Spectrum Asset Management, Inc. (NB/CA) — Q2 2016 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	17.94%	—	+0.21%
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	10.30%	—	-0.18%
3	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	9.02%	—	-9.57%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	8.97%	-0.72%	+2.95%
5	VUG	Vanguard Growth ETF	ETF-Other	5.77%	-0.24%	-0.16%
6	GDX	Vaneck Gold Miners ETF	ETF-Commodities	4.67%	—	—
7	IEV	Ishares Europe ETF	ETF-Other	4.05%	—	+0.28%
8	XLP	Ss Consumer Staples Sel Sect	ETF-Other	3.45%	—	+0.67%
9	✓	Vanguard S&p 500 Ucits ETF Usd	ETF-Large Cap & Growth	2.87%	—	—
10	✓	iSHS MSCI USA DIV IQ UCITS ETF	ETF-Other	2.01%	—	—
11	SCHO	Schwab Short-term US Treas	ETF-Other	1.83%	—	+5.48%
12	MSFT	Microsoft CORP	Stock-Tech	1.69%	-0.74%	+0.04%
13	SYK	Stryker CORP	Stock-Healthcare	1.67%	—	-0.72%
14	BCRUSD	Cr Bard INC	Stock-Other	1.56%	—	—
15	NVO	Novo-nordisk A/s-spons Adr	Stock-Healthcare	1.54%	—	-0.21%
16	HAL	Halliburton Co	Stock-Energy	1.48%	—	—
17	CLB	Core Laboratories Inc.	Stock-Other	1.42%	—	—
18	EL	Estee Lauder Companies-cl A	Stock-Consumer Staples	1.29%	—	—
19	MDT	Medtronic plc	Stock-Healthcare	1.25%	—	—
20	MA	Mastercard INC - A	Stock-Financials	1.24%	—	-1.65%
21	✓	Rydex ETF Trust	ETF-Other	1.22%	—	+0.88%
22	SCHB	Schwab US Broad Market ETF	ETF-Other	1.21%	—	+46.02%
23	DIS	Walt Disney Co/the	Stock-Comm Services	1.12%	—	-2.22%
24	CVS	Cvs Health CORP	Stock-Healthcare	1.07%	—	—
25	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	1.07%	—	+1.23%
26	CVX	Chevron CORP	Stock-Energy	1.01%	+0.59%	+2.26%
27	XOM	Exxon Mobil CORP	Stock-Energy	0.78%	+0.62%	+1.58%
28	BTU	Peabody Energy Corporation	Stock-Energy	0.77%	—	—
29	✓	iSHARES NASDAQ 100 UCITS ETF	ETF-Tech	0.60%	—	—
30	CWI	State Street Spdr Msci Acwi	ETF-Other	0.57%	—	+5.70%
31	PFE	Pfizer INC	Stock-Healthcare	0.57%	—	+0.04%
32	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.54%	-0.28%	—
33	HSIC	Henry Schein INC	Stock-Healthcare	0.51%	—	—
34	MO	Altria Group INC	Stock-Consumer Staples	0.48%	—	+0.09%
35	INTC	Intel CORP	Stock-Tech	0.45%	—	-1.98%
36	BIV	Vanguard Intermediate-term B	ETF-Other	0.44%	—	—
37	T	At&t INC	Stock-Comm Services	0.42%	—	+5.70%
38	PEP	Pepsico INC	Stock-Consumer Staples	0.35%	—	+6.01%
39	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.34%	—	—
40	EIX	Edison International	Stock-Utilities	0.33%	—	—
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.32%	—	-3.12%
42	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.32%	—	—
43	JNJ	Johnson & Johnson	Stock-Healthcare	0.32%	—	+10.41%
44	AAPL	Apple INC	Stock-Tech	0.31%	—	-78.58%
45	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.29%	—	+17.05%
46	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.29%	-0.22%	-0.94%
47	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.27%	—	-13.54%
48	NGPHF	Northern Graphite CORP	Stock-Other	0.01%	—	—
49	✓	Detto Technologies INC	Stock-Other	—	—	—

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHB	Schwab US Broad Market ETF	+0.4%	+46.02%	Add
2	BCRUSD	Cr Bard INC	+0.1%	—	Unchanged
3	SYK	Stryker CORP	+0.1%	-0.72%	Trim
4	CVX	Chevron CORP	+0.1%	+2.26%	Add
5	PFE	Pfizer INC	+0.1%	+0.04%	Add
6	XOM	Exxon Mobil CORP	+0.1%	+1.58%	Add
7	JNJ	Johnson & Johnson	+0.1%	+10.41%	Add
8	T	At&t INC	0%	+5.70%	Add
9	MO	Altria Group INC	0%	+0.09%	Add
10	AEP	American Electric Power Company, Inc.	0%	+17.05%	Add
11	PEP	Pepsico INC	0%	+6.01%	Add
12	SCHO	Schwab Short-term US Treas	—	+5.48%	Add
13	EIX	Edison International	—	—	Unchanged
14	✓	Rydex ETF Trust	0%	+0.88%	Add
15	IJK	Ishares S&p Mid-cap 400 Grow	0%	+1.23%	Add
16	CWI	State Street Spdr Msci Acwi	0%	+5.70%	Add
17	BIV	Vanguard Intermediate-term B	0%	—	Unchanged
18	HSIC	Henry Schein INC	0%	—	Unchanged
19	IWP	Ishares Russell Mid-cap Grow	0%	—	Unchanged
20	BTU	Peabody Energy Corporation	0%	—	Unchanged
21	XLP	Ss Consumer Staples Sel Sect	-0.1%	+0.67%	Add
22	✓	iSHARES NASDAQ 100 UCITS ETF	-0.1%	—	Unchanged
23	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-13.54%	Trim
24	✓	iSHS MSCI USA DIV IQ UCITS ETF	-0.1%	—	Unchanged
25	DIS	Walt Disney Co/the	-0.1%	-2.22%	Trim
26	NVO	Novo-nordisk A/s-spons Adr	-0.1%	-0.21%	Trim
27	EL	Estee Lauder Companies-cl A	-0.1%	—	Unchanged
28	✓	Vanguard S&p 500 Ucits ETF Usd	-0.2%	—	Unchanged
29	SDY	Ss Spdr S&p Dividend ETF	-0.2%	+0.21%	Add
30	MA	Mastercard INC - A	-0.2%	-1.65%	Trim
31	MSFT	Microsoft CORP	-0.3%	+0.04%	Add
32	SCHG	Schwab US Large-cap Growth	-0.3%	+2.95%	Add
33	VUG	Vanguard Growth ETF	-0.3%	-0.16%	Trim
34	IEV	Ishares Europe ETF	-0.4%	+0.28%	Add
35	✓	Powershares Qqq Trust Ser 1	-0.8%	-0.18%	Trim
36	AAPL	Apple INC	-1.5%	-78.58%	Trim
37	GOF	Guggenheim Strategic Opportunities Fund	-1.6%	-9.57%	Trim
38	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
39	HAL	Halliburton Co	—	NEW	New buy
40	CLB	Core Laboratories Inc.	—	NEW	New buy
41	MDT	Medtronic plc	—	NEW	New buy
42	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
43	EQR	Equity Residential	—	EXIT	Sold out
44	DXGEUSD	Wisdomtree Germany Hedged Eq	—	EXIT	Sold out
45	CVS	Cvs Health CORP	—	NEW	New buy
46	NG	Novagold Resources INC	—	EXIT	Sold out
47	GOOG	Alphabet Inc-cl C	—	NEW	New buy
48	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
49	NKE	Nike INC -cl B	—	EXIT	Sold out
50	AXGN	Axogen INC	—	EXIT	Sold out