Smith Affiliated Capital Corp. — Q2 2016 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	49.50%	+0.14%	-5.27%
2	PHYS	Sprott Physical Gold Trust	Stock-Other	42.27%	-0.24%	-4.90%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	0.59%	-1.46%	—
4	SO 6.25 10-15-75	Southern Co	Stock-Utilities	0.36%	-1.02%	EXIT
5	PSA 5.375 PERP V	Public Storage	Stock-Real Estate	0.33%	-1.24%	EXIT
6	SCHW 6 PERP C	Charles Schwab CORP	Stock-Financials	0.33%	-0.30%	EXIT
7	EIX V5.45 PERP K	Sce Trust V	Stock-Utilities	0.29%	-0.15%	—
8	USB V6.5 PERP F	US Bancorp	Stock-Financials	0.28%	-0.11%	EXIT
9	WFC V0 PERP K	Wells Fargo & Company	Stock-Financials	0.28%	-0.60%	EXIT
10	AXP V0 PERP B	American Express Co	Stock-Financials	0.28%	—	+0.12%
11	STT V0 PERP F	State Street CORP	Stock-Financials	0.27%	—	—
12	NRUC V5.25 04-20-46	National Rural Util Coop	Stock-Other	0.27%	+0.18%	—
13	JPM V0 PERP I	Jpmorgan Chase & Co	Stock-Financials	0.27%	-0.14%	—
14	BNY V3.64738 PERP E	Bank Of Ny Mellon CORP	Stock-Financials	0.27%	—	—
15	BNSF V6.613 12-15-55	Bnsf Funding Trust I	Stock-Other	0.25%	—	+148.50%
16	WFC 5.7 PERP W	Wells Fargo & Company	Stock-Financials	0.23%	—	—
17	GLD	Spdr Gold Shares	ETF-Commodities	0.16%	-0.19%	+41.18%
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.16%	-0.04%	—
19	WFC V5.85 PERP Q	Wells Fargo & Company	Stock-Financials	0.15%	—	—
20	MUX	McEwen Inc.	Stock-Other	0.12%	-0.04%	+20.90%
21	LMT	Lockheed Martin CORP	Stock-Industrials	0.12%	—	+80.00%
22	NEM	Newmont CORP	Stock-Materials	0.10%	+0.01%	+194.12%
23	JPM V0 PERP Q	Jpmorgan Chase & Co	Stock-Financials	0.10%	+0.29%	—
24	AEP	American Electric Power	Stock-Utilities	0.10%	—	-10.00%
25	AAPL	Apple INC	Stock-Tech	0.10%	-0.01%	+141.88%
26	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.09%	+0.02%	-11.19%
27	PPG	Ppg Industries INC	Stock-Materials	0.08%	—	-4.00%
28	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.08%	—	-1.49%
29	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.08%	-0.02%	—
30	KO	Coca-cola Co/the	Stock-Consumer Staples	0.07%	—	+141.84%
31	V	Visa Inc-class A Shares	Stock-Financials	0.07%	+0.02%	-10.00%
32	✓		Stock-Other	0.07%	—	+72.50%
33	HTS 7.625 PERP A	Hatteras Financial CORP	Stock-Other	0.07%	—	—
34	✓		Stock-Other	0.06%	—	-1.40%
35	COP	Conocophillips	Stock-Energy	0.06%	+0.01%	-1.78%
36	GDXJ	Vaneck Junior Gold Miners	ETF-Commodities	0.06%	—	—
37	NLYEUR	Annaly Capital Management In	Stock-Other	0.06%	—	—
38	AMGN	Amgen INC	Stock-Healthcare	0.06%	—	-6.00%
39	SPCE	Virgin Galactic Holdings, Inc.	Stock-Other	0.05%	—	—
40	WFC V0 PERP	Wachovia Cap Trust Iii	Stock-Financials	0.05%	—	—
41	TXN	Texas Instruments INC	Stock-Tech	0.05%	+0.02%	-0.14%
42	MO	Altria Group INC	Stock-Consumer Staples	0.05%	-0.01%	—
43	LOW	Lowe's Cos INC	Stock-Consumer Disc	0.05%	—	—
44	T	At&t INC	Stock-Comm Services	0.05%	—	-50.00%
45	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.05%	—	-7.56%
46	PEP	Pepsico INC	Stock-Consumer Staples	0.05%	—	—
47	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.05%	—	-11.11%
48	✓	Randgold Resources Ltd-adr	Stock-Other	0.04%	+0.01%	+50.00%
49	CLX	Clorox Company	Stock-Consumer Staples	0.04%	—	—
50	✓		Stock-Other	0.04%	—	-6.62%

1–50 of 115

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	URNM	Sprott Uranium Miners ETF	+1.3%	-5.27%	Trim
2	BNSF V6.613 12-15-55	Bnsf Funding Trust I	+0.2%	+148.50%	Add
3	GLD	Spdr Gold Shares	+0.1%	+41.18%	Add
4	LMT	Lockheed Martin CORP	+0.1%	+80.00%	Add
5	AEP	American Electric Power	+0.1%	-10.00%	Trim
6	AAPL	Apple INC	+0.1%	+141.88%	Add
7	KHC	Kraft Heinz Co/the	+0.1%	—	Unchanged
8	MUX	McEwen Inc.	+0.1%	+20.90%	Add
9	✓		+0.1%	-1.40%	Trim
10	KO	Coca-cola Co/the	0%	+141.84%	Add
11	V	Visa Inc-class A Shares	0%	-10.00%	Trim
12	KMB	Kimberly-clark CORP	0%	-7.56%	Trim
13	CLX	Clorox Company	0%	—	Unchanged
14	BMY	Bristol-myers Squibb Co	0%	-11.19%	Trim
15	AMGN	Amgen INC	0%	-6.00%	Trim
16	IEI	Ishares 3-7 Year Treasury Bo	0%	-1.49%	Trim
17	NEM	Newmont CORP	0%	+194.12%	Add
18	CMCSA	Comcast Corp-class A	0%	—	Unchanged
19	TXN	Texas Instruments INC	0%	-0.14%	Trim
20	T	At&t INC	0%	-50.00%	Trim
21	DAL	Delta Air Lines INC	-0.1%	-5.56%	Trim
22	NLY 7.5 PERP D	Annaly Capital Mgmt	-0.1%	-83.33%	Trim
23	NI	Nisource INC	-0.1%	-1.54%	Trim
24	LUV	Southwest Airlines Co	-0.2%	-8.29%	Trim
25	FCX	Freeport-mcmoran INC	-0.3%	-73.91%	Trim
26	OASEUR	Oasis Petroleum INC	-0.3%	-70.37%	Trim
27	WFC V0 PERP K	Wells Fargo & Company	-0.4%	-5.03%	Trim
28	PHYS	Sprott Physical Gold Trust	-1.6%	-4.90%	Trim
29	SO 6.25 10-15-75	Southern Co	—	NEW	New buy
30	SO	Southern Co/the	—	EXIT	Sold out
31	EIX V5.45 PERP K	Sce Trust V	—	NEW	New buy
32	USB V6.5 PERP F	US Bancorp	—	NEW	New buy
33	NRUC V5.25 04-20-46	National Rural Util Coop	—	NEW	New buy
34	WFC 5.7 PERP W	Wells Fargo & Company	—	NEW	New buy
35	WFC V5.85 PERP Q	Wells Fargo & Company	—	NEW	New buy
36	JPM V0 PERP Q	Jpmorgan Chase & Co	—	NEW	New buy
37	✓	800 Comm INC	—	EXIT	Sold out
38	SMHC	VanEck China Semiconductor ETF	—	EXIT	Sold out
39	C V6.875 PERP K	Citigroup INC	—	EXIT	Sold out
40	BAC 7.25 PERP L	Bank Of America CORP	—	EXIT	Sold out
41	RGLD	Royal Gold INC	—	EXIT	Sold out
42	GDXJ	Vaneck Junior Gold Miners	—	NEW	New buy
43	NLYEUR	Annaly Capital Management In	—	NEW	New buy
44	SPCE	Virgin Galactic Holdings, Inc.	—	NEW	New buy
45	WFC V0 PERP	Wachovia Cap Trust Iii	—	NEW	New buy
46	MO	Altria Group INC	—	NEW	New buy
47	LOW	Lowe's Cos INC	—	NEW	New buy
48	PEP	Pepsico INC	—	NEW	New buy
49	TJX	Tjx Companies INC	—	NEW	New buy
50	PNC V0 PERP P	Pnc Financial Services	—	NEW	New buy