Smh Capital Advisors INC — Q2 2020 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q2 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	20.58%	—	-0.61%
2	DBRG 5 04-15-23	Digitalbridge Group INC	Stock-Financials	14.56%	—	+1.15%
3	EZPW 2.375 05-01-25	Ezcorp INC	Stock-Other	14.03%	—	+1.60%
4	TPC 2.875 06-15-21	Tutor Perini CORP	Stock-Other	12.92%	—	+3.15%
5	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	9.76%	—	-0.67%
6	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	9.24%	—	+0.36%
7	PSEC	Prospect Capital CORP	Stock-Other	1.63%	—	-0.05%
8	CODI	Compass Diversified Holdings	Stock-Other	1.42%	—	+111.01%
9	IBM	Intl Business Machines CORP	Stock-Tech	1.18%	—	-0.04%
10	35OB	Sculptor Capital Management	Stock-Other	0.94%	—	+0.74%
11	REM	Ishares Mortgage Real Estate	ETF-Other	0.85%	—	-0.17%
12	MPC	Marathon Petroleum CORP	Stock-Energy	0.79%	—	—
13	BTZ	Blackrock Credit Allocation	Stock-Other	0.70%	+0.20%	-1.28%
14	HYT	Blackrock CORP Hi Yld	Stock-Other	0.66%	+0.21%	-0.25%
15	IRM	Iron Mountain INC	Stock-Real Estate	0.65%	—	—
16	SLRC	Slr Investment CORP	Stock-Other	0.59%	—	-0.04%
17	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.58%	+0.23%	-0.33%
18	JCAPUSD	Jernigan Capital INC	Stock-Other	0.53%	—	—
19	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	+0.48%	+0.23%
20	KHC	Kraft Heinz Co/the	Stock-Consumer Staples	0.51%	—	—
21	PBI	Pitney Bowes INC	Stock-Other	0.49%	—	+322.77%
22	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.46%	—	—
23	PDLIEUR	Pdl Biopharma INC	Stock-Other	0.45%	—	—
24	VZ	Verizon Communications INC	Stock-Comm Services	0.45%	—	-0.27%
25	EFA	Ishares Msci Eafe ETF	ETF-Other	0.45%	—	—
26	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.43%	+0.19%	-0.29%
27	CVX	Chevron CORP	Stock-Energy	0.43%	—	—
28	ADX	Adams Diversified Equity	Stock-Other	0.43%	+0.25%	-0.61%
29	HPQ	Hp INC	Stock-Tech	0.41%	—	-0.22%
30	FSC1EUR	Oaktree Specialty Lending Co	Stock-Other	0.40%	—	—
31	BIT	Blackrock Multi-sector INC	Stock-Other	0.35%	-0.34%	EXIT
32	RQI	Cohen & Steers Qual INC Rlty	Stock-Other	0.34%	-0.35%	EXIT
33	TEI	Templeton Emrg Mkts INC	Stock-Other	0.31%	-0.27%	EXIT
34	EIM	Eaton Vance Municipal Bond	Stock-Other	0.30%	-0.27%	EXIT
35	XMUIX	Blackrock Municipal Income	Stock-Other	0.29%	—	+0.56%
36	NAD	Nuveen Quality Municipal INC	Stock-Other	0.29%	-0.30%	EXIT
37	XNEAX	Nuveen Amt-fr Qlty Muni INC	Stock-Other	0.29%	-0.29%	EXIT
38	AFB	Allianceberstein Ntl Muni	Stock-Other	0.28%	-0.28%	EXIT
39	FATAQ	Fat Brands Inc-cl A	Stock-Other	0.25%	—	—
40	WT	Wisdomtree INC	Stock-Other	0.10%	+0.40%	—
41	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	0.10%	—	-11.11%
42	ENV 1.75 06-01-23	Envestnet INC	Stock-Other	0.03%	—	—

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q2 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CODI	Compass Diversified Holdings	+0.9%	+111.01%	Add
2	PBI	Pitney Bowes INC	+0.4%	+322.77%	Add
3	PSEC	Prospect Capital CORP	+0.2%	-0.05%	Trim
4	REM	Ishares Mortgage Real Estate	+0.2%	-0.17%	Trim
5	SLRC	Slr Investment CORP	+0.1%	-0.04%	Trim
6	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	-0.29%	Trim
7	FATAQ	Fat Brands Inc-cl A	+0.1%	—	Unchanged
8	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+0.23%	Add
9	HTGC 4.375 02-01-22	Hercules Capital INC	+0.1%	+0.36%	Add
10	HYT	Blackrock CORP Hi Yld	+0.1%	-0.25%	Trim
11	ADX	Adams Diversified Equity	+0.1%	-0.61%	Trim
12	BTZ	Blackrock Credit Allocation	0%	-1.28%	Trim
13	BIT	Blackrock Multi-sector INC	0%	-0.18%	Trim
14	IBM	Intl Business Machines CORP	0%	-0.04%	Trim
15	XAWFX	Alliancebernstein Gl Hi INC	0%	-0.33%	Trim
16	DBRG 5 04-15-23	Digitalbridge Group INC	0%	+1.15%	Add
17	EZPW 2.375 05-01-25	Ezcorp INC	—	+1.60%	Add
18	XMUIX	Blackrock Municipal Income	—	+0.56%	Add
19	TEI	Templeton Emrg Mkts INC	—	-0.28%	Trim
20	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	+0.62%	Add
21	AFB	Allianceberstein Ntl Muni	0%	-0.20%	Trim
22	EIM	Eaton Vance Municipal Bond	0%	+0.63%	Add
23	LAB 2.75 02-01-34	Standard Biotools INC	0%	-11.11%	Trim
24	NAD	Nuveen Quality Municipal INC	0%	+0.59%	Add
25	VZ	Verizon Communications INC	0%	-0.27%	Trim
26	HPQ	Hp INC	0%	-0.22%	Trim
27	TPC 2.875 06-15-21	Tutor Perini CORP	-0.1%	+3.15%	Add
28	35OB	Sculptor Capital Management	-0.1%	+0.74%	Add
29	PSEC 4.95 07-15-22	Prospect Capital CORP	-0.1%	-0.67%	Trim
30	PDLI 2.75 12-01-21	Pdl Biopharma INC	-1.2%	-0.61%	Trim
31	AGG	Ishares Core U.s. Aggregate	—	EXIT	Sold out
32	✓	Oaktree Specialty Lending Corp	—	EXIT	Sold out
33	MPC	Marathon Petroleum CORP	—	NEW	New buy
34	IRM	Iron Mountain INC	—	NEW	New buy
35	JCAPUSD	Jernigan Capital INC	—	NEW	New buy
36	KHC	Kraft Heinz Co/the	—	NEW	New buy
37	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
38	PDLIEUR	Pdl Biopharma INC	—	NEW	New buy
39	EFA	Ishares Msci Eafe ETF	—	NEW	New buy
40	✓	Pdl Biopharma INC Com	—	EXIT	Sold out
41	APOEUR	Apollo Asset Management INC	—	EXIT	Sold out
42	CVX	Chevron CORP	—	NEW	New buy
43	FSC1EUR	Oaktree Specialty Lending Co	—	NEW	New buy
44	RQI	Cohen & Steers Qual INC Rlty	—	NEW	New buy
45	WT	Wisdomtree INC	—	NEW	New buy
46	✓		—	EXIT	Sold out
47	ENV 1.75 06-01-23	Envestnet INC	—	NEW	New buy