Spectrum Asset Management, Inc. (NB/CA) — Q2 2018 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q2 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	14.22%	—	-2.40%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	11.11%	-0.72%	-2.90%
3	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	6.99%	+0.24%	NEW
4	SCHF	Schwab Intl Equity ETF	ETF-Other	6.99%	-0.52%	-1.50%
5	VUG	Vanguard Growth ETF	ETF-Other	6.18%	-0.24%	+1.95%
6	SCHB	Schwab US Broad Market ETF	ETF-Other	5.44%	—	+0.65%
7	XLE	Ss Energy Select Sector	ETF-Other	3.31%	+0.31%	-1.03%
8	XLF	Ss Financial Select Sector	ETF-Other	3.12%	—	-0.52%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.64%	—	-0.10%
10	CVX	Chevron CORP	Stock-Energy	2.40%	+0.59%	+0.95%
11	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	2.36%	+0.15%	NEW
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.31%	—	+0.43%
13	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.60%	—	+2.32%
14	MSFT	Microsoft CORP	Stock-Tech	1.40%	-0.74%	—
15	SYK	Stryker CORP	Stock-Healthcare	1.33%	—	—
16	IPAR	Interparfums INC	Stock-Other	1.28%	—	—
17	V	Visa Inc-class A Shares	Stock-Financials	1.19%	—	—
18	HAL	Halliburton Co	Stock-Energy	1.17%	—	+5.71%
19	RSPH	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	1.17%	—	—
20	INTU	Intuit INC	Stock-Tech	1.13%	—	—
21	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	1.12%	—	+359.38%
22	MA	Mastercard INC - A	Stock-Financials	1.05%	—	—
23	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.05%	—	-11.27%
24	CLB	Core Laboratories Inc.	Stock-Other	0.99%	—	—
25	✓		Stock-Other	0.96%	—	—
26	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.94%	—	—
27	GAIA	Gaia INC	Stock-Other	0.93%	—	—
28	EOG	Eog Resources INC	Stock-Energy	0.93%	—	—
29	CFR	Cullen/frost Bankers INC	Stock-Financials	0.92%	—	—
30	SCHO	Schwab Short-term US Treas	ETF-Other	0.89%	—	-0.98%
31	LSTR	Landstar System INC	Stock-Industrials	0.87%	—	—
32	HBAN	Huntington Bancshares INC	Stock-Financials	0.85%	—	—
33	JOF	Japan Smaller Capitalization	Stock-Other	0.82%	-0.17%	EXIT
34	XOM	Exxon Mobil CORP	Stock-Energy	0.79%	+0.62%	-1.63%
35	BTU	Peabody Energy Corporation	Stock-Energy	0.75%	—	—
36	INTC	Intel CORP	Stock-Tech	0.60%	—	-4.22%
37	PFE	Pfizer INC	Stock-Healthcare	0.59%	—	-6.85%
38	ADBE	Adobe INC	Stock-Tech	0.55%	—	—
39	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.52%	—	—
40	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.49%	-0.21%	EXIT
41	BP	Bp Plc-spons Adr	Stock-Energy	0.43%	—	+3.40%
42	AAPL	Apple INC	Stock-Tech	0.42%	—	-7.23%
43	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.41%	-0.28%	—
44	AMZN	Amazon.com INC	Stock-Consumer Disc	0.35%	+0.14%	—
45	CSX	Csx CORP	Stock-Industrials	0.32%	—	—
46	PEP	Pepsico INC	Stock-Consumer Staples	0.30%	—	—
47	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.29%	—	+48.91%
48	MO	Altria Group INC	Stock-Consumer Staples	0.27%	—	—
49	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.26%	-0.22%	—
50	✓	Integrated Device Technology INC	Stock-Other	0.25%	—	—

1–50 of 65

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q2 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DEO	Diageo Plc-sponsored Adr	+0.9%	+359.38%	Add
2	IJR	Ishares Core S&p Small-cap E	+0.5%	-0.56%	Trim
3	VUG	Vanguard Growth ETF	+0.5%	+1.95%	Add
4	SCHG	Schwab US Large-cap Growth	+0.3%	-2.90%	Trim
5	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.3%	+11.20%	Add
6	GAIA	Gaia INC	+0.2%	—	Unchanged
7	SCHB	Schwab US Broad Market ETF	+0.2%	+0.65%	Add
8	INTU	Intuit INC	+0.1%	—	Unchanged
9	MA	Mastercard INC - A	+0.1%	—	Unchanged
10	R6C2	Royal Dutch Shell-spon Adr-b	+0.1%	+48.91%	Add
11	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+0.43%	Add
12	MSFT	Microsoft CORP	+0.1%	—	Unchanged
13	XLE	Ss Energy Select Sector	+0.1%	-1.03%	Trim
14	LSTR	Landstar System INC	+0.1%	—	Unchanged
15	IPAR	Interparfums INC	+0.1%	—	Unchanged
16	COST	Costco Wholesale CORP	+0.1%	—	Unchanged
17	V	Visa Inc-class A Shares	+0.1%	—	Unchanged
18	ADBE	Adobe INC	+0.1%	—	Unchanged
19	CVX	Chevron CORP	+0.1%	+0.95%	Add
20	ISRG	Intuitive Surgical INC	0%	—	Unchanged
21	GOOG	Alphabet Inc-cl C	0%	—	Unchanged
22	XOM	Exxon Mobil CORP	0%	-1.63%	Trim
23	SDY	Ss Spdr S&p Dividend ETF	0%	-2.40%	Trim
24	SPDW	Ste Str Spdr Pt Dw EU ETF	0%	+2.32%	Add
25	SHY	Ishares 1-3 Year Treasury Bo	0%	-6.55%	Trim
26	PFE	Pfizer INC	0%	-6.85%	Trim
27	JOF	Japan Smaller Capitalization	0%	—	Unchanged
28	JNJ	Johnson & Johnson	0%	-12.92%	Trim
29	T	At&t INC	0%	-15.00%	Trim
30	MRK	Merck & Co. INC.	0%	-17.70%	Trim
31	CFR	Cullen/frost Bankers INC	-0.1%	—	Unchanged
32	INTC	Intel CORP	-0.1%	-4.22%	Trim
33	IJK	Ishares S&p Mid-cap 400 Grow	-0.1%	-11.27%	Trim
34	XLF	Ss Financial Select Sector	-0.1%	-0.52%	Trim
35	VEA	Vanguard Ftse Developed ETF	-0.1%	-0.10%	Trim
36	HAL	Halliburton Co	-0.1%	+5.71%	Add
37	SCHF	Schwab Intl Equity ETF	-0.3%	-1.50%	Trim
38	RIO	Rio Tinto Plc-spon Adr	-0.9%	-81.96%	Trim
39	RSPH	Invesco S&p 500 Equal Weight	—	NEW	New buy
40	✓	Powershares S&p 500 Equal Weight Health Care Portfolio	—	EXIT	Sold out
41	CTSH	Cognizant Tech Solutions-a	—	EXIT	Sold out
42	EOG	Eog Resources INC	—	NEW	New buy
43	HII	Huntington Ingalls Industrie	—	EXIT	Sold out
44	RES	Rpc INC	—	EXIT	Sold out
45	EW	Edwards Lifesciences CORP	—	EXIT	Sold out
46	NSRGY	Nestle Sa-spons Adr	—	NEW	New buy
47	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
48	MORN	Morningstar INC	—	NEW	New buy
49	OSVEUR	Vaneck Vectors Oil Services	—	EXIT	Sold out
50	TXN	Texas Instruments INC	—	EXIT	Sold out