Spectrum Asset Management, Inc. (NB/CA) — Q2 2019 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q2 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	9.71%	—	-1.22%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	7.94%	-0.72%	-0.97%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	4.52%	-0.52%	+1.24%
4	SCHB	Schwab US Broad Market ETF	ETF-Other	4.07%	—	+0.48%
5	VUG	Vanguard Growth ETF	ETF-Other	3.83%	-0.24%	-0.62%
6	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.48%	—	+623.72%
7	HDV	Ishares Core High Dividend E	ETF-Other	2.69%	—	+208.26%
8	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	2.66%	+0.24%	NEW
9	CVX	Chevron CORP	Stock-Energy	2.64%	+0.59%	—
10	MSFT	Microsoft CORP	Stock-Tech	2.53%	-0.74%	-1.63%
11	DIS	Walt Disney Co/the	Stock-Comm Services	2.03%	—	-0.39%
12	WFC	Wells Fargo & Co	Stock-Financials	1.99%	+10.49%	NEW
13	RTN1USD	Raytheon Company	Stock-Other	1.95%	—	—
14	XLE	Ss Energy Select Sector	ETF-Other	1.82%	+0.31%	-3.20%
15	CSCO	Cisco Systems INC	Stock-Tech	1.71%	-0.23%	-0.46%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.61%	—	-1.52%
17	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.55%	-0.22%	+45.80%
18	UNH	Unitedhealth Group INC	Stock-Healthcare	1.48%	—	+74.41%
19	PSX	Phillips 66	Stock-Energy	1.40%	—	—
20	PFE	Pfizer INC	Stock-Healthcare	1.37%	—	-0.08%
21	XOM	Exxon Mobil CORP	Stock-Energy	1.32%	+0.62%	+0.22%
22	JNJ	Johnson & Johnson	Stock-Healthcare	1.27%	—	+12.47%
23	VZ	Verizon Communications INC	Stock-Comm Services	1.26%	—	+52.42%
24	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.24%	—	+1.39%
25	HON	Honeywell International INC	Stock-Industrials	1.20%	—	+0.28%
26	GILD	Gilead Sciences INC	Stock-Healthcare	1.19%	—	—
27	INTC	Intel CORP	Stock-Tech	1.11%	—	-34.87%
28	SYK	Stryker CORP	Stock-Healthcare	1.09%	—	-0.82%
29	ABT	Abbott Laboratories	Stock-Healthcare	1.08%	-0.91%	EXIT
30	✓	Sempra Savings Plan	Stock-Other	1.08%	—	—
31	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.07%	—	-0.15%
32	MA	Mastercard INC - A	Stock-Financials	1.04%	—	-0.79%
33	WMT	Walmart INC	Stock-Consumer Staples	1.00%	—	-0.69%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	1.00%	—	-0.21%
35	BAC	Bank Of America CORP	Stock-Financials	0.92%	—	+0.40%
36	DHR	Danaher CORP	Stock-Healthcare	0.87%	—	-0.82%
37	ELV	Elevance Health INC	Stock-Healthcare	0.83%	—	-2.28%
38	SKMEUR	Sk Telecom Co Ltd-spon Adr	Stock-Other	0.83%	—	—
39	V	Visa Inc-class A Shares	Stock-Financials	0.82%	—	-27.75%
40	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.78%	—	-0.21%
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.77%	—	-0.71%
42	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.77%	—	-1.58%
43	NSRGY	Nestle Sa-spons Adr	Stock-Other	0.76%	—	-0.13%
44	ACN	Accenture plc	Stock-Tech	0.76%	—	-0.76%
45	EMR	Emerson Electric Co	Stock-Industrials	0.74%	—	+0.54%
46	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.71%	—	-18.15%
47	HXL	Hexcel CORP	Stock-Industrials	0.70%	—	—
48	INTU	Intuit INC	Stock-Tech	0.68%	—	-32.66%
49	BDX	Becton Dickinson And Co	Stock-Healthcare	0.68%	—	—
50	MRSH	Marsh & Mclennan Cos	Stock-Financials	0.67%	—	—

1–50 of 82

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q2 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DEM	Wisdomtree Emerging Markets	+3%	+623.72%	Add
2	HDV	Ishares Core High Dividend E	+1.8%	+208.26%	Add
3	UNH	Unitedhealth Group INC	+0.6%	+74.41%	Add
4	BRK-B	Berkshire Hathaway Inc-cl B	+0.5%	+45.80%	Add
5	VZ	Verizon Communications INC	+0.3%	+52.42%	Add
6	DIS	Walt Disney Co/the	+0.3%	-0.39%	Trim
7	MSFT	Microsoft CORP	+0.1%	-1.63%	Trim
8	JNJ	Johnson & Johnson	+0.1%	+12.47%	Add
9	WMT	Walmart INC	0%	-0.69%	Trim
10	HON	Honeywell International INC	0%	+0.28%	Add
11	MA	Mastercard INC - A	0%	-0.79%	Trim
12	JPM	Jpmorgan Chase & Co	0%	-0.21%	Trim
13	DHR	Danaher CORP	—	-0.82%	Trim
14	NSRGY	Nestle Sa-spons Adr	—	-0.13%	Trim
15	KMB	Kimberly-clark CORP	—	-0.21%	Trim
16	DEO	Diageo Plc-sponsored Adr	0%	-0.15%	Trim
17	MO	Altria Group INC	-0.1%	-0.37%	Trim
18	SCHB	Schwab US Broad Market ETF	-0.1%	+0.48%	Add
19	VUG	Vanguard Growth ETF	-0.1%	-0.62%	Trim
20	COST	Costco Wholesale CORP	-0.1%	-18.15%	Trim
21	SCHF	Schwab Intl Equity ETF	-0.2%	+1.24%	Add
22	XOM	Exxon Mobil CORP	-0.2%	+0.22%	Add
23	SCHG	Schwab US Large-cap Growth	-0.3%	-0.97%	Trim
24	V	Visa Inc-class A Shares	-0.3%	-27.75%	Trim
25	XLE	Ss Energy Select Sector	-0.3%	-3.20%	Trim
26	INTU	Intuit INC	-0.4%	-32.66%	Trim
27	INTC	Intel CORP	-0.9%	-34.87%	Trim
28	BIL	Ss Spdr Bb 1-3m T-bill ETF	-1.4%	-72.91%	Trim
29	IJR	Ishares Core S&p Small-cap E	-2.3%	-43.03%	Trim
30	RTN1USD	Raytheon Company	—	NEW	New buy
31	PSX	Phillips 66	—	NEW	New buy
32	MKL	Markel Group INC	—	EXIT	Sold out
33	HXL	Hexcel CORP	—	NEW	New buy
34	NVDA	Nvidia CORP	—	EXIT	Sold out
35	BDX	Becton Dickinson And Co	—	NEW	New buy
36	MRSH	Marsh & Mclennan Cos	—	NEW	New buy
37	CGNX	Cognex CORP	—	NEW	New buy
38	APH	Amphenol Corp-cl A	—	NEW	New buy
39	ONB	Cmc Materials INC	—	EXIT	Sold out
40	ASML	ASML Holding N.V.	—	EXIT	Sold out
41	FANG	Diamondback Energy INC	—	EXIT	Sold out
42	RSPH	Invesco S&p 500 Equal Weight	—	EXIT	Sold out
43	✓	Vanguard All-world Hi-div Yld	—	NEW	New buy
44	GOOG	Alphabet Inc-cl C	—	EXIT	Sold out
45	ISRG	Intuitive Surgical INC	—	EXIT	Sold out
46	✓	Vanguard S&p 500 Ucits ETF Usd	—	NEW	New buy
47	BA	Boeing Co/the	—	EXIT	Sold out
48	KNX	Knight-swift Transportation	—	EXIT	Sold out
49	OXY	Occidental Petroleum CORP	—	EXIT	Sold out
50	VMBS	Vanguard Mortgage-backed Sec	—	NEW	New buy