CIK: 0001180391
Total reported value
$32.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 25.84% | — | -1.81% | |
| 2 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 14.69% | — | -1.20% | |
| 3 | PSEC 4.95 07-15-22 | Prospect Capital CORP | Stock-Other | 13.84% | — | -7.78% | |
| 4 | HTGC 4.375 02-01-22 | Hercules Capital INC | Stock-Financials | 11.40% | — | -1.54% | |
| 5 | EZPW 2.375 05-01-25 | Ezcorp INC | Stock-Other | 6.51% | — | — | |
| 6 | ✓ | Oaktree Specialty Lending Corp | Stock-Other | 3.16% | — | +0.03% | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.90% | — | -32.18% | |
| 8 | PSEC | Prospect Capital CORP | Stock-Other | 2.44% | — | +0.05% | |
| 9 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.76% | — | +0.02% | |
| 10 | IBM | Intl Business Machines CORP | Stock-Tech | 1.60% | — | — | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.35% | +0.48% | — | |
| 12 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.31% | — | +0.10% | |
| 13 | EFA | Ishares Msci Eafe ETF | ETF-Other | 1.24% | — | — | |
| 14 | ✓ | Blackstone Inc. | Stock-Other | 1.06% | — | +0.01% | |
| 15 | CODI | Compass Diversified Holdings | Stock-Other | 0.91% | — | +0.02% | |
| 16 | SLRC | Slr Investment CORP | Stock-Other | 0.83% | — | +0.10% | |
| 17 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.82% | — | +0.20% | |
| 18 | AAPL | Apple INC | Stock-Tech | 0.81% | — | +0.06% | |
| 19 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.70% | +0.20% | +0.18% | |
| 20 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.69% | +0.21% | +0.23% | |
| 21 | CVX | Chevron CORP | Stock-Energy | 0.68% | — | +0.04% | |
| 22 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 0.66% | +0.23% | +0.20% | |
| 23 | ✓ | Pdl Biopharma INC Com | Stock-Other | 0.65% | — | — | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 0.61% | — | +0.03% | |
| 25 | OAK | Oaktree Capital Group LLC | Stock-Other | 0.53% | — | -78.87% | |
| 26 | VZ | Verizon Communications INC | Stock-Comm Services | 0.52% | — | +0.05% | |
| 27 | PBI | Pitney Bowes INC | Stock-Other | 0.46% | — | — | |
| 28 | ARCC | Ares Capital CORP | Stock-Financials | 0.45% | — | — | |
| 29 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 0.45% | +0.19% | +0.21% | |
| 30 | ADX | Adams Diversified Equity | Stock-Other | 0.44% | +0.25% | +0.03% | |
| 31 | TEI | Templeton Emrg Mkts INC | Stock-Other | 0.39% | -0.27% | EXIT | |
| 32 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 0.32% | — | -10.90% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DBRG 5 04-15-23 | Digitalbridge Group INC | +3.1% | -1.20% | Trim |
| 2 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | +3.1% | -1.81% | Trim |
| 3 | HTGC 4.375 02-01-22 | Hercules Capital INC | +2.4% | -1.54% | Trim |
| 4 | PSEC 4.95 07-15-22 | Prospect Capital CORP | +2.2% | -7.78% | Trim |
| 5 | ✓ | Oaktree Specialty Lending Corp | +0.8% | +0.03% | Add |
| 6 | PSEC | Prospect Capital CORP | +0.5% | +0.05% | Add |
| 7 | ✓ | Blackstone Inc. | +0.4% | +0.01% | Add |
| 8 | CODI | Compass Diversified Holdings | +0.3% | +0.02% | Add |
| 9 | REM | Ishares Mortgage Real Estate | +0.3% | +0.02% | Add |
| 10 | IBM | Intl Business Machines CORP | +0.3% | — | Unchanged |
| 11 | APO | Apollo Global Management, Inc. | +0.3% | +0.20% | Add |
| 12 | VWO | Vanguard Ftse Emerging Marke | +0.3% | +0.10% | Add |
| 13 | AAPL | Apple INC | +0.2% | +0.06% | Add |
| 14 | BTZ | Blackrock Credit Allocation | +0.2% | +0.18% | Add |
| 15 | HYT | Blackrock CORP Hi Yld | +0.2% | +0.23% | Add |
| 16 | SLRC | Slr Investment CORP | +0.2% | +0.10% | Add |
| 17 | CVX | Chevron CORP | +0.2% | +0.04% | Add |
| 18 | XAWFX | Alliancebernstein Gl Hi INC | +0.1% | +0.20% | Add |
| 19 | ADX | Adams Diversified Equity | +0.1% | +0.03% | Add |
| 20 | ARCC | Ares Capital CORP | +0.1% | — | Unchanged |
| 21 | CSQ | Calamos Strat Ttl Rtrn Fnd | +0.1% | +0.21% | Add |
| 22 | PBI | Pitney Bowes INC | +0.1% | — | Unchanged |
| 23 | XOM | Exxon Mobil CORP | +0.1% | +0.03% | Add |
| 24 | VZ | Verizon Communications INC | +0.1% | +0.05% | Add |
| 25 | TEI | Templeton Emrg Mkts INC | +0.1% | +0.23% | Add |
| 26 | LAB 2.75 02-01-34 | Standard Biotools INC | 0% | -10.90% | Trim |
| 27 | ✓ | Pdl Biopharma INC Com | 0% | — | Unchanged |
| 28 | AGG | Ishares Core U.s. Aggregate | -0.4% | -32.18% | Trim |
| 29 | OAK | Oaktree Capital Group LLC | -1.5% | -78.87% | Trim |
| 30 | EZPW 2.125 06-15-19 | Ezcorp INC | — | EXIT | Sold out |
| 31 | ENV 1.75 12-15-19 | Envestnet INC | — | EXIT | Sold out |
| 32 | EZPW 2.375 05-01-25 | Ezcorp INC | — | NEW | New buy |
| 33 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | EXIT | Sold out |
| 34 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 35 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | — | EXIT | Sold out |
| 36 | BND | Vanguard Total Bond Market | — | EXIT | Sold out |
| 37 | EFA | Ishares Msci Eafe ETF | — | NEW | New buy |