Smith Affiliated Capital Corp. — Q1 2016 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q1 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	48.25%	+0.14%	+0.07%
2	PHYS	Sprott Physical Gold Trust	Stock-Other	43.86%	-0.24%	—
3	WFC V0 PERP K	Wells Fargo & Company	Stock-Financials	0.69%	-0.60%	EXIT
4	IWB	Ishares Russell 1000 ETF	ETF-Other	0.62%	-1.46%	—
5	SO	Southern Co/the	Stock-Utilities	0.38%	—	+156.84%
6	PSA 5.375 PERP V	Public Storage	Stock-Real Estate	0.35%	-1.24%	EXIT
7	SCHW 6 PERP C	Charles Schwab CORP	Stock-Financials	0.34%	-0.30%	EXIT
8	OASEUR	Oasis Petroleum INC	Stock-Other	0.32%	—	+285.71%
9	FCX	Freeport-mcmoran INC	Stock-Materials	0.32%	+0.01%	+283.33%
10	STT V0 PERP F	State Street CORP	Stock-Financials	0.29%	—	—
11	JPM V0 PERP I	Jpmorgan Chase & Co	Stock-Financials	0.29%	-0.14%	—
12	BNY V3.64738 PERP E	Bank Of Ny Mellon CORP	Stock-Financials	0.29%	—	—
13	AXP V0 PERP B	American Express Co	Stock-Financials	0.27%	—	—
14	LUV	Southwest Airlines Co	Stock-Industrials	0.19%	-0.02%	+9.03%
15	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.17%	-0.04%	—
16	NI	Nisource INC	Stock-Utilities	0.11%	—	+1.56%
17	✓	800 Comm INC	Stock-Other	0.11%	—	+1.64%
18	BNSF V6.613 12-15-55	Bnsf Funding Trust I	Stock-Other	0.10%	—	—
19	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.10%	—	+53.23%
20	C V6.875 PERP K	Citigroup INC	Stock-Financials	0.09%	—	—
21	TXN	Texas Instruments INC	Stock-Tech	0.09%	+0.02%	+0.14%
22	T	At&t INC	Stock-Comm Services	0.09%	—	—
23	NLY 7.5 PERP D	Annaly Capital Mgmt	Stock-Real Estate	0.09%	—	—
24	BAC 7.25 PERP L	Bank Of America CORP	Stock-Financials	0.08%	—	—
25	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.08%	—	+12.50%
26	DAL	Delta Air Lines INC	Stock-Industrials	0.08%	—	+5.88%
27	NEM	Newmont CORP	Stock-Materials	0.08%	+0.01%	—
28	RGLD	Royal Gold INC	Stock-Materials	0.07%	+0.02%	+60.00%
29	MUX	McEwen Inc.	Stock-Other	0.07%	-0.04%	+11.02%
30	HTS 7.625 PERP A	Hatteras Financial CORP	Stock-Other	0.07%	—	—
31	GILD	Gilead Sciences INC	Stock-Healthcare	0.06%	+0.02%	+9.56%
32	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.06%	—	—
33	✓		Stock-Other	0.06%	—	+53.85%
34	UTXZ	United Tech CORP	Stock-Other	0.06%	—	+2.47%
35	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.06%	+0.02%	+12.60%
36	PPG	Ppg Industries INC	Stock-Materials	0.06%	—	+4.17%
37	CG	The Carlyle Group Inc.	Stock-Financials	0.05%	—	+2.95%
38	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.05%	—	+4.00%
39	JBLU	Jetblue Airways CORP	Stock-Industrials	0.05%	—	—
40	DUK	Duke Energy CORP	Stock-Utilities	0.05%	—	+3.45%
41	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.05%	—	+1.51%
42	SNY	Sanofi-adr	Stock-Healthcare	0.05%	—	—
43	PFE	Pfizer INC	Stock-Healthcare	0.05%	—	—
44	UAL	United Airlines Holdings INC	Stock-Industrials	0.05%	—	—
45	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.04%	—	—
46	COP	Conocophillips	Stock-Energy	0.04%	+0.01%	+1.81%
47	WFC	Wells Fargo & Co	Stock-Financials	0.04%	—	-91.94%
48	GM	General Motors Co	Stock-Consumer Disc	0.04%	—	+1.93%
49	WPM	Wheaton Precious Metals Corp.	Stock-Materials	0.04%	—	—
50	PAYX	Paychex INC	Stock-Tech	0.03%	—	+6.40%

1–50 of 110

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q1 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	URNM	Sprott Uranium Miners ETF	+0.7%	+0.07%	Add
2	FCX	Freeport-mcmoran INC	+0.3%	+283.33%	Add
3	OASEUR	Oasis Petroleum INC	+0.3%	+285.71%	Add
4	SO	Southern Co/the	+0.2%	+156.84%	Add
5	LUV	Southwest Airlines Co	+0.1%	+9.03%	Add
6	✓	800 Comm INC	+0.1%	+1.64%	Add
7	NI	Nisource INC	+0.1%	+1.56%	Add
8	SMHC	VanEck China Semiconductor ETF	+0.1%	+53.23%	Add
9	NEM	Newmont CORP	+0.1%	—	Unchanged
10	RGLD	Royal Gold INC	+0.1%	+60.00%	Add
11	TXN	Texas Instruments INC	0%	+0.14%	Add
12	✓	Hatteras Finl CORP	-0.1%	+175.00%	Add
13	✓		-0.1%	+1.42%	Add
14	V	Visa Inc-class A Shares	-0.1%	+11.11%	Add
15	GLD	Spdr Gold Shares	-0.1%	+4.62%	Add
16	VZ	Verizon Communications INC	-0.1%	+3.71%	Add
17	AEP	American Electric Power	-0.1%	+11.11%	Add
18	WFC	Wells Fargo & Co	-0.2%	-91.94%	Trim
19	PHYS	Sprott Physical Gold Trust	—	NEW	New buy
20	CENTA	Central Garden & Pet Company	—	EXIT	Sold out
21	WFC V0 PERP K	Wells Fargo & Company	—	NEW	New buy
22	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
23	PSA 5.375 PERP V	Public Storage	—	NEW	New buy
24	SCHW 6 PERP C	Charles Schwab CORP	—	NEW	New buy
25	STT V0 PERP F	State Street CORP	—	NEW	New buy
26	JPM V0 PERP I	Jpmorgan Chase & Co	—	NEW	New buy
27	BNY V3.64738 PERP E	Bank Of Ny Mellon CORP	—	NEW	New buy
28	AXP V0 PERP B	American Express Co	—	NEW	New buy
29	BAC	Bank Of America CORP	—	EXIT	Sold out
30	DLTR	Dollar Tree INC	—	EXIT	Sold out
31	PSA	Public Storage	—	EXIT	Sold out
32	MCO	Moody's CORP	—	EXIT	Sold out
33	SJM	Jm Smucker Co/the	—	EXIT	Sold out
34	WBA	Walgreens Boots Alliance INC	—	EXIT	Sold out
35	✓		—	EXIT	Sold out
36	FUN	Six Flags Entertainment Corporation	—	EXIT	Sold out
37	BNSF V6.613 12-15-55	Bnsf Funding Trust I	—	NEW	New buy
38	WSO	Watsco INC	—	EXIT	Sold out
39	C V6.875 PERP K	Citigroup INC	—	NEW	New buy
40	BAC 7.25 PERP L	Bank Of America CORP	—	NEW	New buy
41	IAUUSD	Ishares Gold Trust	—	EXIT	Sold out
42	✓	Cbs CORP New	—	EXIT	Sold out
43	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
44	HTS 7.625 PERP A	Hatteras Financial CORP	—	NEW	New buy
45	✓		—	EXIT	Sold out
46	C	Citigroup INC	—	EXIT	Sold out
47	MS	Morgan Stanley	—	EXIT	Sold out
48	CMCSA	Comcast Corp-class A	—	NEW	New buy
49	RF	Regions Financial CORP	—	EXIT	Sold out
50	SNY	Sanofi-adr	—	NEW	New buy