CIK: 0001180391
Total reported value
$32.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 21.09% | — | -0.36% | |
| 2 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 16.69% | — | -0.28% | |
| 3 | EZPW 2.375 05-01-25 | Ezcorp INC | Stock-Other | 14.46% | — | +24.32% | |
| 4 | PSEC 4.95 07-15-22 | Prospect Capital CORP | Stock-Other | 11.16% | — | -0.53% | |
| 5 | HTGC 4.375 02-01-22 | Hercules Capital INC | Stock-Financials | 9.63% | — | +3.95% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.68% | — | +1.97% | |
| 7 | ✓ | Oaktree Specialty Lending Corp | Stock-Other | 2.64% | — | +0.53% | |
| 8 | PSEC | Prospect Capital CORP | Stock-Other | 2.01% | — | +0.49% | |
| 9 | 35OB | Sculptor Capital Management | Stock-Other | 1.57% | — | +0.00% | |
| 10 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.51% | — | +0.02% | |
| 11 | IBM | Intl Business Machines CORP | Stock-Tech | 1.29% | — | +0.44% | |
| 12 | CODI | Compass Diversified Holdings | Stock-Other | 0.96% | — | +0.01% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.93% | +0.48% | +0.07% | |
| 14 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.80% | — | -1.27% | |
| 15 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.77% | — | — | |
| 16 | SLRC | Slr Investment CORP | Stock-Other | 0.72% | — | +1.14% | |
| 17 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.70% | +0.20% | +2.76% | |
| 18 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.67% | +0.21% | +2.80% | |
| 19 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 0.64% | +0.23% | +2.65% | |
| 20 | APOEUR | Apollo Asset Management INC | Stock-Other | 0.61% | — | -34.31% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 0.56% | — | +0.73% | |
| 22 | ✓ | Pdl Biopharma INC Com | Stock-Other | 0.52% | — | -2.02% | |
| 23 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 0.50% | — | — | |
| 24 | VZ | Verizon Communications INC | Stock-Comm Services | 0.48% | — | +0.92% | |
| 25 | HPQ | Hp INC | Stock-Tech | 0.47% | — | — | |
| 26 | XOM | Exxon Mobil CORP | Stock-Energy | 0.47% | — | +0.95% | |
| 27 | ✓ | Eaton Vance Tax Advt Div INC | Stock-Other | 0.44% | — | +2.81% | |
| 28 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 0.44% | +0.19% | +2.61% | |
| 29 | ✓ | John Hancock T/a Dvd Income | Stock-Other | 0.43% | — | +2.55% | |
| 30 | ADX | Adams Diversified Equity | Stock-Other | 0.42% | +0.25% | +3.94% | |
| 31 | LDP | Cohen & Steers Limited Durat | Stock-Other | 0.40% | — | — | |
| 32 | ARCC | Ares Capital CORP | Stock-Financials | 0.38% | — | — | |
| 33 | BIT | Blackrock Multi-sector INC | Stock-Other | 0.36% | -0.34% | EXIT | |
| 34 | FATAQ | Fat Brands Inc-cl A | Stock-Other | 0.33% | — | — | |
| 35 | TEI | Templeton Emrg Mkts INC | Stock-Other | 0.33% | -0.27% | EXIT | |
| 36 | NAD | Nuveen Quality Municipal INC | Stock-Other | 0.30% | -0.30% | EXIT | |
| 37 | XMUIX | Blackrock Municipal Income | Stock-Other | 0.30% | — | — | |
| 38 | EIM | Eaton Vance Municipal Bond | Stock-Other | 0.30% | -0.27% | EXIT | |
| 39 | AFB | Allianceberstein Ntl Muni | Stock-Other | 0.29% | -0.28% | EXIT | |
| 40 | XNEAX | Nuveen Amt-fr Qlty Muni INC | Stock-Other | 0.29% | -0.29% | EXIT | |
| 41 | PBI | Pitney Bowes INC | Stock-Other | 0.18% | — | — | |
| 42 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 0.17% | — | -19.13% | |
| 43 | ✓ | Stock-Other | 0.11% | — | +4.22% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EZPW 2.375 05-01-25 | Ezcorp INC | +1.9% | +24.32% | Add |
| 2 | ✓ | Pdl Biopharma INC Com | +0.1% | -2.02% | Trim |
| 3 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | +0.1% | -0.36% | Trim |
| 4 | CODI | Compass Diversified Holdings | +0.1% | +0.01% | Add |
| 5 | 35OB | Sculptor Capital Management | 0% | +0.00% | Add |
| 6 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | +2.61% | Add |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.07% | Add |
| 8 | ✓ | Eaton Vance Tax Advt Div INC | 0% | +2.81% | Add |
| 9 | TEI | Templeton Emrg Mkts INC | 0% | +2.63% | Add |
| 10 | ✓ | 0% | +4.22% | Add | |
| 11 | PBI | Pitney Bowes INC | 0% | — | Unchanged |
| 12 | HYT | Blackrock CORP Hi Yld | 0% | +2.80% | Add |
| 13 | BTZ | Blackrock Credit Allocation | 0% | +2.76% | Add |
| 14 | ADX | Adams Diversified Equity | 0% | +3.94% | Add |
| 15 | XAWFX | Alliancebernstein Gl Hi INC | 0% | +2.65% | Add |
| 16 | CVX | Chevron CORP | 0% | +0.73% | Add |
| 17 | VZ | Verizon Communications INC | 0% | +0.92% | Add |
| 18 | ARCC | Ares Capital CORP | 0% | — | Unchanged |
| 19 | EFA | Ishares Msci Eafe ETF | -0.1% | -1.27% | Trim |
| 20 | BIT | Blackrock Multi-sector INC | -0.1% | +2.76% | Add |
| 21 | ✓ | John Hancock T/a Dvd Income | -0.1% | +2.55% | Add |
| 22 | XOM | Exxon Mobil CORP | -0.1% | +0.95% | Add |
| 23 | REM | Ishares Mortgage Real Estate | -0.1% | +0.02% | Add |
| 24 | LAB 2.75 02-01-34 | Standard Biotools INC | -0.1% | -19.13% | Trim |
| 25 | SLRC | Slr Investment CORP | -0.1% | +1.14% | Add |
| 26 | ✓ | Oaktree Specialty Lending Corp | -0.1% | +0.53% | Add |
| 27 | APOEUR | Apollo Asset Management INC | -0.2% | -34.31% | Trim |
| 28 | IBM | Intl Business Machines CORP | -0.3% | +0.44% | Add |
| 29 | PSEC | Prospect Capital CORP | -0.3% | +0.49% | Add |
| 30 | AGG | Ishares Core U.s. Aggregate | -0.3% | +1.97% | Add |
| 31 | HTGC 4.375 02-01-22 | Hercules Capital INC | -0.7% | +3.95% | Add |
| 32 | PSEC 4.95 07-15-22 | Prospect Capital CORP | -1.3% | -0.53% | Trim |
| 33 | DBRG 5 04-15-23 | Digitalbridge Group INC | -1.6% | -0.28% | Trim |
| 34 | VWO | Vanguard Ftse Emerging Marke | — | NEW | New buy |
| 35 | AAPL | Apple INC | — | EXIT | Sold out |
| 36 | KHC | Kraft Heinz Co/the | — | NEW | New buy |
| 37 | HPQ | Hp INC | — | NEW | New buy |
| 38 | LDP | Cohen & Steers Limited Durat | — | NEW | New buy |
| 39 | FATAQ | Fat Brands Inc-cl A | — | NEW | New buy |
| 40 | NAD | Nuveen Quality Municipal INC | — | NEW | New buy |
| 41 | XMUIX | Blackrock Municipal Income | — | NEW | New buy |
| 42 | EIM | Eaton Vance Municipal Bond | — | NEW | New buy |
| 43 | AFB | Allianceberstein Ntl Muni | — | NEW | New buy |
| 44 | XNEAX | Nuveen Amt-fr Qlty Muni INC | — | NEW | New buy |