Smith Affiliated Capital Corp. — Q4 2016 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	76.27%	+0.14%	-11.59%
2	PHYS	Sprott Physical Gold Trust	Stock-Other	3.77%	-0.24%	-95.13%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	1.35%	-1.46%	—
4	PSA 5.375 PERP V	Public Storage	Stock-Real Estate	0.95%	-1.24%	EXIT
5	SO 6.25 10-15-75	Southern Co	Stock-Utilities	0.95%	-1.02%	EXIT
6	SCHW 6 PERP C	Charles Schwab CORP	Stock-Financials	0.86%	-0.30%	EXIT
7	ETR 4.9 10-01-66	Entergy Mississippi LLC	Stock-Utilities	0.75%	+0.53%	+21.96%
8	USB V6.5 PERP F	US Bancorp	Stock-Financials	0.66%	-0.11%	EXIT
9	EIX V5.45 PERP K	Sce Trust V	Stock-Utilities	0.65%	-0.15%	—
10	D V0 10-01-54 .	Dominion Energy INC	Stock-Utilities	0.63%	—	—
11	AXP V0 PERP B	American Express Co	Stock-Financials	0.63%	—	+10.00%
12	BNSF V6.613 12-15-55	Bnsf Funding Trust I	Stock-Other	0.60%	—	+10.84%
13	NRUC V5.25 04-20-46	National Rural Util Coop	Stock-Other	0.60%	+0.18%	—
14	JPM V0 PERP I	Jpmorgan Chase & Co	Stock-Financials	0.59%	-0.14%	—
15	WFC V0 PERP K	Wells Fargo & Company	Stock-Financials	0.59%	-0.60%	EXIT
16	STT V0 PERP F	State Street CORP	Stock-Financials	0.59%	—	—
17	BNY V3.64738 PERP E	Bank Of Ny Mellon CORP	Stock-Financials	0.58%	—	—
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.34%	-0.04%	—
19	D 5.25 07-30-76 A	Dominion Energy INC	Stock-Utilities	0.28%	+0.07%	+46.05%
20	AAPL	Apple INC	Stock-Tech	0.26%	-0.01%	+6.27%
21	GLD	Spdr Gold Shares	ETF-Commodities	0.23%	-0.19%	+331.75%
22	FH 849343	Fh 849343	Stock-Other	0.22%	—	—
23	JPM V0 PERP Q	Jpmorgan Chase & Co	Stock-Financials	0.22%	+0.29%	—
24	GDXJ	Vaneck Junior Gold Miners	ETF-Commodities	0.22%	—	+128.79%
25	PNC 5.375 PERP Q	Pnc Financial Services	Stock-Financials	0.22%	-0.51%	EXIT
26	VZ 5.9 02-15-54	Verizon Communications	Stock-Comm Services	0.22%	-0.23%	EXIT
27	FNV	Franco-nevada CORP	Stock-Materials	0.20%	+0.01%	+16.10%
28	AEP	American Electric Power	Stock-Utilities	0.19%	—	—
29	TXN	Texas Instruments INC	Stock-Tech	0.16%	+0.02%	—
30	V	Visa Inc-class A Shares	Stock-Financials	0.16%	+0.02%	—
31	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.16%	-0.02%	—
32	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.16%	—	—
33	PPG	Ppg Industries INC	Stock-Materials	0.16%	—	—
34	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.15%	+0.02%	—
35	COP	Conocophillips	Stock-Energy	0.15%	+0.01%	—
36	RGLD	Royal Gold INC	Stock-Materials	0.15%	+0.02%	-23.69%
37	KO	Coca-cola Co/the	Stock-Consumer Staples	0.14%	—	—
38	✓		Stock-Other	0.14%	—	—
39	OASEUR	Oasis Petroleum INC	Stock-Other	0.14%	—	—
40	NLY 7.625 PERP E	Annaly Capital Mgmt	Stock-Real Estate	0.14%	-0.15%	EXIT
41	NEM	Newmont CORP	Stock-Materials	0.14%	+0.01%	-16.15%
42	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.13%	—	—
43	AMGN	Amgen INC	Stock-Healthcare	0.12%	—	—
44	LUV	Southwest Airlines Co	Stock-Industrials	0.12%	-0.02%	—
45	NLYEUR	Annaly Capital Management In	Stock-Other	0.11%	—	—
46	✓	Randgold Resources Ltd-adr	Stock-Other	0.11%	+0.01%	+65.79%
47	JPM 5.45 PERP P	Jpmorgan Chase & Co	Stock-Financials	0.11%	—	—
48	BP	Bp Plc-spons Adr	Stock-Energy	0.11%	—	—
49	ALL 5.625 PERP A	Allstate CORP	Stock-Financials	0.10%	—	—
50	MO	Altria Group INC	Stock-Consumer Staples	0.10%	-0.01%	—

1–50 of 124

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	URNM	Sprott Uranium Miners ETF	+27.4%	-11.59%	Trim
2	IWB	Ishares Russell 1000 ETF	+0.8%	—	Unchanged
3	PSA 5.375 PERP V	Public Storage	+0.5%	+15.82%	Add
4	SO 6.25 10-15-75	Southern Co	+0.5%	—	Unchanged
5	SCHW 6 PERP C	Charles Schwab CORP	+0.4%	—	Unchanged
6	ETR 4.9 10-01-66	Entergy Mississippi LLC	+0.4%	+21.96%	Add
7	AXP V0 PERP B	American Express Co	+0.4%	+10.00%	Add
8	BNSF V6.613 12-15-55	Bnsf Funding Trust I	+0.4%	+10.84%	Add
9	USB V6.5 PERP F	US Bancorp	+0.3%	—	Unchanged
10	NRUC V5.25 04-20-46	National Rural Util Coop	+0.3%	—	Unchanged
11	STT V0 PERP F	State Street CORP	+0.3%	—	Unchanged
12	EIX V5.45 PERP K	Sce Trust V	+0.3%	—	Unchanged
13	GLD	Spdr Gold Shares	+0.2%	+331.75%	Add
14	AEP	American Electric Power Company, Inc.	+0.2%	—	Unchanged
15	D 5.25 07-30-76 A	Dominion Energy INC	+0.2%	+46.05%	Add
16	GDXJ	Vaneck Junior Gold Miners	+0.2%	+128.79%	Add
17	AAPL	Apple INC	+0.2%	+6.27%	Add
18	VZ 5.9 02-15-54	Verizon Communications	+0.1%	—	Unchanged
19	JPM V0 PERP Q	Jpmorgan Chase & Co	+0.1%	—	Unchanged
20	OASEUR	Oasis Petroleum INC	+0.1%	—	Unchanged
21	COP	Conocophillips	+0.1%	—	Unchanged
22	LUV	Southwest Airlines Co	+0.1%	—	Unchanged
23	PPG	Ppg Industries INC	+0.1%	—	Unchanged
24	BMY	Bristol-myers Squibb Co	+0.1%	—	Unchanged
25	✓	Randgold Resources Ltd-adr	+0.1%	+65.79%	Add
26	DAL	Delta Air Lines INC	+0.1%	—	Unchanged
27	✓		+0.1%	—	Unchanged
28	AMGN	Amgen INC	+0.1%	—	Unchanged
29	FCX	Freeport-mcmoran INC	+0.1%	—	Unchanged
30	NEM	Newmont CORP	+0.1%	-16.15%	Trim
31	RGLD	Royal Gold INC	0%	-23.69%	Trim
32	UAL	United Airlines Holdings INC	0%	—	Unchanged
33	BA	Boeing Co/the	0%	—	Unchanged
34	MUX	McEwen Inc.	0%	-37.00%	Trim
35	PHYS	Sprott Physical Gold Trust	-38.1%	-95.13%	Trim
36	LMT	Lockheed Martin CORP	—	EXIT	Sold out
37	FH 849343	Fh 849343	—	NEW	New buy
38	PNC 5.375 PERP Q	Pnc Financial Services	—	NEW	New buy
39	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
40	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
41	✓		—	EXIT	Sold out
42	SPCE	Virgin Galactic Holdings, Inc.	—	EXIT	Sold out
43	ALK	Alaska Air Group INC	—	EXIT	Sold out
44	SLV	Ishares Silver Trust	—	NEW	New buy
45	ETN	Eaton Corporation plc	—	NEW	New buy
46	✓	Eaton CORP	—	EXIT	Sold out
47	NMM	Navios Maritime Partners L.P.	—	NEW	New buy
48	✓	Navios Maritime Partners L P	—	EXIT	Sold out
49	✓	Medtronic INC	—	EXIT	Sold out
50	MDT	Medtronic plc	—	NEW	New buy