Spectrum Asset Management, Inc. (NB/CA) — Q1 2018 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	14.20%	—	-14.80%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	10.83%	-0.72%	+0.44%
3	SCHF	Schwab Intl Equity ETF	ETF-Other	7.29%	-0.52%	+5.17%
4	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	6.51%	+0.24%	NEW
5	VUG	Vanguard Growth ETF	ETF-Other	5.72%	-0.24%	-0.42%
6	SCHB	Schwab US Broad Market ETF	ETF-Other	5.21%	—	+0.52%
7	XLE	Ss Energy Select Sector	ETF-Other	3.23%	+0.31%	+3.73%
8	XLF	Ss Financial Select Sector	ETF-Other	3.22%	—	+1.88%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.75%	—	-0.75%
10	CVX	Chevron CORP	Stock-Energy	2.34%	+0.59%	+5.81%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.22%	—	+1.34%
12	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	2.11%	+0.15%	NEW
13	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.63%	—	+4.58%
14	SYK	Stryker CORP	Stock-Healthcare	1.32%	—	-4.62%
15	MSFT	Microsoft CORP	Stock-Tech	1.32%	-0.74%	-30.76%
16	HAL	Halliburton Co	Stock-Energy	1.30%	—	+0.48%
17	IPAR	Interparfums INC	Stock-Other	1.21%	—	-3.09%
18	✓	Powershares S&p 500 Equal Weight Health Care Portfolio	Stock-Other	1.16%	—	—
19	V	Visa Inc-class A Shares	Stock-Financials	1.13%	—	+1.50%
20	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.13%	—	-3.26%
21	RIO	Rio Tinto Plc-spon Adr	Stock-Materials	1.13%	—	-2.51%
22	INTU	Intuit INC	Stock-Tech	1.02%	—	-2.04%
23	CFR	Cullen/frost Bankers INC	Stock-Financials	0.97%	—	+15.20%
24	CLB	Core Laboratories Inc.	Stock-Other	0.95%	—	—
25	MA	Mastercard INC - A	Stock-Financials	0.95%	—	-38.86%
26	✓		Stock-Other	0.94%	—	-38.20%
27	CTSH	Cognizant Tech Solutions-a	Stock-Tech	0.92%	—	—
28	SCHO	Schwab Short-term US Treas	ETF-Other	0.89%	—	-2.11%
29	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.88%	—	—
30	HBAN	Huntington Bancshares INC	Stock-Financials	0.86%	—	—
31	JOF	Japan Smaller Capitalization	Stock-Other	0.86%	-0.17%	EXIT
32	HII	Huntington Ingalls Industrie	Stock-Industrials	0.86%	—	—
33	LSTR	Landstar System INC	Stock-Industrials	0.80%	—	—
34	BTU	Peabody Energy Corporation	Stock-Energy	0.77%	—	—
35	XOM	Exxon Mobil CORP	Stock-Energy	0.75%	+0.62%	+5.25%
36	GAIA	Gaia INC	Stock-Other	0.69%	—	+93.98%
37	INTC	Intel CORP	Stock-Tech	0.65%	—	+1.06%
38	PFE	Pfizer INC	Stock-Healthcare	0.63%	—	+7.12%
39	RES	Rpc INC	Stock-Other	0.59%	—	-2.24%
40	EW	Edwards Lifesciences CORP	Stock-Healthcare	0.52%	—	-19.59%
41	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.52%	-0.21%	EXIT
42	ADBE	Adobe INC	Stock-Tech	0.49%	—	-32.58%
43	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.48%	—	-27.73%
44	BP	Bp Plc-spons Adr	Stock-Energy	0.40%	—	-2.10%
45	AAPL	Apple INC	Stock-Tech	0.40%	—	+12.31%
46	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.37%	-0.28%	-27.53%
47	AMZN	Amazon.com INC	Stock-Consumer Disc	0.32%	+0.14%	—
48	CSX	Csx CORP	Stock-Industrials	0.29%	—	—
49	PEP	Pepsico INC	Stock-Consumer Staples	0.27%	—	+3.34%
50	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.27%	-0.22%	+10.46%

1–50 of 69

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+1.7%	+0.44%	Add
2	SCHF	Schwab Intl Equity ETF	+1.3%	+5.17%	Add
3	JOF	Japan Smaller Capitalization	+0.7%	+254.36%	Add
4	XLE	Ss Energy Select Sector	+0.6%	+3.73%	Add
5	GAIA	Gaia INC	+0.4%	+93.98%	Add
6	CVX	Chevron CORP	+0.4%	+5.81%	Add
7	CFR	Cullen/frost Bankers INC	+0.4%	+15.20%	Add
8	IPAR	Interparfums INC	+0.3%	-3.09%	Trim
9	V	Visa Inc-class A Shares	+0.3%	+1.50%	Add
10	HAL	Halliburton Co	+0.3%	+0.48%	Add
11	INTU	Intuit INC	+0.3%	-2.04%	Trim
12	CTSH	Cognizant Tech Solutions-a	+0.2%	—	Unchanged
13	ADBE	Adobe INC	0%	-32.58%	Trim
14	✓		0%	-38.20%	Trim
15	GOOG	Alphabet Inc-cl C	-0.1%	-27.53%	Trim
16	IJR	Ishares Core S&p Small-cap E	-0.2%	-16.08%	Trim
17	RES	Rpc INC	-0.2%	-2.24%	Trim
18	MA	Mastercard INC - A	-0.2%	-38.86%	Trim
19	MSFT	Microsoft CORP	-0.2%	-30.76%	Trim
20	DE	Deere & Co	-0.8%	-76.84%	Trim
21	SDY	Ss Spdr S&p Dividend ETF	-0.9%	-14.80%	Trim
22	✓	Powershares Qqq Trust Ser 1	-6.5%	-97.27%	Trim
23	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
24	✓	Rydex ETF Trust	—	EXIT	Sold out
25	✓	Powershares S&p 500 Equal Weight Health Care Portfolio	—	NEW	New buy
26	ESLT	Elbit Systems Ltd.	—	EXIT	Sold out
27	MMM	3m Co	—	EXIT	Sold out
28	TOTL	Ss Doubleline Tr Tact ETF	—	EXIT	Sold out
29	DIS	Walt Disney Co/the	—	EXIT	Sold out
30	CLB	Core Laboratories Inc.	—	NEW	New buy
31	ACN	Accenture plc	—	EXIT	Sold out
32	COST	Costco Wholesale CORP	—	NEW	New buy
33	HBAN	Huntington Bancshares INC	—	NEW	New buy
34	HII	Huntington Ingalls Industrie	—	NEW	New buy
35	DD	DuPont de Nemours, Inc.	—	EXIT	Sold out
36	ORCL	Oracle CORP	—	EXIT	Sold out
37	IR	Ingersoll-rand PLC	—	EXIT	Sold out
38	USB	US Bancorp	—	EXIT	Sold out
39	VEEV	Veeva Systems Inc-class A	—	EXIT	Sold out
40	AMZN	Amazon.com INC	—	NEW	New buy
41	TSEM	Tower Semiconductor Ltd.	—	EXIT	Sold out
42	NG	Novagold Resources INC	—	EXIT	Sold out
43	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
44	BIV	Vanguard Intermediate-term B	—	EXIT	Sold out
45	PG	Procter & Gamble Co/the	—	EXIT	Sold out
46	EIX	Edison International	—	EXIT	Sold out
47	NSRGY	Nestle Sa-spons Adr	—	EXIT	Sold out
48	R6C2	Royal Dutch Shell-spon Adr-b	—	NEW	New buy
49	TXN	Texas Instruments INC	—	NEW	New buy
50	SU	Suncor Energy INC	—	NEW	New buy