Spectrum Asset Management, Inc. (NB/CA) — Q4 2015 13F Holdings

Name: Spectrum Asset Management, Inc. (NB/CA) — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001632078

Total reported value

$314.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	12.31%	—	+0.31%
2	✓	Powershares Qqq Trust Ser 1	Stock-Other	10.50%	—	-0.42%
3	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	9.68%	—	-6.10%
4	SCHG	Schwab US Large-cap Growth	ETF-Other	8.45%	-0.72%	+0.51%
5	VUG	Vanguard Growth ETF	ETF-Other	5.51%	-0.24%	+0.97%
6	XLF	Ss Financial Select Sector	ETF-Other	4.80%	—	-1.25%
7	MCHI	Ishares Msci China ETF	ETF-Emerging Markets	4.18%	—	+2.68%
8	KBE	Ss Spdr S&p Bank ETF	ETF-Other	3.00%	—	+0.10%
9	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.95%	—	-10.12%
10	MSFT	Microsoft CORP	Stock-Tech	1.78%	-0.74%	-3.75%
11	✓	Vanguard S&p 500 Ucits ETF Usd	ETF-Large Cap & Growth	1.66%	—	—
12	NVO	Novo-nordisk A/s-spons Adr	Stock-Healthcare	1.64%	—	+4.72%
13	AAPL	Apple INC	Stock-Tech	1.57%	—	+0.46%
14	ZD	Ziff Davis INC	Stock-Other	1.46%	—	-1.08%
15	MA	Mastercard INC - A	Stock-Financials	1.35%	—	-2.78%
16	HRSEUR	L3harris Technologies INC	Stock-Other	1.33%	—	—
17	SYK	Stryker CORP	Stock-Healthcare	1.29%	—	-2.32%
18	WFC	Wells Fargo & Co	Stock-Financials	1.25%	+10.49%	NEW
19	BCRUSD	Cr Bard INC	Stock-Other	1.24%	—	—
20	EQR	Equity Residential	Stock-Real Estate	1.23%	—	—
21	EL	Estee Lauder Companies-cl A	Stock-Consumer Staples	1.23%	—	—
22	DIS	Walt Disney Co/the	Stock-Comm Services	1.20%	—	-1.95%
23	HBAN	Huntington Bancshares INC	Stock-Financials	1.20%	—	—
24	CHD	Church & Dwight Co INC	Stock-Consumer Staples	1.17%	—	—
25	✓	iSHS MSCI USA DIV IQ UCITS ETF	ETF-Other	1.16%	—	+116.67%
26	IEV	Ishares Europe ETF	ETF-Other	1.08%	—	+0.40%
27	✓	Rydex ETF Trust	ETF-Other	1.05%	—	-2.89%
28	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	0.97%	—	—
29	IJK	Ishares S&p Mid-cap 400 Grow	ETF-Other	0.95%	—	+4.81%
30	✓	iSHARES NASDAQ 100 UCITS ETF	ETF-Tech	0.92%	—	—
31	NG	Novagold Resources INC	Stock-Other	0.85%	—	—
32	CVX	Chevron CORP	Stock-Energy	0.82%	+0.59%	+0.28%
33	NVR	Nvr INC	Stock-Consumer Disc	0.80%	—	-4.47%
34	PDCOEUR	Patterson Cos INC	Stock-Other	0.79%	—	—
35	DOX	Amdocs Limited	Stock-Tech	0.74%	—	—
36	BTU	Peabody Energy Corporation	Stock-Energy	0.67%	—	—
37	SCHB	Schwab US Broad Market ETF	ETF-Other	0.63%	—	+14.54%
38	HSIC	Henry Schein INC	Stock-Healthcare	0.60%	—	-5.11%
39	✓	iSHARES MSCI WORLD UCITS ETF	ETF-Other	0.59%	—	—
40	CHKP	Check Point Software Technologies Ltd.	Stock-Tech	0.53%	—	—
41	XOM	Exxon Mobil CORP	Stock-Energy	0.52%	+0.62%	—
42	PFE	Pfizer INC	Stock-Healthcare	0.50%	—	—
43	CWI	State Street Spdr Msci Acwi	ETF-Other	0.50%	—	+22.90%
44	MO	Altria Group INC	Stock-Consumer Staples	0.45%	—	—
45	BIV	Vanguard Intermediate-term B	ETF-Other	0.44%	—	—
46	✓	iSHS CHINA LRGE CAP UCITS ETF	ETF-Emerging Markets	0.42%	—	—
47	INTC	Intel CORP	Stock-Tech	0.39%	—	—
48	✓	Orange County Bus Bank	Stock-Other	0.35%	—	—
49	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.32%	—	—
50	T	At&t INC	Stock-Comm Services	0.32%	—	—

1–50 of 59

Holding changes this quarter

Position changes disclosed by Spectrum Asset Management, Inc. (NB/CA) for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	iSHS MSCI USA DIV IQ UCITS ETF	+0.7%	+116.67%	Add
2	✓	Powershares Qqq Trust Ser 1	+0.6%	-0.42%	Trim
3	MSFT	Microsoft CORP	+0.3%	-3.75%	Trim
4	SCHG	Schwab US Large-cap Growth	+0.2%	+0.51%	Add
5	VUG	Vanguard Growth ETF	+0.2%	+0.97%	Add
6	ZD	Ziff Davis INC	+0.2%	-1.08%	Trim
7	NVO	Novo-nordisk A/s-spons Adr	+0.1%	+4.72%	Add
8	NG	Novagold Resources INC	+0.1%	—	Unchanged
9	SCHB	Schwab US Broad Market ETF	+0.1%	+14.54%	Add
10	✓	Vanguard S&p 500 Ucits ETF Usd	+0.1%	—	Unchanged
11	CWI	State Street Spdr Msci Acwi	+0.1%	+22.90%	Add
12	✓	iSHARES NASDAQ 100 UCITS ETF	+0.1%	—	Unchanged
13	CVX	Chevron CORP	+0.1%	+0.28%	Add
14	MCHI	Ishares Msci China ETF	+0.1%	+2.68%	Add
15	HSIC	Henry Schein INC	+0.1%	-5.11%	Trim
16	INTC	Intel CORP	0%	—	Unchanged
17	XLF	Ss Financial Select Sector	0%	-1.25%	Trim
18	IJK	Ishares S&p Mid-cap 400 Grow	0%	+4.81%	Add
19	✓	Rydex ETF Trust	0%	-2.89%	Trim
20	✓	iSHARES MSCI WORLD UCITS ETF	0%	—	Unchanged
21	MA	Mastercard INC - A	0%	-2.78%	Trim
22	WFC	Wells Fargo & Co	0%	-1.13%	Trim
23	AXGN	Axogen INC	0%	—	Unchanged
24	MO	Altria Group INC	0%	—	Unchanged
25	XOM	Exxon Mobil CORP	0%	—	Unchanged
26	NVR	Nvr INC	—	-4.47%	Trim
27	KBE	Ss Spdr S&p Bank ETF	0%	+0.10%	Add
28	SYK	Stryker CORP	-0.1%	-2.32%	Trim
29	SDY	Ss Spdr S&p Dividend ETF	-0.1%	+0.31%	Add
30	AAPL	Apple INC	-0.1%	+0.46%	Add
31	GOF	Guggenheim Strategic Opportunities Fund	-0.3%	-10.12%	Trim
32	GOF	Guggenheim Strategic Opportunities Fund	-1%	-6.10%	Trim
33	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
34	HRSEUR	L3harris Technologies INC	—	NEW	New buy
35	✓	St Jude Med INC	—	EXIT	Sold out
36	BCRUSD	Cr Bard INC	—	NEW	New buy
37	EQR	Equity Residential	—	NEW	New buy
38	EL	Estee Lauder Companies-cl A	—	NEW	New buy
39	HBAN	Huntington Bancshares INC	—	NEW	New buy
40	ISBCUSD	Investors Bancorp INC	—	EXIT	Sold out
41	AVGO	Broadcom Inc.	—	EXIT	Sold out
42	CHD	Church & Dwight Co INC	—	NEW	New buy
43	MRSH	Marsh & Mclennan Cos	—	EXIT	Sold out
44	TMK	Torchmark CORP	—	EXIT	Sold out
45	XHB	Ss Spdr S&p Homebldrs ETF	—	NEW	New buy
46	PDCOEUR	Patterson Cos INC	—	NEW	New buy
47	DOX	Amdocs Limited	—	NEW	New buy
48	CHKP	Check Point Software Technologies Ltd.	—	NEW	New buy
49	✓	Integrated Device Technology INC	—	NEW	New buy
50	JNJ	Johnson & Johnson	—	NEW	New buy