Spectrum Asset Management, Inc. (NB/CA) — Q4 2018 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	12.52%	—	-0.25%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	7.98%	-0.72%	-14.02%
3	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	5.07%	+0.24%	NEW
4	SCHF	Schwab Intl Equity ETF	ETF-Other	4.69%	-0.52%	-18.58%
5	SCHB	Schwab US Broad Market ETF	ETF-Other	4.19%	—	-1.59%
6	VUG	Vanguard Growth ETF	ETF-Other	3.93%	-0.24%	-20.35%
7	CVX	Chevron CORP	Stock-Energy	2.86%	+0.59%	+5.20%
8	MSFT	Microsoft CORP	Stock-Tech	2.63%	-0.74%	+1.23%
9	WFC	Wells Fargo & Co	Stock-Financials	2.33%	+10.49%	NEW
10	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	2.23%	+0.15%	NEW
11	XLE	Ss Energy Select Sector	ETF-Other	2.01%	+0.31%	-12.97%
12	DIS	Walt Disney Co/the	Stock-Comm Services	2.00%	—	—
13	PFE	Pfizer INC	Stock-Healthcare	1.73%	—	-0.40%
14	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.66%	—	-2.50%
15	CSCO	Cisco Systems INC	Stock-Tech	1.54%	-0.23%	—
16	INTC	Intel CORP	Stock-Tech	1.37%	—	-2.17%
17	JNJ	Johnson & Johnson	Stock-Healthcare	1.33%	—	+12.45%
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.30%	-0.22%	-8.49%
19	NSRGY	Nestle Sa-spons Adr	Stock-Other	1.28%	—	-0.55%
20	GILD	Gilead Sciences INC	Stock-Healthcare	1.24%	—	-1.19%
21	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.24%	—	+1.22%
22	ELV	Elevance Health INC	Stock-Healthcare	1.23%	—	-0.91%
23	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.21%	—	-4.33%
24	ABT	Abbott Laboratories	Stock-Healthcare	1.19%	-0.91%	EXIT
25	HON	Honeywell International INC	Stock-Industrials	1.15%	—	+3.03%
26	UNH	Unitedhealth Group INC	Stock-Healthcare	1.12%	—	-0.44%
27	WMT	Walmart INC	Stock-Consumer Staples	1.09%	—	+21.56%
28	JPM	Jpmorgan Chase & Co	Stock-Financials	1.08%	—	-1.91%
29	KMB	Kimberly-clark CORP	Stock-Consumer Staples	1.08%	—	-0.22%
30	SYK	Stryker CORP	Stock-Healthcare	1.07%	—	-2.93%
31	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.06%	—	-0.32%
32	V	Visa Inc-class A Shares	Stock-Financials	1.06%	—	-0.59%
33	MKL	Markel Group INC	Stock-Financials	1.03%	—	-0.08%
34	RSPH	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.99%	—	-1.19%
35	HDV	Ishares Core High Dividend E	ETF-Other	0.98%	—	—
36	BAC	Bank Of America CORP	Stock-Financials	0.94%	—	-0.98%
37	INTU	Intuit INC	Stock-Tech	0.94%	—	-4.00%
38	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.92%	—	-54.94%
39	MA	Mastercard INC - A	Stock-Financials	0.92%	—	+1.91%
40	EMR	Emerson Electric Co	Stock-Industrials	0.84%	—	-0.01%
41	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.83%	—	+0.88%
42	DHR	Danaher CORP	Stock-Healthcare	0.80%	—	—
43	AON	Aon plc	Stock-Financials	0.79%	—	-8.27%
44	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.79%	—	-0.93%
45	VZ	Verizon Communications INC	Stock-Comm Services	0.79%	—	-0.20%
46	CTXSEUR	Citrix Systems INC	Stock-Other	0.77%	—	—
47	QCOM	Qualcomm INC	Stock-Tech	0.75%	-0.17%	EXIT
48	BTU	Peabody Energy Corporation	Stock-Energy	0.73%	—	—
49	ABBV	Abbvie INC	Stock-Healthcare	0.72%	—	-28.86%
50	SCHO	Schwab Short-term US Treas	ETF-Other	0.69%	—	-1.14%

1–50 of 74

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SDY	Ss Spdr S&p Dividend ETF	+2.2%	-0.25%	Trim
2	CVX	Chevron CORP	+0.6%	+5.20%	Add
3	MSFT	Microsoft CORP	+0.4%	+1.23%	Add
4	SCHB	Schwab US Broad Market ETF	+0.4%	-1.59%	Trim
5	WFC	Wells Fargo & Co	+0.3%	—	Unchanged
6	VTI	Vanguard Total Stock Mkt ETF	+0.2%	-2.50%	Trim
7	JPM	Jpmorgan Chase & Co	+0.1%	-1.91%	Trim
8	IJR	Ishares Core S&p Small-cap E	+0.1%	-3.36%	Trim
9	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.1%	-4.33%	Trim
10	HON	Honeywell International INC	+0.1%	+3.03%	Add
11	BAC	Bank Of America CORP	+0.1%	-0.98%	Trim
12	GILD	Gilead Sciences INC	+0.1%	-1.19%	Trim
13	EMR	Emerson Electric Co	0%	-0.01%	Trim
14	QCOM	Qualcomm INC	0%	-0.02%	Trim
15	XOM	Exxon Mobil CORP	0%	-8.28%	Trim
16	GAIA	Gaia INC	-0.1%	—	Unchanged
17	ABBV	Abbvie INC	-0.1%	-28.86%	Trim
18	ISRG	Intuitive Surgical INC	-0.1%	-33.66%	Trim
19	ADBE	Adobe INC	-0.1%	-37.62%	Trim
20	XLE	Ss Energy Select Sector	-0.3%	-12.97%	Trim
21	SCHG	Schwab US Large-cap Growth	-0.3%	-14.02%	Trim
22	CB	Chubb Limited	-0.3%	-61.42%	Trim
23	SCHF	Schwab Intl Equity ETF	-0.4%	-18.58%	Trim
24	VUG	Vanguard Growth ETF	-0.5%	-20.35%	Trim
25	T	At&t INC	-0.5%	-50.99%	Trim
26	FLR	Fluor CORP	-0.8%	-75.69%	Trim
27	VEA	Vanguard Ftse Developed ETF	-0.9%	-54.94%	Trim
28	XLF	Ss Financial Select Sector	—	EXIT	Sold out
29	DIS	Walt Disney Co/the	—	NEW	New buy
30	CSCO	Cisco Systems INC	—	NEW	New buy
31	RIO	Rio Tinto Plc-spon Adr	—	EXIT	Sold out
32	AAPL	Apple INC	—	EXIT	Sold out
33	IBM	Intl Business Machines CORP	—	EXIT	Sold out
34	IPAR	Interparfums INC	—	EXIT	Sold out
35	NOC	Northrop Grumman CORP	—	EXIT	Sold out
36	HDV	Ishares Core High Dividend E	—	NEW	New buy
37	COP	Conocophillips	—	EXIT	Sold out
38	MRO*	Marathon Oil CORP	—	EXIT	Sold out
39	LSTR	Landstar System INC	—	EXIT	Sold out
40	EOG	Eog Resources INC	—	EXIT	Sold out
41	NUS	Nu Skin Enterprises INC - A	—	EXIT	Sold out
42	DHR	Danaher CORP	—	NEW	New buy
43	HBAN	Huntington Bancshares INC	—	EXIT	Sold out
44	CTXSEUR	Citrix Systems INC	—	NEW	New buy
45	AX	Axos Financial INC	—	EXIT	Sold out
46	CSX	Csx CORP	—	EXIT	Sold out
47	BKR	Baker Hughes Co	—	EXIT	Sold out
48	KHC	Kraft Heinz Co/the	—	EXIT	Sold out
49	SLB	Slb LTD	—	EXIT	Sold out
50	HAL	Halliburton Co	—	EXIT	Sold out