Spectrum Asset Management, Inc. (NB/CA) — Q2 2017 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q2 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	16.12%	—	+1.06%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	10.34%	-0.72%	+0.67%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	7.79%	—	-0.37%
4	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	7.00%	+0.24%	NEW
5	VUG	Vanguard Growth ETF	ETF-Other	5.58%	-0.24%	-3.55%
6	SCHB	Schwab US Broad Market ETF	ETF-Other	4.85%	—	+1.06%
7	SCHF	Schwab Intl Equity ETF	ETF-Other	4.54%	-0.52%	+589.99%
8	XLF	Ss Financial Select Sector	ETF-Other	2.72%	—	+1.11%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.49%	—	—
10	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	2.29%	—	-0.71%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.01%	—	+0.14%
12	CVX	Chevron CORP	Stock-Energy	1.93%	+0.59%	-0.25%
13	MSFT	Microsoft CORP	Stock-Tech	1.63%	-0.74%	-0.83%
14	✓	Vanguard S&p 500 Ucits ETF Usd	ETF-Large Cap & Growth	1.36%	—	—
15	SYK	Stryker CORP	Stock-Healthcare	1.30%	—	-0.97%
16	✓	Rydex ETF Trust	ETF-Other	1.23%	—	+0.53%
17	HAS	Hasbro INC	Stock-Consumer Disc	1.21%	—	-0.76%
18	MA	Mastercard INC - A	Stock-Financials	1.18%	—	-0.57%
19	HAL	Halliburton Co	Stock-Energy	1.03%	—	+0.48%
20	MMM	3m Co	Stock-Industrials	0.98%	—	-0.97%
21	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.98%	—	+1.03%
22	ESLT	Elbit Systems Ltd.	Stock-Industrials	0.95%	—	-0.60%
23	DIS	Walt Disney Co/the	Stock-Comm Services	0.89%	—	-0.55%
24	SBUX	Starbucks CORP	Stock-Consumer Disc	0.87%	—	+2.34%
25	IPAR	Interparfums INC	Stock-Other	0.86%	—	-0.55%
26	✓		Stock-Other	0.84%	—	+7.67%
27	HST	Host Hotels & Resorts INC	Stock-Real Estate	0.83%	—	-0.50%
28	DHR	Danaher CORP	Stock-Healthcare	0.83%	—	-0.14%
29	ACN	Accenture plc	Stock-Tech	0.83%	—	-0.82%
30	✓	iSHS MSCI USA DIV IQ UCITS ETF	ETF-Other	0.81%	—	—
31	SCHO	Schwab Short-term US Treas	ETF-Other	0.78%	—	+4.29%
32	RES	Rpc INC	Stock-Other	0.74%	—	-0.50%
33	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.73%	-0.21%	EXIT
34	BTU	Peabody Energy Corporation	Stock-Energy	0.71%	—	—
35	EW	Edwards Lifesciences CORP	Stock-Healthcare	0.65%	—	-0.83%
36	✓	iSHARES NASDAQ 100 UCITS ETF	ETF-Tech	0.61%	—	—
37	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.57%	—	-1.20%
38	VEEV	Veeva Systems Inc-class A	Stock-Healthcare	0.56%	—	-1.10%
39	PFE	Pfizer INC	Stock-Healthcare	0.56%	—	—
40	XOM	Exxon Mobil CORP	Stock-Energy	0.53%	+0.62%	-1.05%
41	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.51%	-0.28%	-1.13%
42	ADBE	Adobe INC	Stock-Tech	0.51%	—	-1.51%
43	INTC	Intel CORP	Stock-Tech	0.44%	—	+5.21%
44	T	At&t INC	Stock-Comm Services	0.43%	—	-1.58%
45	✓	iSHS III S&P SML CAP 600 UCITS	Stock-Other	0.42%	—	—
46	MO	Altria Group INC	Stock-Consumer Staples	0.39%	—	-3.40%
47	PEP	Pepsico INC	Stock-Consumer Staples	0.34%	—	+18.87%
48	AAPL	Apple INC	Stock-Tech	0.33%	—	+4.30%
49	✓	iSHRS VII DOW JONES IND ETF	ETF-Other	0.32%	—	—
50	CSX	Csx CORP	Stock-Industrials	0.28%	—	—

1–50 of 67

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q2 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHF	Schwab Intl Equity ETF	+3.9%	+589.99%	Add
2	SCHG	Schwab US Large-cap Growth	+0.6%	+0.67%	Add
3	SDY	Ss Spdr S&p Dividend ETF	+0.4%	+1.06%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.3%	-0.37%	Trim
5	XBI	Ss Spdr S&p Biotech ETF	+0.2%	-0.71%	Trim
6	SCHB	Schwab US Broad Market ETF	+0.2%	+1.06%	Add
7	XLF	Ss Financial Select Sector	+0.1%	+1.11%	Add
8	IJR	Ishares Core S&p Small-cap E	+0.1%	+0.32%	Add
9	SHY	Ishares 1-3 Year Treasury Bo	+0.1%	+21.85%	Add
10	EW	Edwards Lifesciences CORP	+0.1%	-0.83%	Trim
11	HAS	Hasbro INC	+0.1%	-0.76%	Trim
12	✓	Rydex ETF Trust	+0.1%	+0.53%	Add
13	ISRG	Intuitive Surgical INC	+0.1%	-1.20%	Trim
14	VEEV	Veeva Systems Inc-class A	+0.1%	-1.10%	Trim
15	MA	Mastercard INC - A	+0.1%	-0.57%	Trim
16	ESLT	Elbit Systems Ltd.	+0.1%	-0.60%	Trim
17	MMM	3m Co	+0.1%	-0.97%	Trim
18	RES	Rpc INC	+0.1%	-0.50%	Trim
19	PEP	Pepsico INC	+0.1%	+18.87%	Add
20	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+0.14%	Add
21	MSFT	Microsoft CORP	+0.1%	-0.83%	Trim
22	SYK	Stryker CORP	+0.1%	-0.97%	Trim
23	VUG	Vanguard Growth ETF	+0.1%	-3.55%	Trim
24	IJK	Ishares S&p Mid-cap 400 Grow	+0.1%	+1.03%	Add
25	CSX	Csx CORP	0%	—	Unchanged
26	GOOG	Alphabet Inc-cl C	0%	-1.13%	Trim
27	ADBE	Adobe INC	0%	-1.51%	Trim
28	SCHO	Schwab Short-term US Treas	0%	+4.29%	Add
29	✓	Vanguard S&p 500 Ucits ETF Usd	0%	—	Unchanged
30	✓	iSHARES NASDAQ 100 UCITS ETF	0%	—	Unchanged
31	ACN	Accenture plc	0%	-0.82%	Trim
32	HST	Host Hotels & Resorts INC	0%	-0.50%	Trim
33	✓		0%	+7.67%	Add
34	BIV	Vanguard Intermediate-term B	0%	-14.76%	Trim
35	BRK-B	Berkshire Hathaway Inc-cl B	0%	-14.85%	Trim
36	T	At&t INC	-0.1%	-1.58%	Trim
37	DIS	Walt Disney Co/the	-0.1%	-0.55%	Trim
38	CVX	Chevron CORP	-0.1%	-0.25%	Trim
39	HAL	Halliburton Co	-0.1%	+0.48%	Add
40	✓		—	EXIT	Sold out
41	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
42	BCRUSD	Cr Bard INC	—	EXIT	Sold out
43	CAG	Conagra Brands INC	—	EXIT	Sold out
44	FDS	Factset Research Systems INC	—	EXIT	Sold out
45	NOVEUR	National Oilwell Varco INC	—	EXIT	Sold out
46	HP	Helmerich & Payne	—	EXIT	Sold out
47	DEO	Diageo Plc-sponsored Adr	—	NEW	New buy
48	NSRGY	Nestle Sa-spons Adr	—	NEW	New buy
49	DE	Deere & Co	—	NEW	New buy
50	GAIA	Gaia INC	—	NEW	New buy