CIK: 0001180391
Total reported value
$32.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 22.76% | — | -18.18% | |
| 2 | EZPW 2.125 06-15-19 | Ezcorp INC | Stock-Other | 13.75% | — | -7.05% | |
| 3 | PSEC 4.95 07-15-22 | Prospect Capital CORP | Stock-Other | 11.67% | — | -3.03% | |
| 4 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 11.57% | — | +12.12% | |
| 5 | HTGC 4.375 02-01-22 | Hercules Capital INC | Stock-Financials | 8.97% | — | -2.65% | |
| 6 | ENV 1.75 12-15-19 | Envestnet INC | Stock-Other | 6.01% | — | — | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.32% | — | +57.47% | |
| 8 | ✓ | Oaktree Specialty Lending Corp | Stock-Other | 2.39% | — | +1.22% | |
| 9 | OAK | Oaktree Capital Group LLC | Stock-Other | 1.98% | — | +0.02% | |
| 10 | PSEC | Prospect Capital CORP | Stock-Other | 1.93% | — | +1.41% | |
| 11 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.44% | — | +0.01% | |
| 12 | IBM | Intl Business Machines CORP | Stock-Tech | 1.30% | — | +1.21% | |
| 13 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.08% | — | — | |
| 14 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | ETF-Tech | 1.07% | — | -53.28% | |
| 15 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.04% | — | — | |
| 16 | BND | Vanguard Total Bond Market | ETF-Other | 1.02% | — | — | |
| 17 | SLRC | Slr Investment CORP | Stock-Other | 0.67% | — | +4.16% | |
| 18 | ✓ | Blackstone Inc. | Stock-Other | 0.66% | — | +0.02% | |
| 19 | ✓ | Pdl Biopharma INC Com | Stock-Other | 0.62% | — | +2.41% | |
| 20 | AAPL | Apple INC | Stock-Tech | 0.61% | — | +2.90% | |
| 21 | CODI | Compass Diversified Holdings | Stock-Other | 0.59% | — | +0.01% | |
| 22 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.53% | — | +0.26% | |
| 23 | CVX | Chevron CORP | Stock-Energy | 0.53% | — | +2.51% | |
| 24 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.53% | +0.20% | +9.38% | |
| 25 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.52% | +0.21% | +9.56% | |
| 26 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 0.52% | +0.23% | +9.51% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.51% | — | +2.89% | |
| 28 | VZ | Verizon Communications INC | Stock-Comm Services | 0.43% | — | +2.88% | |
| 29 | PBI | Pitney Bowes INC | Stock-Other | 0.36% | — | — | |
| 30 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 0.34% | +0.19% | +9.25% | |
| 31 | ARCC | Ares Capital CORP | Stock-Financials | 0.34% | — | -28.88% | |
| 32 | ADX | Adams Diversified Equity | Stock-Other | 0.33% | +0.25% | +10.22% | |
| 33 | TEI | Templeton Emrg Mkts INC | Stock-Other | 0.31% | -0.27% | EXIT | |
| 34 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 0.28% | — | -35.27% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DBRG 5 04-15-23 | Digitalbridge Group INC | +1.5% | +12.12% | Add |
| 2 | AGG | Ishares Core U.s. Aggregate | +1.2% | +57.47% | Add |
| 3 | ✓ | Oaktree Specialty Lending Corp | +0.4% | +1.22% | Add |
| 4 | OAK | Oaktree Capital Group LLC | +0.3% | +0.02% | Add |
| 5 | ENV 1.75 12-15-19 | Envestnet INC | +0.3% | — | Unchanged |
| 6 | IBM | Intl Business Machines CORP | +0.2% | +1.21% | Add |
| 7 | ✓ | Pdl Biopharma INC Com | +0.1% | +2.41% | Add |
| 8 | CODI | Compass Diversified Holdings | +0.1% | +0.01% | Add |
| 9 | AAPL | Apple INC | +0.1% | +2.90% | Add |
| 10 | BTZ | Blackrock Credit Allocation | +0.1% | +9.38% | Add |
| 11 | XOM | Exxon Mobil CORP | +0.1% | +2.89% | Add |
| 12 | ✓ | Blackstone Inc. | +0.1% | +0.02% | Add |
| 13 | HYT | Blackrock CORP Hi Yld | +0.1% | +9.56% | Add |
| 14 | XAWFX | Alliancebernstein Gl Hi INC | +0.1% | +9.51% | Add |
| 15 | CSQ | Calamos Strat Ttl Rtrn Fnd | +0.1% | +9.25% | Add |
| 16 | ADX | Adams Diversified Equity | +0.1% | +10.22% | Add |
| 17 | REM | Ishares Mortgage Real Estate | +0.1% | +0.01% | Add |
| 18 | SLRC | Slr Investment CORP | +0.1% | +4.16% | Add |
| 19 | CVX | Chevron CORP | +0.1% | +2.51% | Add |
| 20 | APO | Apollo Global Management, Inc. | +0.1% | +0.26% | Add |
| 21 | TEI | Templeton Emrg Mkts INC | 0% | +8.78% | Add |
| 22 | VZ | Verizon Communications INC | 0% | +2.88% | Add |
| 23 | PSEC | Prospect Capital CORP | — | +1.41% | Add |
| 24 | PBI | Pitney Bowes INC | 0% | — | Unchanged |
| 25 | ARCC | Ares Capital CORP | -0.1% | -28.88% | Trim |
| 26 | LAB 2.75 02-01-34 | Standard Biotools INC | -0.2% | -35.27% | Trim |
| 27 | HTGC 4.375 02-01-22 | Hercules Capital INC | -0.4% | -2.65% | Trim |
| 28 | PSEC 4.95 07-15-22 | Prospect Capital CORP | -0.6% | -3.03% | Trim |
| 29 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | -1.2% | -53.28% | Trim |
| 30 | EZPW 2.125 06-15-19 | Ezcorp INC | -1.4% | -7.05% | Trim |
| 31 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | -3% | -18.18% | Trim |
| 32 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | — | NEW | New buy |
| 33 | VWO | Vanguard Ftse Emerging Marke | — | NEW | New buy |
| 34 | BND | Vanguard Total Bond Market | — | NEW | New buy |
| 35 | ✓ | Och Ziff Cap Mgmt Group | — | EXIT | Sold out |
| 36 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | — | EXIT | Sold out |