Spectrum Asset Management, Inc. (NB/CA) — Q3 2016 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	15.21%	—	-7.74%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	10.54%	-0.72%	+21.52%
3	✓		Stock-Other	8.23%	—	—
4	✓	Powershares Qqq Trust Ser 1	Stock-Other	8.12%	—	-21.94%
5	VUG	Vanguard Growth ETF	ETF-Other	6.03%	-0.24%	+9.04%
6	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	5.96%	—	-27.79%
7	GDX	Vaneck Gold Miners ETF	ETF-Commodities	4.02%	—	-1.23%
8	IEV	Ishares Europe ETF	ETF-Other	3.99%	—	+3.33%
9	✓	Vanguard S&p 500 Ucits ETF Usd	ETF-Large Cap & Growth	3.49%	—	+27.73%
10	XLP	Ss Consumer Staples Sel Sect	ETF-Other	3.07%	—	+0.90%
11	✓	iSHS MSCI USA DIV IQ UCITS ETF	ETF-Other	2.50%	—	+31.97%
12	CVX	Chevron CORP	Stock-Energy	2.19%	+0.59%	+141.04%
13	SCHO	Schwab Short-term US Treas	ETF-Other	1.94%	—	+16.70%
14	MSFT	Microsoft CORP	Stock-Tech	1.70%	-0.74%	-2.43%
15	SYK	Stryker CORP	Stock-Healthcare	1.45%	—	-2.16%
16	BCRUSD	Cr Bard INC	Stock-Other	1.33%	—	-2.40%
17	HAL	Halliburton Co	Stock-Energy	1.31%	—	-2.17%
18	XBI	Ss Spdr S&p Biotech ETF	ETF-Tech	1.28%	—	—
19	MA	Mastercard INC - A	Stock-Financials	1.27%	—	-2.77%
20	CLB	Core Laboratories Inc.	Stock-Other	1.15%	—	-2.27%
21	SCHB	Schwab US Broad Market ETF	ETF-Other	1.14%	—	-1.08%
22	EL	Estee Lauder Companies-cl A	Stock-Consumer Staples	1.12%	—	-2.34%
23	MDT	Medtronic plc	Stock-Healthcare	1.11%	—	-2.29%
24	✓	Rydex ETF Trust	ETF-Other	1.11%	—	-3.81%
25	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.98%	—	-2.84%
26	DIS	Walt Disney Co/the	Stock-Comm Services	0.95%	—	-2.27%
27	CVS	Cvs Health CORP	Stock-Healthcare	0.89%	—	-2.32%
28	BTU	Peabody Energy Corporation	Stock-Energy	0.70%	—	—
29	SCHF	Schwab Intl Equity ETF	ETF-Other	0.64%	-0.52%	—
30	XOM	Exxon Mobil CORP	Stock-Energy	0.63%	+0.62%	-4.94%
31	✓	iSHARES NASDAQ 100 UCITS ETF	ETF-Tech	0.61%	—	—
32	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.53%	-0.28%	-4.52%
33	T	At&t INC	Stock-Comm Services	0.52%	—	+44.10%
34	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	—
35	INTC	Intel CORP	Stock-Tech	0.47%	—	—
36	MO	Altria Group INC	Stock-Consumer Staples	0.40%	—	—
37	BIV	Vanguard Intermediate-term B	ETF-Other	0.40%	—	—
38	AAPL	Apple INC	Stock-Tech	0.34%	—	—
39	PEP	Pepsico INC	Stock-Consumer Staples	0.31%	—	-5.67%
40	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.29%	—	-4.63%
41	EIX	Edison International	Stock-Utilities	0.28%	—	—
42	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.28%	—	-9.62%
43	JNJ	Johnson & Johnson	Stock-Healthcare	0.28%	—	—
44	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.26%	-0.22%	—
45	GM	General Motors Co	Stock-Consumer Disc	0.23%	—	—
46	✓	Integrated Device Technology INC	Stock-Other	0.22%	—	—
47	NGPHF	Northern Graphite CORP	Stock-Other	0.01%	—	—
48	✓	Detto Technologies INC	Stock-Other	—	—	—

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+1.6%	+21.52%	Add
2	CVX	Chevron CORP	+1.2%	+141.04%	Add
3	✓	Vanguard S&p 500 Ucits ETF Usd	+0.6%	+27.73%	Add
4	✓	iSHS MSCI USA DIV IQ UCITS ETF	+0.5%	+31.97%	Add
5	VUG	Vanguard Growth ETF	+0.3%	+9.04%	Add
6	SCHO	Schwab Short-term US Treas	+0.1%	+16.70%	Add
7	T	At&t INC	+0.1%	+44.10%	Add
8	MA	Mastercard INC - A	0%	-2.77%	Trim
9	AAPL	Apple INC	0%	—	Unchanged
10	INTC	Intel CORP	0%	—	Unchanged
11	MSFT	Microsoft CORP	0%	-2.43%	Trim
12	✓	iSHARES NASDAQ 100 UCITS ETF	0%	—	Unchanged
13	GOOG	Alphabet Inc-cl C	0%	-4.52%	Trim
14	PG	Procter & Gamble Co/the	0%	-9.62%	Trim
15	PEP	Pepsico INC	0%	-5.67%	Trim
16	JNJ	Johnson & Johnson	0%	—	Unchanged
17	BIV	Vanguard Intermediate-term B	0%	—	Unchanged
18	EIX	Edison International	-0.1%	—	Unchanged
19	IEV	Ishares Europe ETF	-0.1%	+3.33%	Add
20	SCHB	Schwab US Broad Market ETF	-0.1%	-1.08%	Trim
21	PFE	Pfizer INC	-0.1%	—	Unchanged
22	BTU	Peabody Energy Corporation	-0.1%	—	Unchanged
23	MO	Altria Group INC	-0.1%	—	Unchanged
24	IJK	Ishares S&p Mid-cap 400 Grow	-0.1%	-2.84%	Trim
25	✓	Rydex ETF Trust	-0.1%	-3.81%	Trim
26	MDT	Medtronic plc	-0.1%	-2.29%	Trim
27	XOM	Exxon Mobil CORP	-0.2%	-4.94%	Trim
28	DIS	Walt Disney Co/the	-0.2%	-2.27%	Trim
29	EL	Estee Lauder Companies-cl A	-0.2%	-2.34%	Trim
30	HAL	Halliburton Co	-0.2%	-2.17%	Trim
31	CVS	Cvs Health CORP	-0.2%	-2.32%	Trim
32	SYK	Stryker CORP	-0.2%	-2.16%	Trim
33	BCRUSD	Cr Bard INC	-0.2%	-2.40%	Trim
34	CLB	Core Laboratories Inc.	-0.3%	-2.27%	Trim
35	XLP	Ss Consumer Staples Sel Sect	-0.4%	+0.90%	Add
36	GDX	Vaneck Gold Miners ETF	-0.7%	-1.23%	Trim
37	✓	Powershares Qqq Trust Ser 1	-2.2%	-21.94%	Trim
38	SDY	Ss Spdr S&p Dividend ETF	-2.7%	-7.74%	Trim
39	GOF	Guggenheim Strategic Opportunities Fund	-3.1%	-27.79%	Trim
40	✓		—	NEW	New buy
41	NVO	Novo-nordisk A/s-spons Adr	—	EXIT	Sold out
42	XBI	Ss Spdr S&p Biotech ETF	—	NEW	New buy
43	SCHF	Schwab Intl Equity ETF	—	NEW	New buy
44	CWI	State Street Spdr Msci Acwi	—	EXIT	Sold out
45	HSIC	Henry Schein INC	—	EXIT	Sold out
46	IWP	Ishares Russell Mid-cap Grow	—	EXIT	Sold out
47	AEP	American Electric Power Company, Inc.	—	EXIT	Sold out
48	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
49	GM	General Motors Co	—	NEW	New buy
50	✓	Integrated Device Technology INC	—	NEW	New buy