Smith Affiliated Capital Corp. — Q1 2014 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	49.20%	+0.14%	+0.14%
2	CENTA	Central Garden & Pet Company	Stock-Other	46.62%	—	+0.11%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	0.57%	-1.46%	—
4	MUX	McEwen Inc.	Stock-Other	0.49%	-0.04%	-2.75%
5	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.43%	—	—
6	AAL	American Airlines Group INC	Stock-Industrials	0.13%	—	—
7	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.11%	—	—
8	OASEUR	Oasis Petroleum INC	Stock-Other	0.11%	—	+1.89%
9	GLD	Spdr Gold Shares	ETF-Commodities	0.10%	-0.19%	-22.22%
10	✓	Questcor Pharmaceuticals INC Com	Stock-Other	0.10%	—	+171.84%
11	PPG	Ppg Industries INC	Stock-Materials	0.08%	—	—
12	V	Visa Inc-class A Shares	Stock-Financials	0.08%	+0.02%	+326.67%
13	MPC	Marathon Petroleum CORP	Stock-Energy	0.08%	—	-21.77%
14	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.08%	—	—
15	UNP	Union Pacific CORP	Stock-Industrials	0.07%	—	-20.49%
16	LMT	Lockheed Martin CORP	Stock-Industrials	0.07%	—	—
17	GE 4.875 10-15-52	General Electric Co	Stock-Industrials	0.07%	—	—
18	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.06%	-0.04%	—
19	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.05%	+0.02%	—
20	AEP	American Electric Power	Stock-Utilities	0.05%	—	—
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.05%	—	—
22	UTXZ	United Tech CORP	Stock-Other	0.05%	—	—
23	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.05%	—	—
24	✓		Stock-Other	0.04%	—	—
25	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.04%	—	+1066.00%
26	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.04%	—	—
27	TXN	Texas Instruments INC	Stock-Tech	0.04%	+0.02%	—
28	ROK	Rockwell Automation INC	Stock-Industrials	0.04%	—	—
29	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.04%	—	—
30	DUK	Duke Energy CORP	Stock-Utilities	0.04%	—	—
31	DAL	Delta Air Lines INC	Stock-Industrials	0.03%	—	—
32	IBM	Intl Business Machines CORP	Stock-Tech	0.03%	—	—
33	CLX	Clorox Company	Stock-Consumer Staples	0.03%	—	—
34	MRK	Merck & Co. INC.	Stock-Healthcare	0.03%	—	+48.00%
35	AXP	American Express Co	Stock-Financials	0.03%	—	—
36	BA	Boeing Co/the	Stock-Industrials	0.03%	+0.03%	—
37	XOM	Exxon Mobil CORP	Stock-Energy	0.03%	—	—
38	LUV	Southwest Airlines Co	Stock-Industrials	0.03%	-0.02%	—
39	APD	Air Products & Chemicals INC	Stock-Materials	0.03%	—	—
40	NLY 7.5 PERP D	Annaly Capital Mgmt	Stock-Real Estate	0.03%	—	—
41	KO	Coca-cola Co/the	Stock-Consumer Staples	0.03%	—	—
42	HAL	Halliburton Co	Stock-Energy	0.03%	—	—
43	✓		Stock-Other	0.03%	—	—
44	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.03%	—	—
45	CVI	Cvr Energy INC	Stock-Other	0.03%	—	-47.76%
46	✓		Stock-Other	0.02%	—	—
47	AGZ	Ishares Agency Bond ETF	ETF-Other	0.02%	—	—
48	HTZ	Hertz Global Holdings, Inc.	Stock-Other	0.02%	—	+274.25%
49	WFC	Wells Fargo & Co	Stock-Financials	0.02%	—	—
50	CL	Colgate-palmolive Co	Stock-Consumer Staples	0.02%	—	—

1–50 of 91

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CENTA	Central Garden & Pet Company	+1.4%	+0.11%	Add
2	✓	Questcor Pharmaceuticals INC Com	+0.1%	+171.84%	Add
3	V	Visa Inc-class A Shares	+0.1%	+326.67%	Add
4	MUX	McEwen Inc.	+0.1%	-2.75%	Trim
5	DEO	Diageo Plc-sponsored Adr	0%	+1066.00%	Add
6	HTZ	Hertz Global Holdings, Inc.	0%	+274.25%	Add
7	MRK	Merck & Co. INC.	0%	+48.00%	Add
8	✓		0%	—	Unchanged
9	GE 4.875 10-15-52	General Electric Co	0%	—	Unchanged
10	LUV	Southwest Airlines Co	0%	—	Unchanged
11	SMHC	VanEck China Semiconductor ETF	0%	—	Unchanged
12	HAL	Halliburton Co	0%	—	Unchanged
13	DAL	Delta Air Lines INC	—	—	Unchanged
14	TLT	iShares 20+ Year Treasury Bond ETF	—	—	Unchanged
15	AEP	American Electric Power	—	—	Unchanged
16	✓		—	—	Unchanged
17	UAL	United Airlines Holdings INC	—	—	Unchanged
18	TXN	Texas Instruments INC	—	—	Unchanged
19	BA	Boeing Co/the	—	—	Unchanged
20	DTE	Dte Energy Company	—	—	Unchanged
21	KMB	Kimberly-clark CORP	—	—	Unchanged
22	WFC	Wells Fargo & Co	—	—	Unchanged
23	ROK	Rockwell Automation INC	—	—	Unchanged
24	NLY 7.5 PERP D	Annaly Capital Mgmt	—	—	Unchanged
25	KO	Coca-cola Co/the	—	—	Unchanged
26	APD	Air Products & Chemicals INC	—	—	Unchanged
27	BRK-A	Berkshire Hathaway Inc-cl A	0%	—	Unchanged
28	OASEUR	Oasis Petroleum INC	0%	+1.89%	Add
29	PSLV	Sprott Physical Silver Trust	0%	-43.40%	Trim
30	UNP	Union Pacific CORP	0%	-20.49%	Trim
31	PFE	Pfizer INC	0%	-33.33%	Trim
32	AEP	American Electric Power Company, Inc.	0%	—	Unchanged
33	GM	General Motors Co	0%	—	Unchanged
34	CVI	Cvr Energy INC	0%	-47.76%	Trim
35	MPC	Marathon Petroleum CORP	0%	-21.77%	Trim
36	GLD	Spdr Gold Shares	0%	-22.22%	Trim
37	IWB	Ishares Russell 1000 ETF	0%	—	Unchanged
38	URNM	Sprott Uranium Miners ETF	-0.9%	+0.14%	Add
39	ALK	Alaska Air Group INC	—	EXIT	Sold out
40	VLO	Valero Energy CORP	—	EXIT	Sold out
41	AAL	American Airlines Group INC	—	NEW	New buy
42	TUP	Tupperware Brands CORP	—	EXIT	Sold out
43	PBF	Pbf Energy Inc-class A	—	EXIT	Sold out
44	HFCUSD	Hollyfrontier CORP	—	EXIT	Sold out
45	LMT	Lockheed Martin CORP	—	NEW	New buy
46	MDCOUSD	Medicines Company	—	EXIT	Sold out
47	PENN	PENN Entertainment, Inc.	—	EXIT	Sold out
48	✓	Jazz Pharmaceuticals PLC	—	EXIT	Sold out
49	NI	Nisource INC	—	NEW	New buy
50	✓	General Growth Pptys INC New	—	EXIT	Sold out