Smh Capital Advisors INC — Q4 2020 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DBRG 5 04-15-23	Digitalbridge Group INC	Stock-Financials	20.77%	—	-0.71%
2	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	16.84%	—	-0.41%
3	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	13.67%	—	-1.01%
4	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	12.07%	—	-1.00%
5	EZPW 2.375 05-01-25	Ezcorp INC	Stock-Other	4.47%	—	-75.61%
6	PSEC	Prospect Capital CORP	Stock-Other	2.17%	—	-0.39%
7	CODI	Compass Diversified Holdings	Stock-Other	2.02%	—	-0.03%
8	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.70%	—	—
9	PBI	Pitney Bowes INC	Stock-Other	1.47%	—	—
10	PSTHUSD	Pershing Square Tontine -a	Stock-Other	1.39%	—	-1.39%
11	REM	Ishares Mortgage Real Estate	ETF-Other	1.37%	—	—
12	35OB	Sculptor Capital Management	Stock-Other	1.37%	—	—
13	S76	Store Capital CORP	Stock-Other	1.23%	—	-5.24%
14	MPC	Marathon Petroleum CORP	Stock-Energy	1.10%	—	-0.40%
15	IRM	Iron Mountain INC	Stock-Real Estate	1.03%	—	-2.16%
16	RMR	Rmr Group Inc/the - A	Stock-Other	0.95%	—	-2.08%
17	IBM	Intl Business Machines CORP	Stock-Tech	0.95%	—	+0.60%
18	BTZ	Blackrock Credit Allocation	Stock-Other	0.92%	+0.20%	-4.42%
19	HYT	Blackrock CORP Hi Yld	Stock-Other	0.89%	+0.21%	-4.34%
20	SPG	Simon Property Group INC	Stock-Real Estate	0.84%	—	-1.44%
21	EFA	Ishares Msci Eafe ETF	ETF-Other	0.84%	—	+0.24%
22	SLRC	Slr Investment CORP	Stock-Other	0.83%	—	+0.91%
23	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.81%	+0.23%	-4.21%
24	HPQ	Hp INC	Stock-Tech	0.74%	—	+0.35%
25	CLNCGBP	Brightspire Capital INC	Stock-Other	0.69%	—	-6.42%
26	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.68%	—	-0.08%
27	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.68%	—	-1.18%
28	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.68%	+0.19%	-1.40%
29	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.61%	—	-2.72%
30	ADX	Adams Diversified Equity	Stock-Other	0.61%	+0.25%	-1.35%
31	VZ	Verizon Communications INC	Stock-Comm Services	0.60%	—	+0.05%
32	XEVTX	Eaton Vance Tax-adv Dvd INC	Stock-Other	0.55%	—	—
33	✓	Fintech Acquisition CORP Iv	Stock-Other	0.55%	—	—
34	LDP	Cohen & Steers Limited Durat	Stock-Other	0.54%	—	—
35	BIT	Blackrock Multi-sector INC	Stock-Other	0.53%	-0.34%	EXIT
36	CVX	Chevron CORP	Stock-Energy	0.52%	—	—
37	XGDVX	Gabelli Dividend & Income Tr	Stock-Other	0.51%	—	—
38	RQI	Cohen & Steers Qual INC Rlty	Stock-Other	0.48%	-0.35%	EXIT
39	TEI	Templeton Emrg Mkts INC	Stock-Other	0.39%	-0.27%	EXIT
40	EIM	Eaton Vance Municipal Bond	Stock-Other	0.37%	-0.27%	EXIT
41	LNSR	Lensar INC	Stock-Other	0.21%	—	—
42	WT	Wisdomtree INC	Stock-Other	0.20%	+0.40%	+5.34%
43	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	0.10%	—	—
44	ENV 1.75 06-01-23	Envestnet INC	Stock-Other	0.04%	—	—

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DBRG 5 04-15-23	Digitalbridge Group INC	+1.8%	-0.71%	Trim
2	TPC 2.875 06-15-21	Tutor Perini CORP	+1.2%	-0.41%	Trim
3	PSEC 4.95 07-15-22	Prospect Capital CORP	+1.2%	-1.01%	Trim
4	HTGC 4.375 02-01-22	Hercules Capital INC	+1.1%	-1.00%	Trim
5	PBI	Pitney Bowes INC	+0.7%	—	Unchanged
6	35OB	Sculptor Capital Management	+0.4%	—	Unchanged
7	MPC	Marathon Petroleum CORP	+0.4%	-0.40%	Trim
8	REM	Ishares Mortgage Real Estate	+0.4%	—	Unchanged
9	PSTHUSD	Pershing Square Tontine -a	+0.3%	-1.39%	Trim
10	RMR	Rmr Group Inc/the - A	+0.3%	-2.08%	Trim
11	PSEC	Prospect Capital CORP	+0.3%	-0.39%	Trim
12	S76	Store Capital CORP	+0.3%	-5.24%	Trim
13	CLNCGBP	Brightspire Capital INC	+0.3%	-6.42%	Trim
14	SPG	Simon Property Group INC	+0.2%	-1.44%	Trim
15	HPQ	Hp INC	+0.2%	+0.35%	Add
16	CODI	Compass Diversified Holdings	+0.2%	-0.03%	Trim
17	EFA	Ishares Msci Eafe ETF	+0.2%	+0.24%	Add
18	SLRC	Slr Investment CORP	+0.2%	+0.91%	Add
19	IRM	Iron Mountain INC	+0.2%	-2.16%	Trim
20	KHC	Kraft Heinz Co/the	+0.1%	-0.08%	Trim
21	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	-1.40%	Trim
22	VWO	Vanguard Ftse Emerging Marke	+0.1%	-1.18%	Trim
23	XAWFX	Alliancebernstein Gl Hi INC	+0.1%	-4.21%	Trim
24	FSC1EUR	Oaktree Specialty Lending Co	+0.1%	-2.72%	Trim
25	IBM	Intl Business Machines CORP	+0.1%	+0.60%	Add
26	WT	Wisdomtree INC	+0.1%	+5.34%	Add
27	HYT	Blackrock CORP Hi Yld	+0.1%	-4.34%	Trim
28	BIT	Blackrock Multi-sector INC	+0.1%	-1.46%	Trim
29	RQI	Cohen & Steers Qual INC Rlty	+0.1%	-1.69%	Trim
30	ADX	Adams Diversified Equity	+0.1%	-1.35%	Trim
31	TEI	Templeton Emrg Mkts INC	+0.1%	+1.49%	Add
32	BTZ	Blackrock Credit Allocation	+0.1%	-4.42%	Trim
33	VZ	Verizon Communications INC	0%	+0.05%	Add
34	EIM	Eaton Vance Municipal Bond	0%	-7.52%	Trim
35	LAB 2.75 02-01-34	Standard Biotools INC	0%	—	Unchanged
36	EZPW 2.375 05-01-25	Ezcorp INC	-11.9%	-75.61%	Trim
37	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	NEW	New buy
38	PDLIEUR	Pdl Biopharma INC	—	EXIT	Sold out
39	JCAPUSD	Jernigan Capital INC	—	EXIT	Sold out
40	XEVTX	Eaton Vance Tax-adv Dvd INC	—	NEW	New buy
41	✓	Fintech Acquisition CORP Iv	—	NEW	New buy
42	LDP	Cohen & Steers Limited Durat	—	NEW	New buy
43	FATAQ	Fat Brands Inc-cl A	—	EXIT	Sold out
44	CVX	Chevron CORP	—	NEW	New buy
45	XGDVX	Gabelli Dividend & Income Tr	—	NEW	New buy
46	NAD	Nuveen Quality Municipal INC	—	EXIT	Sold out
47	XMUIX	Blackrock Municipal Income	—	EXIT	Sold out
48	AFB	Allianceberstein Ntl Muni	—	EXIT	Sold out
49	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	EXIT	Sold out
50	LNSR	Lensar INC	—	NEW	New buy