Smh Capital Advisors INC — Q4 2018 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q4 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	25.80%	—	-1.89%
2	EZPW 2.125 06-15-19	Ezcorp INC	Stock-Other	15.12%	—	-1.33%
3	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	12.23%	—	-1.24%
4	DBRG 5 04-15-23	Digitalbridge Group INC	Stock-Financials	10.07%	—	—
5	HTGC 4.375 02-01-22	Hercules Capital INC	Stock-Financials	9.35%	—	—
6	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	5.76%	—	—
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.24%	—	+0.31%
8	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.16%	—	-12.86%
9	✓	Oaktree Specialty Lending Corp	Stock-Other	2.02%	—	-1.95%
10	PSEC	Prospect Capital CORP	Stock-Other	1.93%	—	-2.16%
11	OAK	Oaktree Capital Group LLC	Stock-Other	1.66%	—	+0.02%
12	REM	Ishares Mortgage Real Estate	ETF-Other	1.39%	—	+0.04%
13	IBM	Intl Business Machines CORP	Stock-Tech	1.09%	—	-1.75%
14	✓	Och Ziff Cap Mgmt Group	Stock-Other	0.67%	—	+0.02%
15	SLRC	Slr Investment CORP	Stock-Other	0.62%	—	-43.00%
16	✓	Blackstone Inc.	Stock-Other	0.59%	—	-60.50%
17	AAPL	Apple INC	Stock-Tech	0.52%	—	—
18	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	0.51%	—	-93.78%
19	✓	Pdl Biopharma INC Com	Stock-Other	0.49%	—	-11.04%
20	CODI	Compass Diversified Holdings	Stock-Other	0.49%	—	+0.01%
21	APO	Apollo Global Management, Inc.	Stock-Financials	0.48%	—	-64.40%
22	CVX	Chevron CORP	Stock-Energy	0.48%	—	—
23	ARCC	Ares Capital CORP	Stock-Financials	0.46%	—	-60.09%
24	BTZ	Blackrock Credit Allocation	Stock-Other	0.45%	+0.20%	-14.19%
25	HYT	Blackrock CORP Hi Yld	Stock-Other	0.45%	+0.21%	-14.07%
26	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.45%	+0.23%	-14.25%
27	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	0.45%	—	-97.86%
28	XOM	Exxon Mobil CORP	Stock-Energy	0.43%	—	+33.62%
29	VZ	Verizon Communications INC	Stock-Comm Services	0.42%	—	-6.45%
30	PBI	Pitney Bowes INC	Stock-Other	0.38%	—	—
31	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.28%	+0.19%	-12.99%
32	TEI	Templeton Emrg Mkts INC	Stock-Other	0.28%	-0.27%	EXIT
33	ADX	Adams Diversified Equity	Stock-Other	0.27%	+0.25%	-12.35%

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q4 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	+4.1%	-1.89%	Trim
2	EZPW 2.125 06-15-19	Ezcorp INC	+2%	-1.33%	Trim
3	PSEC 4.95 07-15-22	Prospect Capital CORP	+1.4%	-1.24%	Trim
4	ENV 1.75 12-15-19	Envestnet INC	+0.5%	—	Unchanged
5	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.2%	+0.31%	Add
6	OAK	Oaktree Capital Group LLC	+0.2%	+0.02%	Add
7	REM	Ishares Mortgage Real Estate	+0.1%	+0.04%	Add
8	AGG	Ishares Core U.s. Aggregate	+0.1%	-12.86%	Trim
9	XOM	Exxon Mobil CORP	+0.1%	+33.62%	Add
10	✓	Pdl Biopharma INC Com	+0.1%	-11.04%	Trim
11	VZ	Verizon Communications INC	+0.1%	-6.45%	Trim
12	TEI	Templeton Emrg Mkts INC	—	-13.98%	Trim
13	PSEC	Prospect Capital CORP	0%	-2.16%	Trim
14	✓	Oaktree Specialty Lending Corp	0%	-1.95%	Trim
15	XAWFX	Alliancebernstein Gl Hi INC	0%	-14.25%	Trim
16	BTZ	Blackrock Credit Allocation	0%	-14.19%	Trim
17	HYT	Blackrock CORP Hi Yld	-0.1%	-14.07%	Trim
18	CSQ	Calamos Strat Ttl Rtrn Fnd	-0.1%	-12.99%	Trim
19	ADX	Adams Diversified Equity	-0.1%	-12.35%	Trim
20	CODI	Compass Diversified Holdings	-0.1%	+0.01%	Add
21	IBM	Intl Business Machines CORP	-0.2%	-1.75%	Trim
22	✓	Och Ziff Cap Mgmt Group	-0.2%	+0.02%	Add
23	SLRC	Slr Investment CORP	-0.4%	-43.00%	Trim
24	ARCC	Ares Capital CORP	-0.6%	-60.09%	Trim
25	✓	Blackstone Inc.	-1%	-60.50%	Trim
26	APO	Apollo Global Management, Inc.	-1.1%	-64.40%	Trim
27	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	-6.8%	-93.78%	Trim
28	LAB 2.75 02-01-34	Standard Biotools INC	-16.1%	-97.86%	Trim
29	DBRG 5 04-15-23	Digitalbridge Group INC	—	NEW	New buy
30	HTGC 4.375 02-01-22	Hercules Capital INC	—	NEW	New buy
31	APO	Apollo Global Management, Inc.	—	EXIT	Sold out
32	SPY	Ss Spdr S&p 500 ETF Trust-us	—	EXIT	Sold out
33	AAPL	Apple INC	—	NEW	New buy
34	CVX	Chevron CORP	—	NEW	New buy
35	PBI	Pitney Bowes INC	—	NEW	New buy
36	BIT	Blackrock Multi-sector INC	—	EXIT	Sold out