Smh Capital Advisors INC — Q1 2018 13F Holdings

Name: Smh Capital Advisors INC — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001180391

Total reported value

$32.9M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDLI 2.75 12-01-21	Pdl Biopharma INC	Stock-Other	21.27%	—	+0.38%
2	LAB 2.75 02-01-34	Standard Biotools INC	Stock-Other	15.42%	—	+0.19%
3	EZPW 2.125 06-15-19	Ezcorp INC	Stock-Other	12.94%	—	-0.15%
4	PSEC 4.95 07-15-22	Prospect Capital CORP	Stock-Other	9.87%	—	-1.57%
5	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	Stock-Other	6.51%	—	—
6	DBRG 5 04-15-23	Digitalbridge Group INC	Stock-Financials	6.38%	—	-0.07%
7	ENV 1.75 12-15-19	Envestnet INC	Stock-Other	4.74%	—	—
8	SLRC	Slr Investment CORP	Stock-Other	1.93%	—	+0.23%
9	PSEC	Prospect Capital CORP	Stock-Other	1.49%	—	+0.32%
10	✓	Oaktree Specialty Lending Corp	Stock-Other	1.49%	—	+0.35%
11	✓	Och Ziff Cap Mgmt Group	Stock-Other	1.48%	—	+0.02%
12	REM	Ishares Mortgage Real Estate	ETF-Other	1.47%	—	+0.01%
13	AGG	Ishares Core U.s. Aggregate	ETF-Other	1.46%	—	+1.94%
14	APO	Apollo Global Management, Inc.	Stock-Financials	1.32%	—	+0.08%
15	OAK	Oaktree Capital Group LLC	Stock-Other	1.26%	—	+0.02%
16	✓	Blackstone Inc.	Stock-Other	1.22%	—	+0.01%
17	✓	KKR & Co. Inc.	Stock-Other	1.17%	—	+0.01%
18	APO	Apollo Global Management, Inc.	Stock-Financials	1.16%	—	+0.36%
19	IBM	Intl Business Machines CORP	Stock-Tech	1.08%	—	—
20	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.97%	—	-0.58%
21	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.94%	+0.48%	-0.48%
22	EFA	Ishares Msci Eafe ETF	ETF-Other	0.91%	—	-0.59%
23	ARCC	Ares Capital CORP	Stock-Financials	0.90%	—	+0.04%
24	CODI	Compass Diversified Holdings	Stock-Other	0.49%	—	+0.01%
25	✓	Pdl Biopharma INC Com	Stock-Other	0.37%	—	+0.98%
26	HYT	Blackrock CORP Hi Yld	Stock-Other	0.34%	+0.21%	+2.13%
27	BTZ	Blackrock Credit Allocation	Stock-Other	0.34%	+0.20%	+2.23%
28	XAWFX	Alliancebernstein Gl Hi INC	Stock-Other	0.33%	+0.23%	+2.09%
29	PRU	Prudential Financial, Inc.	Stock-Financials	0.33%	—	+2.48%
30	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.22%	+0.19%	+1.85%
31	TEI	Templeton Emrg Mkts INC	Stock-Other	0.21%	-0.27%	EXIT

Holding changes this quarter

Position changes disclosed by Smh Capital Advisors INC for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Pdl Biopharma INC Com	—	+0.98%	Add
2	TEI	Templeton Emrg Mkts INC	0%	+0.87%	Add
3	CSQ	Calamos Strat Ttl Rtrn Fnd	0%	+1.85%	Add
4	✓	Och Ziff Cap Mgmt Group	0%	+0.02%	Add
5	PRU	Prudential Financial, Inc.	0%	+2.48%	Add
6	BTZ	Blackrock Credit Allocation	0%	+2.23%	Add
7	HYT	Blackrock CORP Hi Yld	0%	+2.13%	Add
8	XAWFX	Alliancebernstein Gl Hi INC	-0.1%	+2.09%	Add
9	CODI	Compass Diversified Holdings	-0.1%	+0.01%	Add
10	VWO	Vanguard Ftse Emerging Marke	-0.1%	-0.58%	Trim
11	ARCC	Ares Capital CORP	-0.1%	+0.04%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-0.48%	Trim
13	EFA	Ishares Msci Eafe ETF	-0.1%	-0.59%	Trim
14	✓	Blackstone Inc.	-0.1%	+0.01%	Add
15	AGG	Ishares Core U.s. Aggregate	-0.1%	+1.94%	Add
16	ENV 1.75 12-15-19	Envestnet INC	-0.1%	—	Unchanged
17	✓	KKR & Co. Inc.	-0.2%	+0.01%	Add
18	SLRC	Slr Investment CORP	-0.2%	+0.23%	Add
19	PSEC	Prospect Capital CORP	-0.2%	+0.32%	Add
20	APO	Apollo Global Management, Inc.	-0.2%	+0.36%	Add
21	OAK	Oaktree Capital Group LLC	-0.2%	+0.02%	Add
22	REM	Ishares Mortgage Real Estate	-0.2%	+0.01%	Add
23	APO	Apollo Global Management, Inc.	-0.3%	+0.08%	Add
24	✓	Oaktree Specialty Lending Corp	-0.4%	+0.35%	Add
25	PDLI 2.75 12-01-21	Pdl Biopharma INC	-0.6%	+0.38%	Add
26	EZPW 2.125 06-15-19	Ezcorp INC	-0.9%	-0.15%	Trim
27	LAB 2.75 02-01-34	Standard Biotools INC	-1%	+0.19%	Add
28	PSEC 4.95 07-15-22	Prospect Capital CORP	-1.1%	-1.57%	Trim
29	DBRG 5 04-15-23	Digitalbridge Group INC	-1.3%	-0.07%	Trim
30	ARI 5.5 03-15-19	Apollo Cmmrl Real Est Fi	—	NEW	New buy
31	IBM	Intl Business Machines CORP	—	NEW	New buy