Smh Capital Advisors INC — Q3 2018 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	21.66%	—	-1.52%
2	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	16.56%	—	-1.44%
3	EZPW 2.125 06-15-19	Ezcorp INC	Stock-Other	13.15%	—	-0.63%
4	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	10.81%	—	-0.90%
5	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	7.29%	—	-0.25%
6	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	5.29%	—	—
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	2.07%	—	+23.14%
8	✓	Oaktree Specialty Lending Corp	Stock-Other	2.04%	—	+3.81%
9	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	2.02%	—	+9.45%
10	PSEC	Prospect Capital CORP	Stock-Other	1.94%	—	+3.69%
11	APO	Apollo Global Management, Inc.	Stock-Financials	1.62%	—	-5.19%
12	✓	Blackstone Inc.	Stock-Other	1.61%	—	+0.01%
13	OAK	Oaktree Capital Group LLC	Stock-Other	1.46%	—	-0.36%
14	APO	Apollo Global Management, Inc.	Stock-Financials	1.42%	—	+5.22%
15	REM	Ishares Mortgage Real Estate	ETF-Other	1.28%	—	+0.04%
16	IBM	Intl Business Machines CORP	Stock-Tech	1.24%	—	+2.62%
17	ARCC	Ares Capital CORP	Stock-Financials	1.07%	—	-0.69%
18	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.03%	+0.48%	-10.41%
19	SLRC	Slr Investment CORP	Stock-Other	1.02%	—	+6.64%
20	✓	Och Ziff Cap Mgmt Group	Stock-Other	0.91%	—	-0.01%
21	CODI	Compass Diversified Holdings	Stock-Other	0.61%	—	+0.02%
22	HYT	Blackrock CORP Hi Yld	Stock-Other	0.50%	+0.21%	+27.06%
23	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.49%	+0.23%	+28.95%
24	BTZ	Blackrock Credit Allocation	Stock-Other	0.49%	+0.20%	+28.47%
25	✓	Pdl Biopharma INC Com	Stock-Other	0.42%	—	+12.40%
26	VZ	Verizon Communications INC	Stock-Comm Services	0.36%	—	—
27	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.35%	+0.19%	+20.86%
28	ADX	Adams Diversified Equity	Stock-Other	0.35%	+0.25%	+21.82%
29	XOM	Exxon Mobil CORP	Stock-Energy	0.34%	—	—
30	BIT	Blackrock Multi-sector INC	Stock-Other	0.30%	-0.34%	EXIT
31	TEI	Templeton Emrg Mkts INC	Stock-Other	0.28%	-0.27%	EXIT

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	+2.3%	-1.52%	Trim
2	LAB 2.75 02-01-34	Standard Biotools INC	+1.7%	-1.44%	Trim
3	PSEC 4.95 07-15-22	Prospect Capital CORP	+0.7%	-0.90%	Trim
4	ENV 1.75 12-15-19	Envestnet INC	+0.5%	—	Unchanged
5	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	+0.5%	-0.25%	Trim
6	AGG	Ishares Core U.s. Aggregate	+0.5%	+23.14%	Add
7	EZPW 2.125 06-15-19	Ezcorp INC	+0.3%	-0.63%	Trim
8	✓	Blackstone Inc.	+0.3%	+0.01%	Add
9	PSEC	Prospect Capital CORP	+0.3%	+3.69%	Add
10	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.3%	+9.45%	Add
11	✓	Oaktree Specialty Lending Corp	+0.3%	+3.81%	Add
12	IBM	Intl Business Machines CORP	+0.2%	+2.62%	Add
13	SLRC	Slr Investment CORP	+0.2%	+6.64%	Add
14	XAWFX	Alliancebernstein Gl Hi INC	+0.1%	+28.95%	Add
15	BTZ	Blackrock Credit Allocation	+0.1%	+28.47%	Add
16	HYT	Blackrock CORP Hi Yld	+0.1%	+27.06%	Add
17	APO	Apollo Global Management, Inc.	+0.1%	-5.19%	Trim
18	APO	Apollo Global Management, Inc.	+0.1%	+5.22%	Add
19	✓	Pdl Biopharma INC Com	+0.1%	+12.40%	Add
20	ADX	Adams Diversified Equity	+0.1%	+21.82%	Add
21	OAK	Oaktree Capital Group LLC	+0.1%	-0.36%	Trim
22	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	+20.86%	Add
23	ARCC	Ares Capital CORP	+0.1%	-0.69%	Trim
24	REM	Ishares Mortgage Real Estate	+0.1%	+0.04%	Add
25	TEI	Templeton Emrg Mkts INC	+0.1%	+29.32%	Add
26	CODI	Compass Diversified Holdings	+0.1%	+0.02%	Add
27	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-10.41%	Trim
28	✓	Och Ziff Cap Mgmt Group	-0.2%	-0.01%	Trim
29	DBRG 5 04-15-23	Digitalbridge Group INC	—	EXIT	Sold out
30	✓	KKR & Co. Inc.	—	EXIT	Sold out
31	VZ	Verizon Communications INC	—	NEW	New buy
32	XOM	Exxon Mobil CORP	—	NEW	New buy
33	BIT	Blackrock Multi-sector INC	—	NEW	New buy