Smith Affiliated Capital Corp. — Q4 2013 13F Holdings

Name: Smith Affiliated Capital Corp. — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001540138

Total reported value

$86.5M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	URNM	Sprott Uranium Miners ETF	ETF-Other	50.07%	+0.14%	+6.16%
2	CENTA	Central Garden & Pet Company	Stock-Other	45.23%	—	-1.60%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	0.60%	-1.46%	—
4	MUX	McEwen Inc.	Stock-Other	0.44%	-0.04%	—
5	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.44%	—	—
6	ALK	Alaska Air Group INC	Stock-Industrials	0.16%	—	-56.37%
7	VLO	Valero Energy CORP	Stock-Energy	0.14%	—	-60.44%
8	TUP	Tupperware Brands CORP	Stock-Other	0.13%	—	-55.33%
9	GLD	Spdr Gold Shares	ETF-Commodities	0.13%	-0.19%	—
10	OASEUR	Oasis Petroleum INC	Stock-Other	0.13%	—	-41.77%
11	MPC	Marathon Petroleum CORP	Stock-Energy	0.11%	—	-63.26%
12	TLT	iShares 20+ Year Treasury Bond ETF	ETF-Gov Bonds	0.11%	—	-31.59%
13	PBF	Pbf Energy Inc-class A	Stock-Energy	0.10%	—	-72.62%
14	HFCUSD	Hollyfrontier CORP	Stock-Other	0.08%	—	-75.68%
15	UNP	Union Pacific CORP	Stock-Industrials	0.08%	—	-49.44%
16	PPG	Ppg Industries INC	Stock-Materials	0.08%	—	—
17	IEI	Ishares 3-7 Year Treasury Bo	ETF-Gov Bonds	0.08%	—	—
18	MDCOUSD	Medicines Company	Stock-Other	0.07%	—	-67.72%
19	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.07%	-0.04%	+6.95%
20	GE 4.875 10-15-52	General Electric Co	Stock-Industrials	0.06%	—	—
21	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.06%	+0.02%	-45.33%
22	CVI	Cvr Energy INC	Stock-Other	0.05%	—	-64.69%
23	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.05%	—	-67.19%
24	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.05%	—	-75.41%
25	UTXZ	United Tech CORP	Stock-Other	0.05%	—	—
26	AEP	American Electric Power	Stock-Utilities	0.05%	—	—
27	PENN	PENN Entertainment, Inc.	Stock-Consumer Disc	0.04%	—	-65.11%
28	✓		Stock-Other	0.04%	—	—
29	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.04%	—	—
30	TXN	Texas Instruments INC	Stock-Tech	0.04%	+0.02%	—
31	ROK	Rockwell Automation INC	Stock-Industrials	0.04%	—	—
32	DUK	Duke Energy CORP	Stock-Utilities	0.04%	—	—
33	IBM	Intl Business Machines CORP	Stock-Tech	0.03%	—	—
34	CLX	Clorox Company	Stock-Consumer Staples	0.03%	—	—
35	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.03%	—	-31.33%
36	BA	Boeing Co/the	Stock-Industrials	0.03%	+0.03%	—
37	✓	Questcor Pharmaceuticals INC Com	Stock-Other	0.03%	—	—
38	✓	Jazz Pharmaceuticals PLC	Stock-Other	0.03%	—	—
39	AXP	American Express Co	Stock-Financials	0.03%	—	—
40	XOM	Exxon Mobil CORP	Stock-Energy	0.03%	—	—
41	KO	Coca-cola Co/the	Stock-Consumer Staples	0.03%	—	—
42	DAL	Delta Air Lines INC	Stock-Industrials	0.03%	—	—
43	PFE	Pfizer INC	Stock-Healthcare	0.03%	—	-74.90%
44	✓		Stock-Other	0.03%	—	—
45	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.03%	—	-38.46%
46	APD	Air Products & Chemicals INC	Stock-Materials	0.03%	—	—
47	NLY 7.5 PERP D	Annaly Capital Mgmt	Stock-Real Estate	0.03%	—	—
48	✓		Stock-Other	0.03%	—	-82.17%
49	AGZ	Ishares Agency Bond ETF	ETF-Other	0.03%	—	—
50	HAL	Halliburton Co	Stock-Energy	0.02%	—	—

1–50 of 97

Holding changes this quarter

Position changes disclosed by Smith Affiliated Capital Corp. for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	URNM	Sprott Uranium Miners ETF	+4.4%	+6.16%	Add
2	CENTA	Central Garden & Pet Company	+0.6%	-1.60%	Trim
3	IWB	Ishares Russell 1000 ETF	+0.1%	—	Unchanged
4	BMY	Bristol-myers Squibb Co	0%	-45.33%	Trim
5	MUX	McEwen Inc.	0%	—	Unchanged
6	TLT	iShares 20+ Year Treasury Bond ETF	0%	-31.59%	Trim
7	UNP	Union Pacific CORP	-0.1%	-49.44%	Trim
8	PFE	Pfizer INC	-0.1%	-74.90%	Trim
9	VLO	Valero Energy CORP	-0.1%	-60.44%	Trim
10	PG	Procter & Gamble Co/the	-0.1%	-67.19%	Trim
11	VZ	Verizon Communications INC	-0.1%	-88.24%	Trim
12	CVI	Cvr Energy INC	-0.1%	-64.69%	Trim
13	MPC	Marathon Petroleum CORP	-0.1%	-63.26%	Trim
14	OASEUR	Oasis Petroleum INC	-0.1%	-41.77%	Trim
15	MSFT	Microsoft CORP	-0.1%	-89.97%	Trim
16	MDCOUSD	Medicines Company	-0.1%	-67.72%	Trim
17	GM	General Motors Co	-0.1%	-83.83%	Trim
18	MMM	3m Co	-0.1%	-91.80%	Trim
19	✓		-0.1%	-82.17%	Trim
20	PENN	PENN Entertainment, Inc.	-0.1%	-65.11%	Trim
21	ALK	Alaska Air Group INC	-0.1%	-56.37%	Trim
22	TUP	Tupperware Brands CORP	-0.1%	-55.33%	Trim
23	AGG	Ishares Core U.s. Aggregate	-0.1%	-75.41%	Trim
24	PBF	Pbf Energy Inc-class A	-0.1%	-72.62%	Trim
25	HFCUSD	Hollyfrontier CORP	-0.2%	-75.68%	Trim
26	DEO	Diageo Plc-sponsored Adr	-0.3%	-98.62%	Trim
27	CSX	Csx CORP	—	EXIT	Sold out
28	CVS	Cvs Health CORP	—	EXIT	Sold out
29	✓	American Railcar Industries	—	EXIT	Sold out
30	PMT	Pennymac Mortgage Investment	—	EXIT	Sold out
31	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
32	NEE	Nextera Energy INC	—	EXIT	Sold out
33	✓	American Cap Mtg Invt CORP	—	EXIT	Sold out
34	SO	Southern Co/the	—	EXIT	Sold out
35	✓		—	EXIT	Sold out
36	JNJ	Johnson & Johnson	—	EXIT	Sold out
37	PAA	Plains All Amer Pipeline LP	—	EXIT	Sold out
38	PEP	Pepsico INC	—	EXIT	Sold out
39	QCOM	Qualcomm INC	—	EXIT	Sold out
40	EPD	Enterprise Products Partners	—	EXIT	Sold out
41	GIS	General Mills INC	—	EXIT	Sold out
42	SLB	Slb LTD	—	EXIT	Sold out
43	EMR	Emerson Electric Co	—	EXIT	Sold out
44	AAPL	Apple INC	—	EXIT	Sold out
45	✓		—	EXIT	Sold out
46	✓		—	EXIT	Sold out
47	MCD	Mcdonald's CORP	—	EXIT	Sold out
48	✓	MarkWest Energy	—	EXIT	Sold out
49	✓	Questcor Pharmaceuticals INC Com	—	NEW	New buy
50	✓	Jazz Pharmaceuticals PLC	—	NEW	New buy