12	HAL	Halliburton Co	+0.2%	+0.89%	Add
13	MDLZ	Mondelez International Inc-a	+0.2%	+5.04%	Add
14	✓		+0.2%	-0.44%	Trim
15	FFIV	F5 INC	+0.2%	-0.55%	Trim
16	UNH	Unitedhealth Group INC	+0.1%	+0.47%	Add
17	✓	Powershares Qqq Trust Ser 1	+0.1%	+0.18%	Add
18	PM	Philip Morris International	+0.1%	+26.80%	Add
19	CSX	Csx CORP	+0.1%	+0.12%	Add
20	✓	Eg Dj Emrg Mkt Cnsumr Tita	+0.1%	+1.32%	Add
21	MDY	State Street Spdr S&p Midcap	+0.1%	-1.41%	Trim
22	STWD	Starwood Property Trust, Inc.	+0.1%	+0.31%	Add
23	VIS	Vanguard Industrials ETF	+0.1%	+2.54%	Add
24	MO	Altria Group INC	+0.1%	+40.26%	Add
25	SDY	Ss Spdr S&p Dividend ETF	-0.1%	-19.58%	Trim
26	KHC	The Kraft Heinz Company	-0.1%	+0.98%	Add
27	MCD	Mcdonald's CORP	-0.1%	-2.14%	Trim
28	PVH	Pvh CORP	-0.1%	+1.48%	Add
29	TPR	Tapestry, Inc.	-0.1%	-0.35%	Trim
30	STT	State Street CORP	-0.1%	-23.31%	Trim
31	GLW	Corning INC	-0.2%	-8.78%	Trim
32	VZ	Verizon Communications INC	-0.2%	-0.03%	Trim
33	POT1EUR	Potash CORP Of Saskatchewan	-0.2%	+0.41%	Add
34	DISCAUSD	Discovery INC - A	-0.3%	-27.52%	Trim
35	XOM	Exxon Mobil CORP	-0.3%	-3.36%	Trim
36	DOV	Dover CORP	-0.4%	-26.54%	Trim
37	DHR	Danaher CORP	-0.4%	-29.84%	Trim
38	WFC	Wells Fargo & Co	-0.8%	-48.03%	Trim
39	VWO	Vanguard Ftse Emerging Marke	-0.8%	-29.84%	Trim
40	SMHC	VanEck China Semiconductor ETF	-1.5%	-69.50%	Trim
41	BIDU	Baidu INC - Spon Adr	-2%	-89.99%	Trim
42	JLL	Jones Lang Lasalle INC	—	NEW	New buy
43	CPA	Copa Holdings, S.A.	—	NEW	New buy
44	BTU	Peabody Energy Corporation	—	NEW	New buy
45	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
46	DWX	State Street Spdr S&p Intern	—	NEW	New buy
47	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
48	XLB	Ss Materials Select Sector	—	NEW	New buy
49	OEF	Ishares S&p 100 ETF	—	NEW	New buy
50	DFSEUR	Discover Financial Services	—	NEW	New buy