Summit Trail Advisors, LLC — Q4 2019 13F Holdings

Name: Summit Trail Advisors, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001698478

Total reported value

$7.0B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Mimecast LTD	Stock-Other	11.99%	—	+1533.89%
2	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.79%	+0.03%	+1.43%
3	SMARGBP	Smartsheet Inc-class A	Stock-Other	7.54%	—	—
4	RPV	Invesco S&p 500 Pure Value E	ETF-Large Cap & Growth	5.68%	—	—
5	AAPL	Apple INC	Stock-Tech	5.57%	-0.15%	+3.67%
6	UBER	Uber Technologies INC	Stock-Industrials	4.96%	—	—
7	ATMP	Ipath Select Mlp Etn	ETF-Other	4.30%	—	+4.26%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	3.79%	-0.02%	-1.64%
9	INDA	Ishares Msci India ETF	ETF-Other	3.68%	—	+35.87%
10	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	3.26%	+0.55%	-1.13%
11	GOOG	Alphabet Inc-cl C	Stock-Comm Services	3.14%	+0.20%	+2.56%
12	JD	Jd.com Inc-adr	Stock-Consumer Disc	2.96%	—	+1273.92%
13	APOEUR	Apollo Asset Management INC	Stock-Other	2.41%	—	—
14	TENB	Tenable Holdings INC	Stock-Other	2.37%	—	—
15	GLRE	Greenlight Capital Re, Ltd.	Stock-Other	2.18%	—	+2.71%
16	EHTH	Ehealth INC	Stock-Other	2.15%	—	—
17	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.66%	—	+39.68%
18	BWFG	Bankwell Financial Group INC	Stock-Other	1.50%	—	—
19	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.36%	—	—
20	✓	Wisdomtree	Stock-Other	1.31%	—	—
21	CRM	Salesforce INC	Stock-Tech	1.24%	—	+11.65%
22	USMV	Ishares Msci USA Min Vol Fac	ETF-Other	1.12%	—	-1.29%
23	JPM	Jpmorgan Chase & Co	Stock-Financials	1.02%	—	+11.86%
24	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	0.99%	—	—
25	BA	Boeing Co/the	Stock-Industrials	0.96%	—	+4.11%
26	KOD	Kodiak Sciences INC	Stock-Other	0.75%	—	—
27	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.65%	—	—
28	HFRO	Highland Opport & Income	Stock-Other	0.58%	—	—
29	BAC	Bank Of America CORP	Stock-Financials	0.58%	—	+14.48%
30	CRWD	Crowdstrike Holdings INC - A	Stock-Tech	0.57%	—	—
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.53%	—	-25.55%
32	IGPT	Invesco Ai And Next Gen Soft	ETF-Other	0.51%	—	-6.30%
33	V	Visa Inc-class A Shares	Stock-Financials	0.37%	—	+137.52%
34	FTSM	First Trust Enh Short Mat Fd	ETF-Other	0.37%	—	—
35	MDY	State Street Spdr S&p Midcap	ETF-Other	0.36%	—	+75.62%
36	NOW	Servicenow INC	Stock-Tech	0.35%	—	—
37	T	At&t INC	Stock-Comm Services	0.32%	—	-16.62%
38	BHF	Brighthouse Financial INC	Stock-Financials	0.32%	—	—
39	DUK	Duke Energy CORP	Stock-Utilities	0.31%	—	—
40	VGT	Vanguard Info Tech ETF	ETF-Tech	0.30%	—	—
41	NMT	Nuveen Ma Qlty Muni INC	Stock-Other	0.29%	—	—
42	BCS	Barclays Plc-spons Adr	Stock-Financials	0.28%	—	—
43	MO	Altria Group INC	Stock-Consumer Staples	0.27%	—	+1.01%
44	MRK	Merck & Co. INC.	Stock-Healthcare	0.23%	—	-16.24%
45	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.22%	—	-3.02%
46	VZ	Verizon Communications INC	Stock-Comm Services	0.22%	—	-40.11%
47	XLF	Ss Financial Select Sector	ETF-Other	0.22%	—	+23.34%
48	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.20%	—	—
49	VHT	Vanguard Health Care ETF	ETF-Other	0.19%	—	—
50	UNH	Unitedhealth Group INC	Stock-Healthcare	0.19%	—	—

1–50 of 74

Holding changes this quarter

Position changes disclosed by Summit Trail Advisors, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Mimecast LTD	+11.6%	+1533.89%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+4.8%	+1.43%	Add
3	AAPL	Apple INC	+3.1%	+3.67%	Add
4	JD	Jd.com Inc-adr	+2.9%	+1273.92%	Add
5	INDA	Ishares Msci India ETF	+2.1%	+35.87%	Add
6	GOOG	Alphabet Inc-cl C	+1.4%	+2.56%	Add
7	EHTH	Ehealth INC	+1.2%	—	Unchanged
8	BRK-B	Berkshire Hathaway Inc-cl B	+1%	+39.68%	Add
9	KOD	Kodiak Sciences INC	+0.7%	—	Unchanged
10	VOO	Vanguard S&p 500 ETF	—	EXIT	Sold out
11	IVV	Ishares Core S&p 500 ETF	—	EXIT	Sold out
12	EXPD	Expeditors Intl Wash INC	—	EXIT	Sold out
13	SMARGBP	Smartsheet Inc-class A	—	NEW	New buy
14	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
15	RPV	Invesco S&p 500 Pure Value E	—	NEW	New buy
16	UBER	Uber Technologies INC	—	NEW	New buy
17	DVY	Ishares Select Dividend ETF	—	EXIT	Sold out
18	IWM	Ishares Russell 2000 ETF	—	EXIT	Sold out
19	IAA-WUSD	Iaa INC	—	EXIT	Sold out
20	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
21	APOEUR	Apollo Asset Management INC	—	NEW	New buy
22	EFA	Ishares Msci Eafe ETF	—	EXIT	Sold out
23	BWFG	Bankwell Financial Group INC	—	NEW	New buy
24	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
25	✓	Wisdomtree	—	NEW	New buy
26	MSFT	Microsoft CORP	—	EXIT	Sold out
27	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
28	TYPEUSD	Monotype Imaging Holdings In	—	EXIT	Sold out
29	DOCU	Docusign INC	—	EXIT	Sold out
30	IJK	Ishares S&p Mid-cap 400 Grow	—	EXIT	Sold out
31	VRNS	Varonis Systems INC	—	EXIT	Sold out
32	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
33	SDY	Ss Spdr S&p Dividend ETF	—	NEW	New buy
34	HFRO	Highland Opport & Income	—	NEW	New buy
35	CRWD	Crowdstrike Holdings INC - A	—	NEW	New buy
36	ACWI	Ishares Msci Acwi ETF	—	EXIT	Sold out
37	IWD	Ishares Russell 1000 Value E	—	EXIT	Sold out
38	VTI	Vanguard Total Stock Mkt ETF	—	EXIT	Sold out
39	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
40	PFE	Pfizer INC	—	EXIT	Sold out
41	FDUS	Fidus Investment CORP	—	EXIT	Sold out
42	FTSM	First Trust Enh Short Mat Fd	—	NEW	New buy
43	NOW	Servicenow INC	—	NEW	New buy
44	DUK	Duke Energy CORP	—	NEW	New buy
45	IWF	Ishares Russell 1000 Growth	—	EXIT	Sold out
46	VGT	Vanguard Info Tech ETF	—	NEW	New buy
47	NMT	Nuveen Ma Qlty Muni INC	—	NEW	New buy
48	BSV	Vanguard Short-term Bond ETF	—	EXIT	Sold out
49	PM	Philip Morris International	—	EXIT	Sold out
50	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	—	EXIT	Sold out