CIK: 0001180391
Total reported value
$32.9M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | Stock-Other | 19.35% | — | -3.96% | |
| 2 | LAB 2.75 02-01-34 | Standard Biotools INC | Stock-Other | 14.82% | — | -3.53% | |
| 3 | EZPW 2.125 06-15-19 | Ezcorp INC | Stock-Other | 12.81% | — | -2.03% | |
| 4 | PSEC 4.95 07-15-22 | Prospect Capital CORP | Stock-Other | 10.13% | — | +0.58% | |
| 5 | DBRG 5 04-15-23 | Digitalbridge Group INC | Stock-Financials | 9.04% | — | +32.67% | |
| 6 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | Stock-Other | 6.80% | — | -0.51% | |
| 7 | ENV 1.75 12-15-19 | Envestnet INC | Stock-Other | 4.77% | — | — | |
| 8 | ✓ | Oaktree Specialty Lending Corp | Stock-Other | 1.79% | — | +0.86% | |
| 9 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | ETF-Tech | 1.72% | — | — | |
| 10 | PSEC | Prospect Capital CORP | Stock-Other | 1.62% | — | +0.72% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.60% | — | +5.89% | |
| 12 | APO | Apollo Global Management, Inc. | Stock-Financials | 1.49% | — | +0.05% | |
| 13 | OAK | Oaktree Capital Group LLC | Stock-Other | 1.36% | — | +0.02% | |
| 14 | APO | Apollo Global Management, Inc. | Stock-Financials | 1.31% | — | +0.54% | |
| 15 | ✓ | Blackstone Inc. | Stock-Other | 1.29% | — | +0.00% | |
| 16 | REM | Ishares Mortgage Real Estate | ETF-Other | 1.20% | — | -23.59% | |
| 17 | ✓ | KKR & Co. Inc. | Stock-Other | 1.18% | — | -21.59% | |
| 18 | ✓ | Och Ziff Cap Mgmt Group | Stock-Other | 1.12% | — | +0.01% | |
| 19 | IBM | Intl Business Machines CORP | Stock-Tech | 1.06% | — | +2.53% | |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.02% | +0.48% | +0.65% | |
| 21 | ARCC | Ares Capital CORP | Stock-Financials | 0.98% | — | -0.30% | |
| 22 | SLRC | Slr Investment CORP | Stock-Other | 0.86% | — | -57.79% | |
| 23 | CODI | Compass Diversified Holdings | Stock-Other | 0.54% | — | +0.02% | |
| 24 | HYT | Blackrock CORP Hi Yld | Stock-Other | 0.37% | +0.21% | +5.43% | |
| 25 | BTZ | Blackrock Credit Allocation | Stock-Other | 0.36% | +0.20% | +5.62% | |
| 26 | XAWFX | Alliancebernstein Gl Hi INC | Stock-Other | 0.35% | +0.23% | +5.67% | |
| 27 | ✓ | Pdl Biopharma INC Com | Stock-Other | 0.32% | — | +3.28% | |
| 28 | CSQ | Calamos Strat Ttl Rtrn Fnd | Stock-Other | 0.26% | +0.19% | +4.08% | |
| 29 | ADX | Adams Diversified Equity | Stock-Other | 0.25% | +0.25% | — | |
| 30 | TEI | Templeton Emrg Mkts INC | Stock-Other | 0.21% | -0.27% | EXIT |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DBRG 5 04-15-23 | Digitalbridge Group INC | +2.7% | +32.67% | Add |
| 2 | ✓ | Oaktree Specialty Lending Corp | +0.3% | +0.86% | Add |
| 3 | ARI 5.5 03-15-19 | Apollo Cmmrl Real Est Fi | +0.3% | -0.51% | Trim |
| 4 | PSEC 4.95 07-15-22 | Prospect Capital CORP | +0.3% | +0.58% | Add |
| 5 | APO | Apollo Global Management, Inc. | +0.2% | +0.05% | Add |
| 6 | APO | Apollo Global Management, Inc. | +0.2% | +0.54% | Add |
| 7 | AGG | Ishares Core U.s. Aggregate | +0.1% | +5.89% | Add |
| 8 | PSEC | Prospect Capital CORP | +0.1% | +0.72% | Add |
| 9 | OAK | Oaktree Capital Group LLC | +0.1% | +0.02% | Add |
| 10 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +0.65% | Add |
| 11 | ARCC | Ares Capital CORP | +0.1% | -0.30% | Trim |
| 12 | ✓ | Blackstone Inc. | +0.1% | +0.00% | Add |
| 13 | CODI | Compass Diversified Holdings | +0.1% | +0.02% | Add |
| 14 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | +4.08% | Add |
| 15 | ENV 1.75 12-15-19 | Envestnet INC | 0% | — | Unchanged |
| 16 | HYT | Blackrock CORP Hi Yld | 0% | +5.43% | Add |
| 17 | XAWFX | Alliancebernstein Gl Hi INC | 0% | +5.67% | Add |
| 18 | BTZ | Blackrock Credit Allocation | 0% | +5.62% | Add |
| 19 | ✓ | KKR & Co. Inc. | 0% | -21.59% | Trim |
| 20 | TEI | Templeton Emrg Mkts INC | — | +5.69% | Add |
| 21 | IBM | Intl Business Machines CORP | 0% | +2.53% | Add |
| 22 | ✓ | Pdl Biopharma INC Com | -0.1% | +3.28% | Add |
| 23 | EZPW 2.125 06-15-19 | Ezcorp INC | -0.1% | -2.03% | Trim |
| 24 | REM | Ishares Mortgage Real Estate | -0.3% | -23.59% | Trim |
| 25 | ✓ | Och Ziff Cap Mgmt Group | -0.4% | +0.01% | Add |
| 26 | LAB 2.75 02-01-34 | Standard Biotools INC | -0.6% | -3.53% | Trim |
| 27 | SLRC | Slr Investment CORP | -1.1% | -57.79% | Trim |
| 28 | PDLI 2.75 12-01-21 | Pdl Biopharma INC | -1.9% | -3.96% | Trim |
| 29 | QNDX | State Street SPDR Portfolio Nasdaq 100 ETF | — | NEW | New buy |
| 30 | VWO | Vanguard Ftse Emerging Marke | — | EXIT | Sold out |
| 31 | EFA | Ishares Msci Eafe ETF | — | EXIT | Sold out |
| 32 | PRU | Prudential Financial, Inc. | — | EXIT | Sold out |
| 33 | ADX | Adams Diversified Equity | — | NEW | New buy |