Smh Capital Advisors INC — Q3 2020 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DBRG 5 04-15-23	Digitalbridge Group INC	Stock-Financials	18.99%	—	-0.43%
2	EZPW 2.375 05-01-25	Ezcorp INC	Stock-Other	16.36%	—	-0.34%
3	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	15.64%	—	-0.42%
4	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	12.49%	—	-0.54%
5	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	10.95%	—	-0.87%
6	PSEC	Prospect Capital CORP	Stock-Other	1.86%	—	-0.26%
7	CODI	Compass Diversified Holdings	Stock-Other	1.81%	—	-0.28%
8	PDLIEUR	Pdl Biopharma INC	Stock-Other	1.19%	—	+108.91%
9	PSTHUSD	Pershing Square Tontine -a	Stock-Other	1.06%	—	—
10	REM	Ishares Mortgage Real Estate	ETF-Other	1.02%	—	-0.55%
11	35OB	Sculptor Capital Management	Stock-Other	0.97%	—	-1.54%
12	S76	Store Capital CORP	Stock-Other	0.96%	—	—
13	IRM	Iron Mountain INC	Stock-Real Estate	0.88%	—	+13.33%
14	BTZ	Blackrock Credit Allocation	Stock-Other	0.86%	+0.20%	-1.42%
15	IBM	Intl Business Machines CORP	Stock-Tech	0.84%	—	-39.10%
16	HYT	Blackrock CORP Hi Yld	Stock-Other	0.79%	+0.21%	-1.36%
17	JCAPUSD	Jernigan Capital INC	Stock-Other	0.77%	—	—
18	PBI	Pitney Bowes INC	Stock-Other	0.73%	—	—
19	MPC	Marathon Petroleum CORP	Stock-Energy	0.72%	—	-0.25%
20	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.69%	+0.23%	-1.08%
21	SLRC	Slr Investment CORP	Stock-Other	0.68%	—	-0.20%
22	EFA	Ishares Msci Eafe ETF	ETF-Other	0.67%	—	+23.50%
23	RMR	Rmr Group Inc/the - A	Stock-Other	0.64%	—	—
24	SPG	Simon Property Group INC	Stock-Real Estate	0.60%	—	—
25	VZ	Verizon Communications INC	Stock-Comm Services	0.56%	—	-0.30%
26	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.55%	—	-6.43%
27	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.54%	—	-3.12%
28	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.54%	+0.19%	-0.74%
29	ADX	Adams Diversified Equity	Stock-Other	0.53%	+0.25%	-0.99%
30	HPQ	Hp INC	Stock-Tech	0.53%	—	+0.23%
31	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.50%	—	-0.71%
32	FATAQ	Fat Brands Inc-cl A	Stock-Other	0.48%	—	—
33	CLNCGBP	Brightspire Capital INC	Stock-Other	0.44%	—	—
34	BIT	Blackrock Multi-sector INC	Stock-Other	0.44%	-0.34%	EXIT
35	RQI	Cohen & Steers Qual INC Rlty	Stock-Other	0.40%	-0.35%	EXIT
36	EIM	Eaton Vance Municipal Bond	Stock-Other	0.36%	-0.27%	EXIT
37	XMUIX	Blackrock Municipal Income	Stock-Other	0.35%	—	+0.62%
38	NAD	Nuveen Quality Municipal INC	Stock-Other	0.35%	-0.30%	EXIT
39	AFB	Allianceberstein Ntl Muni	Stock-Other	0.34%	-0.28%	EXIT
40	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.34%	-0.29%	EXIT
41	TEI	Templeton Emrg Mkts INC	Stock-Other	0.33%	-0.27%	EXIT
42	WT	Wisdomtree INC	Stock-Other	0.10%	+0.40%	-0.66%
43	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	0.09%	—	-20.83%
44	ENV 1.75 06-01-23	Envestnet INC	Stock-Other	0.03%	—	—

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DBRG 5 04-15-23	Digitalbridge Group INC	+4.4%	-0.43%	Trim
2	PSEC 4.95 07-15-22	Prospect Capital CORP	+2.7%	-0.54%	Trim
3	TPC 2.875 06-15-21	Tutor Perini CORP	+2.7%	-0.42%	Trim
4	EZPW 2.375 05-01-25	Ezcorp INC	+2.3%	-0.34%	Trim
5	HTGC 4.375 02-01-22	Hercules Capital INC	+1.7%	-0.87%	Trim
6	PDLIEUR	Pdl Biopharma INC	+0.7%	+108.91%	Add
7	CODI	Compass Diversified Holdings	+0.4%	-0.28%	Trim
8	PBI	Pitney Bowes INC	+0.2%	—	Unchanged
9	JCAPUSD	Jernigan Capital INC	+0.2%	—	Unchanged
10	FATAQ	Fat Brands Inc-cl A	+0.2%	—	Unchanged
11	IRM	Iron Mountain INC	+0.2%	+13.33%	Add
12	PSEC	Prospect Capital CORP	+0.2%	-0.26%	Trim
13	EFA	Ishares Msci Eafe ETF	+0.2%	+23.50%	Add
14	REM	Ishares Mortgage Real Estate	+0.2%	-0.55%	Trim
15	BTZ	Blackrock Credit Allocation	+0.2%	-1.42%	Trim
16	HYT	Blackrock CORP Hi Yld	+0.1%	-1.36%	Trim
17	HPQ	Hp INC	+0.1%	+0.23%	Add
18	VZ	Verizon Communications INC	+0.1%	-0.30%	Trim
19	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	-0.74%	Trim
20	XAWFX	Alliancebernstein Gl Hi INC	+0.1%	-1.08%	Trim
21	ADX	Adams Diversified Equity	+0.1%	-0.99%	Trim
22	FSC1EUR	Oaktree Specialty Lending Co	+0.1%	-0.71%	Trim
23	BIT	Blackrock Multi-sector INC	+0.1%	-0.76%	Trim
24	VWO	Vanguard Ftse Emerging Marke	+0.1%	-6.43%	Trim
25	SLRC	Slr Investment CORP	+0.1%	-0.20%	Trim
26	AFB	Allianceberstein Ntl Muni	+0.1%	+0.60%	Add
27	EIM	Eaton Vance Municipal Bond	+0.1%	+0.62%	Add
28	NAD	Nuveen Quality Municipal INC	+0.1%	-1.07%	Trim
29	XMUIX	Blackrock Municipal Income	+0.1%	+0.62%	Add
30	RQI	Cohen & Steers Qual INC Rlty	+0.1%	-0.83%	Trim
31	XNEAX	Nuveen Amt-fr Qlty Muni INC	+0.1%	+0.61%	Add
32	35OB	Sculptor Capital Management	0%	-1.54%	Trim
33	KHC	Kraft Heinz Co/the	0%	-3.12%	Trim
34	TEI	Templeton Emrg Mkts INC	0%	-1.05%	Trim
35	WT	Wisdomtree INC	—	-0.66%	Trim
36	ENV 1.75 06-01-23	Envestnet INC	—	—	Unchanged
37	LAB 2.75 02-01-34	Standard Biotools INC	0%	-20.83%	Trim
38	MPC	Marathon Petroleum CORP	-0.1%	-0.25%	Trim
39	IBM	Intl Business Machines CORP	-0.3%	-39.10%	Trim
40	PDLI 2.75 12-01-21	Pdl Biopharma INC	—	EXIT	Sold out
41	PSTHUSD	Pershing Square Tontine -a	—	NEW	New buy
42	S76	Store Capital CORP	—	NEW	New buy
43	RMR	Rmr Group Inc/the - A	—	NEW	New buy
44	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
45	SPG	Simon Property Group INC	—	NEW	New buy
46	CVX	Chevron CORP	—	EXIT	Sold out
47	CLNCGBP	Brightspire Capital INC	—	NEW	New buy