CIK: 0001180391
Total reported value
$32.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 20.97% | — | -1.54% | |
| 2 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 18.26% | — | +35.29% | |
| 3 | EZPW 2.375 05-01-25 | Ezcorp INC | Stock-Other | 12.60% | — | +144.99% | |
| 4 | PSEC 4.95 07-15-22 | Prospect Capital CORP | Stock-Other | 12.45% | — | -2.16% | |
| 5 | HTGC 4.375 02-01-22 | Hercules Capital INC | Stock-Financials | 10.29% | — | -2.01% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.93% | — | +10.56% | |
| 7 | ✓ | Oaktree Specialty Lending Corp | Stock-Other | 2.76% | — | +1.63% | |
| 8 | PSEC | Prospect Capital CORP | Stock-Other | 2.26% | — | +2.10% | |
| 9 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.58% | — | +0.02% | |
| 10 | IBM | Intl Business Machines CORP | Stock-Tech | 1.54% | — | +1.28% | |
| 11 | 35OB | Sculptor Capital Management | Stock-Other | 1.53% | — | — | |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.95% | +0.48% | -23.16% | |
| 13 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.85% | — | -23.74% | |
| 14 | AAPL | Apple INC | Stock-Tech | 0.84% | — | +2.33% | |
| 15 | CODI | Compass Diversified Holdings | Stock-Other | 0.84% | — | +0.01% | |
| 16 | APOEUR | Apollo Asset Management INC | Stock-Other | 0.81% | — | — | |
| 17 | SLRC | Slr Investment CORP | Stock-Other | 0.79% | — | +6.13% | |
| 18 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.73% | +0.20% | +11.11% | |
| 19 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.70% | +0.21% | +12.14% | |
| 20 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 0.68% | +0.23% | +12.44% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 0.60% | — | +3.43% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.52% | — | +4.42% | |
| 23 | VZ | Verizon Communications INC | Stock-Comm Services | 0.52% | — | +4.59% | |
| 24 | ✓ | John Hancock T/a Dvd Income | Stock-Other | 0.48% | — | — | |
| 25 | ✓ | Eaton Vance Tax Advt Div INC | Stock-Other | 0.46% | — | — | |
| 26 | ADX | Adams Diversified Equity | Stock-Other | 0.45% | +0.25% | +10.63% | |
| 27 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 0.45% | +0.19% | +11.14% | |
| 28 | ARCC | Ares Capital CORP | Stock-Financials | 0.42% | — | — | |
| 29 | BIT | Blackrock Multi-sector INC | Stock-Other | 0.41% | -0.34% | EXIT | |
| 30 | ✓ | Pdl Biopharma INC Com | Stock-Other | 0.39% | — | -4.28% | |
| 31 | TEI | Templeton Emrg Mkts INC | Stock-Other | 0.35% | -0.27% | EXIT | |
| 32 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 0.24% | — | -17.27% | |
| 33 | PBI | Pitney Bowes INC | Stock-Other | 0.20% | — | — | |
| 34 | ✓ | Stock-Other | 0.13% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EZPW 2.375 05-01-25 | Ezcorp INC | +6.1% | +144.99% | Add |
| 2 | DBRG 5 04-15-23 | Digitalbridge Group INC | +3.6% | +35.29% | Add |
| 3 | AGG | Ishares Core U.s. Aggregate | 0% | +10.56% | Add |
| 4 | AAPL | Apple INC | 0% | +2.33% | Add |
| 5 | BTZ | Blackrock Credit Allocation | 0% | +11.11% | Add |
| 6 | XAWFX | Alliancebernstein Gl Hi INC | 0% | +12.44% | Add |
| 7 | HYT | Blackrock CORP Hi Yld | 0% | +12.14% | Add |
| 8 | ADX | Adams Diversified Equity | 0% | +10.63% | Add |
| 9 | VZ | Verizon Communications INC | — | +4.59% | Add |
| 10 | CSQ | Calamos Strat Ttl Rtrn Fnd | — | +11.14% | Add |
| 11 | ARCC | Ares Capital CORP | 0% | — | Unchanged |
| 12 | SLRC | Slr Investment CORP | 0% | +6.13% | Add |
| 13 | TEI | Templeton Emrg Mkts INC | 0% | +12.19% | Add |
| 14 | IBM | Intl Business Machines CORP | -0.1% | +1.28% | Add |
| 15 | CODI | Compass Diversified Holdings | -0.1% | +0.01% | Add |
| 16 | LAB 2.75 02-01-34 | Standard Biotools INC | -0.1% | -17.27% | Trim |
| 17 | XOM | Exxon Mobil CORP | -0.1% | +4.42% | Add |
| 18 | CVX | Chevron CORP | -0.1% | +3.43% | Add |
| 19 | PSEC | Prospect Capital CORP | -0.2% | +2.10% | Add |
| 20 | REM | Ishares Mortgage Real Estate | -0.2% | +0.02% | Add |
| 21 | PBI | Pitney Bowes INC | -0.3% | — | Unchanged |
| 22 | ✓ | Pdl Biopharma INC Com | -0.3% | -4.28% | Trim |
| 23 | EFA | Ishares Msci Eafe ETF | -0.4% | -23.74% | Trim |
| 24 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.4% | -23.16% | Trim |
| 25 | ✓ | Oaktree Specialty Lending Corp | -0.4% | +1.63% | Add |
| 26 | HTGC 4.375 02-01-22 | Hercules Capital INC | -1.1% | -2.01% | Trim |
| 27 | PSEC 4.95 07-15-22 | Prospect Capital CORP | -1.4% | -2.16% | Trim |
| 28 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | -4.9% | -1.54% | Trim |
| 29 | 35OB | Sculptor Capital Management | — | NEW | New buy |
| 30 | VWO | Vanguard Ftse Emerging Marke | — | EXIT | Sold out |
| 31 | ✓ | Blackstone Inc. | — | EXIT | Sold out |
| 32 | APOEUR | Apollo Asset Management INC | — | NEW | New buy |
| 33 | APO | Apollo Global Management, Inc. | — | EXIT | Sold out |
| 34 | ✓ | John Hancock T/a Dvd Income | — | NEW | New buy |
| 35 | OAK | Oaktree Capital Group LLC | — | EXIT | Sold out |
| 36 | ✓ | Eaton Vance Tax Advt Div INC | — | NEW | New buy |
| 37 | BIT | Blackrock Multi-sector INC | — | NEW | New buy |
| 38 | ✓ | — | NEW | New buy |