Smith Affiliated Capital Corp. — Q1 2017 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q1 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	72.49%	+0.14%	-22.24%
2	PHYS	Sprott Physical Gold Trust	Stock-Other	4.39%	-0.24%	-0.46%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	1.58%	-1.46%	+3.81%
4	USB V5.3 PERP J	US Bancorp	Stock-Financials	1.41%	—	—
5	PRU V5.2 03-15-44	Prudential Financial INC	Stock-Financials	1.07%	—	—
6	TRPCN V5.3 03-15-77	Transcanada Trust	Stock-Other	1.02%	+0.06%	—
7	D V0 10-01-54 .	Dominion Energy INC	Stock-Utilities	1.00%	—	+46.82%
8	SO 6.25 10-15-75	Southern Co	Stock-Utilities	0.88%	-1.02%	EXIT
9	NTRS V4.6 PERP D	Northern Trust CORP	Stock-Financials	0.78%	—	—
10	JPM V0 PERP I	Jpmorgan Chase & Co	Stock-Financials	0.77%	-0.14%	+20.00%
11	NRUC V5.25 04-20-46	National Rural Util Coop	Stock-Other	0.72%	+0.18%	+13.00%
12	AXP V0 PERP B	American Express Co	Stock-Financials	0.69%	—	—
13	ALL V0 08-15-53 B	Allstate CORP	Stock-Financials	0.66%	—	—
14	BNSF V6.613 12-15-55	Bnsf Funding Trust I	Stock-Other	0.65%	—	—
15	STT V0 PERP F	State Street CORP	Stock-Financials	0.64%	—	—
16	BNY V3.64738 PERP E	Bank Of Ny Mellon CORP	Stock-Financials	0.63%	—	—
17	WFC V0 PERP K	Wells Fargo & Company	Stock-Financials	0.63%	-0.60%	EXIT
18	SCHW V0 PERP E	Charles Schwab CORP	Stock-Financials	0.61%	—	—
19	CB V0 04-15-37	Chubb CORP	Stock-Financials	0.54%	-0.06%	—
20	JPM V0 PERP Q	Jpmorgan Chase & Co	Stock-Financials	0.37%	+0.29%	+50.00%
21	CA INGDEV 5 05-01-2021	Inglewood Redev-a-ref	Stock-Other	0.35%	—	—
22	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.34%	-0.04%	—
23	GLD	Spdr Gold Shares	ETF-Commodities	0.27%	-0.19%	—
24	AXP V0 PERP C	American Express Co	Stock-Financials	0.25%	—	—
25	PNC V5 PERP S	Pnc Financial Services	Stock-Financials	0.24%	—	—
26	FNV	Franco-nevada CORP	Stock-Materials	0.23%	+0.01%	—
27	AEP	American Electric Power	Stock-Utilities	0.22%	—	—
28	V	Visa Inc-class A Shares	Stock-Financials	0.20%	+0.02%	—
29	TXN	Texas Instruments INC	Stock-Tech	0.19%	+0.02%	—
30	PPG	Ppg Industries INC	Stock-Materials	0.19%	—	—
31	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.18%	-0.02%	—
32	RGLD	Royal Gold INC	Stock-Materials	0.17%	+0.02%	—
33	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.17%	—	—
34	REM	Ishares Mortgage Real Estate	ETF-Other	0.17%	—	+2035.21%
35	COP	Conocophillips	Stock-Energy	0.16%	+0.01%	—
36	KO	Coca-cola Co/the	Stock-Consumer Staples	0.16%	—	—
37	✓		Stock-Other	0.15%	—	—
38	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.15%	+0.02%	—
39	MUX	McEwen Inc.	Stock-Other	0.15%	-0.04%	+35.59%
40	AMGN	Amgen INC	Stock-Healthcare	0.14%	—	—
41	NEM	Newmont CORP	Stock-Materials	0.14%	+0.01%	—
42	OASEUR	Oasis Petroleum INC	Stock-Other	0.14%	—	—
43	NLYEUR	Annaly Capital Management In	Stock-Other	0.14%	—	—
44	LUV	Southwest Airlines Co	Stock-Industrials	0.14%	-0.02%	—
45	✓	Randgold Resources Ltd-adr	Stock-Other	0.14%	+0.01%	—
46	✓		Stock-Other	0.12%	—	—
47	MO	Altria Group INC	Stock-Consumer Staples	0.11%	-0.01%	—
48	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.11%	—	—
49	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.11%	—	—
50	PEP	Pepsico INC	Stock-Consumer Staples	0.11%	—	—

1–50 of 113

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q1 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PHYS	Sprott Physical Gold Trust	+0.6%	-0.46%	Trim
2	D V0 10-01-54 .	Dominion Energy INC	+0.4%	+46.82%	Add
3	IWB	Ishares Russell 1000 ETF	+0.2%	+3.81%	Add
4	JPM V0 PERP I	Jpmorgan Chase & Co	+0.2%	+20.00%	Add
5	REM	Ishares Mortgage Real Estate	+0.2%	+2035.21%	Add
6	JPM V0 PERP Q	Jpmorgan Chase & Co	+0.2%	+50.00%	Add
7	NRUC V5.25 04-20-46	National Rural Util Coop	+0.1%	+13.00%	Add
8	CL	Colgate-palmolive Co	+0.1%	+83.33%	Add
9	MMM	3m Co	+0.1%	+160.00%	Add
10	EFX	Equifax INC	+0.1%	+125.00%	Add
11	MUX	McEwen Inc.	+0.1%	+35.59%	Add
12	CINF	Cincinnati Financial CORP	0%	+166.67%	Add
13	SO 6.25 10-15-75	Southern Co	-0.1%	-14.24%	Trim
14	AAPL	Apple INC	-0.2%	-89.74%	Trim
15	URNM	Sprott Uranium Miners ETF	-3.8%	-22.24%	Trim
16	USB V5.3 PERP J	US Bancorp	—	NEW	New buy
17	PRU V5.2 03-15-44	Prudential Financial INC	—	NEW	New buy
18	TRPCN V5.3 03-15-77	Transcanada Trust	—	NEW	New buy
19	PSA 5.375 PERP V	Public Storage	—	EXIT	Sold out
20	SCHW 6 PERP C	Charles Schwab CORP	—	EXIT	Sold out
21	ETR 4.9 10-01-66	Entergy Mississippi LLC	—	EXIT	Sold out
22	NTRS V4.6 PERP D	Northern Trust CORP	—	NEW	New buy
23	USB V6.5 PERP F	US Bancorp	—	EXIT	Sold out
24	EIX V5.45 PERP K	Sce Trust V	—	EXIT	Sold out
25	ALL V0 08-15-53 B	Allstate CORP	—	NEW	New buy
26	SCHW V0 PERP E	Charles Schwab CORP	—	NEW	New buy
27	CB V0 04-15-37	Chubb CORP	—	NEW	New buy
28	CA INGDEV 5 05-01-2021	Inglewood Redev-a-ref	—	NEW	New buy
29	D 5.25 07-30-76 A	Dominion Energy INC	—	EXIT	Sold out
30	AXP V0 PERP C	American Express Co	—	NEW	New buy
31	PNC V5 PERP S	Pnc Financial Services	—	NEW	New buy
32	FH 849343	Fh 849343	—	EXIT	Sold out
33	GDXJ	Vaneck Junior Gold Miners	—	EXIT	Sold out
34	PNC 5.375 PERP Q	Pnc Financial Services	—	EXIT	Sold out
35	VZ 5.9 02-15-54	Verizon Communications	—	EXIT	Sold out
36	NLY 7.625 PERP E	Annaly Capital Mgmt	—	EXIT	Sold out
37	GDX	Vaneck Gold Miners ETF	—	EXIT	Sold out
38	JPM 5.45 PERP P	Jpmorgan Chase & Co	—	EXIT	Sold out
39	ALL 5.625 PERP A	Allstate CORP	—	EXIT	Sold out
40	T	At&t INC	—	EXIT	Sold out
41	SLV	Ishares Silver Trust	—	EXIT	Sold out
42	PNC V0 PERP P	Pnc Financial Services	—	EXIT	Sold out
43	AEGON 8 02-15-42	Aegon NV	—	EXIT	Sold out
44	COF 6.7 PERP D	Capital One Financial Co	—	EXIT	Sold out
45	WTFC V6.5 PERP D	Wintrust Financial CORP	—	EXIT	Sold out
46	GE 4.875 10-15-52	General Electric Co	—	EXIT	Sold out
47	CTL 6.875 10-01-54	Qwest CORP	—	EXIT	Sold out
48	JNJ	Johnson & Johnson	—	NEW	New buy
49	EMR	Emerson Electric Co	—	NEW	New buy
50	ARI 8.625 PERP A	Apollo Cmmrl Real Est Fi	—	EXIT	Sold out