Spectrum Asset Management, Inc. (NB/CA) — Q1 2017 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	15.74%	—	-2.10%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	9.78%	-0.72%	-2.12%
3	✓	Powershares Qqq Trust Ser 1	Stock-Other	7.48%	—	-3.35%
4	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	6.86%	+0.24%	NEW
5	✓		Stock-Other	6.07%	—	-0.58%
6	VUG	Vanguard Growth ETF	ETF-Other	5.52%	-0.24%	-0.35%
7	SCHB	Schwab US Broad Market ETF	ETF-Other	4.66%	—	+67.49%
8	XLF	Ss Financial Select Sector	ETF-Other	2.58%	—	-4.23%
9	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	2.06%	—	+0.56%
10	CVX	Chevron CORP	Stock-Energy	1.99%	+0.59%	+0.73%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.94%	—	+66.56%
12	MSFT	Microsoft CORP	Stock-Tech	1.57%	-0.74%	-1.57%
13	✓	Vanguard S&p 500 Ucits ETF Usd	ETF-Large Cap & Growth	1.33%	—	-59.00%
14	SYK	Stryker CORP	Stock-Healthcare	1.24%	—	-2.10%
15	HAL	Halliburton Co	Stock-Energy	1.17%	—	-2.01%
16	BCRUSD	Cr Bard INC	Stock-Other	1.14%	—	-1.97%
17	✓	Rydex ETF Trust	ETF-Other	1.12%	—	+3.18%
18	MA	Mastercard INC - A	Stock-Financials	1.09%	—	-5.21%
19	HAS	Hasbro INC	Stock-Consumer Disc	1.08%	—	-1.01%
20	DIS	Walt Disney Co/the	Stock-Comm Services	0.95%	—	-2.72%
21	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.93%	—	-1.52%
22	MMM	3m Co	Stock-Industrials	0.91%	—	-1.42%
23	ESLT	Elbit Systems Ltd.	Stock-Industrials	0.87%	—	-1.18%
24	IPAR	Interparfums INC	Stock-Other	0.86%	—	-1.09%
25	✓		Stock-Other	0.86%	—	-1.11%
26	HST	Host Hotels & Resorts INC	Stock-Real Estate	0.85%	—	—
27	SBUX	Starbucks CORP	Stock-Consumer Disc	0.85%	—	-1.06%
28	DHR	Danaher CORP	Stock-Healthcare	0.84%	—	-1.11%
29	CAG	Conagra Brands INC	Stock-Consumer Staples	0.83%	—	-1.10%
30	FDS	Factset Research Systems INC	Stock-Financials	0.82%	—	-1.10%
31	NOVEUR	National Oilwell Varco INC	Stock-Other	0.81%	—	—
32	✓	iSHS MSCI USA DIV IQ UCITS ETF	ETF-Other	0.81%	—	-64.60%
33	ACN	Accenture plc	Stock-Tech	0.81%	—	-1.44%
34	SCHO	Schwab Short-term US Treas	ETF-Other	0.75%	—	-3.21%
35	HP	Helmerich & Payne	Stock-Energy	0.74%	—	—
36	BTU	Peabody Energy Corporation	Stock-Energy	0.69%	—	—
37	RES	Rpc INC	Stock-Other	0.67%	—	—
38	SCHF	Schwab Intl Equity ETF	ETF-Other	0.62%	-0.52%	+10.82%
39	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.60%	-0.21%	EXIT
40	✓	iSHARES NASDAQ 100 UCITS ETF	ETF-Tech	0.58%	—	—
41	PFE	Pfizer INC	Stock-Healthcare	0.57%	—	+8.37%
42	XOM	Exxon Mobil CORP	Stock-Energy	0.54%	+0.62%	+8.65%
43	EW	Edwards Lifesciences CORP	Stock-Healthcare	0.52%	—	—
44	T	At&t INC	Stock-Comm Services	0.48%	—	+9.68%
45	ADBE	Adobe INC	Stock-Tech	0.47%	—	—
46	VEEV	Veeva Systems Inc-class A	Stock-Healthcare	0.47%	—	—
47	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.47%	-0.28%	-0.80%
48	ISRG	Intuitive Surgical INC	Stock-Healthcare	0.47%	—	—
49	INTC	Intel CORP	Stock-Tech	0.45%	—	+15.56%
50	✓	iSHS III S&P SML CAP 600 UCITS	Stock-Other	0.41%	—	-60.00%

1–50 of 68

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHB	Schwab US Broad Market ETF	+1.9%	+67.49%	Add
2	VTI	Vanguard Total Stock Mkt ETF	+0.8%	+66.56%	Add
3	XBI	Ss Spdr S&p Biotech ETF	+0.2%	+0.56%	Add
4	✓	Powershares Qqq Trust Ser 1	+0.2%	-3.35%	Trim
5	VUG	Vanguard Growth ETF	+0.2%	-0.35%	Trim
6	HAS	Hasbro INC	+0.2%	-1.01%	Trim
7	✓	Rydex ETF Trust	+0.1%	+3.18%	Add
8	SCHF	Schwab Intl Equity ETF	+0.1%	+10.82%	Add
9	VEEV	Veeva Systems Inc-class A	+0.1%	—	Unchanged
10	SCHG	Schwab US Large-cap Growth	+0.1%	-2.12%	Trim
11	ISRG	Intuitive Surgical INC	+0.1%	—	Unchanged
12	CSX	Csx CORP	+0.1%	—	Unchanged
13	IPAR	Interparfums INC	0%	-1.09%	Trim
14	ESLT	Elbit Systems Ltd.	0%	-1.18%	Trim
15	PFE	Pfizer INC	0%	+8.37%	Add
16	INTC	Intel CORP	0%	+15.56%	Add
17	BCRUSD	Cr Bard INC	0%	-1.97%	Trim
18	DHR	Danaher CORP	0%	-1.11%	Trim
19	✓	iSHARES NASDAQ 100 UCITS ETF	0%	—	Unchanged
20	AAPL	Apple INC	0%	-6.84%	Trim
21	SYK	Stryker CORP	0%	-2.10%	Trim
22	MMM	3m Co	0%	-1.42%	Trim
23	T	At&t INC	0%	+9.68%	Add
24	DIS	Walt Disney Co/the	—	-2.72%	Trim
25	MSFT	Microsoft CORP	0%	-1.57%	Trim
26	SBUX	Starbucks CORP	0%	-1.06%	Trim
27	MA	Mastercard INC - A	0%	-5.21%	Trim
28	IJK	Ishares S&p Mid-cap 400 Grow	0%	-1.52%	Trim
29	✓		-0.1%	-0.58%	Trim
30	✓		-0.1%	-1.11%	Trim
31	XLF	Ss Financial Select Sector	-0.2%	-4.23%	Trim
32	HAL	Halliburton Co	-0.2%	-2.01%	Trim
33	CVX	Chevron CORP	-0.3%	+0.73%	Add
34	✓	iSHRS VII DOW JONES IND ETF	-0.4%	-58.33%	Trim
35	IJR	Ishares Core S&p Small-cap E	-0.5%	+95.94%	Add
36	BIV	Vanguard Intermediate-term B	-0.5%	-60.90%	Trim
37	✓	iSHS III S&P SML CAP 600 UCITS	-0.7%	-60.00%	Trim
38	SDY	Ss Spdr S&p Dividend ETF	-0.7%	-2.10%	Trim
39	✓	iSHS MSCI USA DIV IQ UCITS ETF	-1.5%	-64.60%	Trim
40	✓	Vanguard S&p 500 Ucits ETF Usd	-1.9%	-59.00%	Trim
41	CLB	Core Laboratories Inc.	—	EXIT	Sold out
42	HST	Host Hotels & Resorts INC	—	NEW	New buy
43	NOVEUR	National Oilwell Varco INC	—	NEW	New buy
44	HP	Helmerich & Payne	—	NEW	New buy
45	RES	Rpc INC	—	NEW	New buy
46	ADBE	Adobe INC	—	NEW	New buy
47	VNQ	Vanguard Real Estate ETF	—	NEW	New buy
48	MRK	Merck & Co. INC.	—	NEW	New buy
49	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
50	UNP	Union Pacific CORP	—	NEW	New buy