Spectrum Asset Management, Inc. (NB/CA) — Q3 2019 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	10.20%	—	+1.27%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	8.12%	-0.72%	-0.58%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	4.52%	-0.52%	-1.32%
4	SCHB	Schwab US Broad Market ETF	ETF-Other	4.11%	—	-1.57%
5	VUG	Vanguard Growth ETF	ETF-Other	4.02%	-0.24%	+0.91%
6	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.38%	—	+3.16%
7	HDV	Ishares Core High Dividend E	ETF-Other	2.75%	—	+0.62%
8	MSFT	Microsoft CORP	Stock-Tech	2.67%	-0.74%	-0.30%
9	CVX	Chevron CORP	Stock-Energy	2.56%	+0.59%	-0.10%
10	WFC	Wells Fargo & Co	Stock-Financials	2.31%	+10.49%	NEW
11	RTN1USD	Raytheon Company	Stock-Other	2.24%	—	-0.11%
12	DIS	Walt Disney Co/the	Stock-Comm Services	1.93%	—	-0.10%
13	CGNX	Cognex CORP	Stock-Tech	1.89%	—	+177.06%
14	HON	Honeywell International INC	Stock-Industrials	1.79%	—	+51.74%
15	XLE	Ss Energy Select Sector	ETF-Other	1.73%	+0.31%	-0.21%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.68%	—	+1.52%
17	ABBV	Abbvie INC	Stock-Healthcare	1.61%	—	+238.57%
18	CSCO	Cisco Systems INC	Stock-Tech	1.57%	-0.23%	-0.16%
19	PSX	Phillips 66	Stock-Energy	1.57%	—	—
20	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.54%	-0.22%	—
21	VZ	Verizon Communications INC	Stock-Comm Services	1.36%	—	—
22	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.35%	—	+7.04%
23	XOM	Exxon Mobil CORP	Stock-Energy	1.24%	+0.62%	+0.04%
24	GILD	Gilead Sciences INC	Stock-Healthcare	1.17%	—	+2.16%
25	SYK	Stryker CORP	Stock-Healthcare	1.16%	—	-0.83%
26	PFE	Pfizer INC	Stock-Healthcare	1.16%	—	—
27	INTC	Intel CORP	Stock-Tech	1.14%	—	-6.12%
28	✓	Sempra Savings Plan	Stock-Other	1.11%	—	—
29	WMT	Walmart INC	Stock-Consumer Staples	1.10%	—	-0.28%
30	ABT	Abbott Laboratories	Stock-Healthcare	1.09%	-0.91%	EXIT
31	MA	Mastercard INC - A	Stock-Financials	1.09%	—	-0.08%
32	JPM	Jpmorgan Chase & Co	Stock-Financials	1.09%	—	+1.37%
33	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.03%	—	—
34	UNH	Unitedhealth Group INC	Stock-Healthcare	1.02%	—	-23.77%
35	EMR	Emerson Electric Co	Stock-Industrials	0.92%	—	+21.27%
36	DHR	Danaher CORP	Stock-Healthcare	0.89%	—	-0.41%
37	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.85%	—	—
38	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.84%	—	-5.65%
39	V	Visa Inc-class A Shares	Stock-Financials	0.82%	—	-0.33%
40	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.82%	—	—
41	ACN	Accenture plc	Stock-Tech	0.80%	—	-0.38%
42	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.79%	—	-0.35%
43	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.77%	—	—
44	SKMEUR	Sk Telecom Co Ltd-spon Adr	Stock-Other	0.75%	—	—
45	ELV	Elevance Health INC	Stock-Healthcare	0.72%	—	—
46	HXL	Hexcel CORP	Stock-Industrials	0.72%	—	-0.36%
47	T	At&t INC	Stock-Comm Services	0.71%	—	—
48	INTU	Intuit INC	Stock-Tech	0.71%	—	-0.36%
49	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	0.70%	+0.15%	NEW
50	BDX	Becton Dickinson And Co	Stock-Healthcare	0.69%	—	-0.35%

1–50 of 82

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CGNX	Cognex CORP	+1.2%	+177.06%	Add
2	ABBV	Abbvie INC	+1.2%	+238.57%	Add
3	HON	Honeywell International INC	+0.6%	+51.74%	Add
4	SDY	Ss Spdr S&p Dividend ETF	+0.5%	+1.27%	Add
5	WFC	Wells Fargo & Co	+0.3%	+6.76%	Add
6	RTN1USD	Raytheon Company	+0.3%	-0.11%	Trim
7	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.2%	+43.14%	Add
8	VUG	Vanguard Growth ETF	+0.2%	+0.91%	Add
9	EMR	Emerson Electric Co	+0.2%	+21.27%	Add
10	PSX	Phillips 66	+0.2%	—	Unchanged
11	MSFT	Microsoft CORP	+0.1%	-0.30%	Trim
12	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.1%	+7.04%	Add
13	WMT	Walmart INC	+0.1%	-0.28%	Trim
14	VZ	Verizon Communications INC	+0.1%	—	Unchanged
15	T	At&t INC	+0.1%	—	Unchanged
16	JPM	Jpmorgan Chase & Co	+0.1%	+1.37%	Add
17	COST	Costco Wholesale CORP	+0.1%	-0.35%	Trim
18	PG	Procter & Gamble Co/the	+0.1%	-5.65%	Trim
19	KMB	Kimberly-clark CORP	+0.1%	—	Unchanged
20	SYK	Stryker CORP	+0.1%	-0.83%	Trim
21	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+1.52%	Add
22	NSRGY	Nestle Sa-spons Adr	+0.1%	—	Unchanged
23	SCHB	Schwab US Broad Market ETF	0%	-1.57%	Trim
24	SCHF	Schwab Intl Equity ETF	—	-1.32%	Trim
25	BRK-B	Berkshire Hathaway Inc-cl B	0%	—	Unchanged
26	GILD	Gilead Sciences INC	0%	+2.16%	Add
27	GAIA	Gaia INC	0%	—	Unchanged
28	DEO	Diageo Plc-sponsored Adr	0%	—	Unchanged
29	CVX	Chevron CORP	-0.1%	-0.10%	Trim
30	XOM	Exxon Mobil CORP	-0.1%	+0.04%	Add
31	SKMEUR	Sk Telecom Co Ltd-spon Adr	-0.1%	—	Unchanged
32	XLE	Ss Energy Select Sector	-0.1%	-0.21%	Trim
33	DEM	Wisdomtree Emerging Markets	-0.1%	+3.16%	Add
34	DIS	Walt Disney Co/the	-0.1%	-0.10%	Trim
35	ELV	Elevance Health INC	-0.1%	—	Unchanged
36	CSCO	Cisco Systems INC	-0.1%	-0.16%	Trim
37	PFE	Pfizer INC	-0.2%	—	Unchanged
38	UNH	Unitedhealth Group INC	-0.5%	-23.77%	Trim
39	IJR	Ishares Core S&p Small-cap E	—	EXIT	Sold out
40	JNJ	Johnson & Johnson	—	EXIT	Sold out
41	BAC	Bank Of America CORP	—	EXIT	Sold out
42	MRSH	Marsh & Mclennan Cos	—	EXIT	Sold out
43	APH	Amphenol Corp-cl A	—	EXIT	Sold out
44	NOK	Nokia Corp-spon Adr	—	NEW	New buy
45	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
46	VFTAX	Vanguard Ftse Soc Indx-adm	—	NEW	New buy
47	TXN	Texas Instruments INC	—	NEW	New buy
48	NOC	Northrop Grumman CORP	—	NEW	New buy
49	ACRGF	Acreage Holdings Inc-sub	—	NEW	New buy
50	AUR	Aurora Innovation, Inc.	—	EXIT	Sold out