CIK: 0001278960
Total reported value
$698.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Plug Power Inc | Stock-Other | 11.32% | — | — | |
| 2 | TSLAEN 0 12-01-20 | Tesla Energy Operations | Stock-Other | 8.01% | — | -10.00% | |
| 3 | STNG 3 05-15-22 | Scorpio Tankers INC | Stock-Other | 3.81% | — | -48.68% | |
| 4 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | Stock-Other | 3.79% | — | -16.28% | |
| 5 | ECPG 3.25 03-15-22 | Encore Capital Group INC | Stock-Other | 3.72% | — | +34.93% | |
| 6 | TK 5 01-15-23 | Teekay CORP | Stock-Other | 3.59% | — | -12.44% | |
| 7 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | Stock-Other | 3.43% | — | -0.78% | |
| 8 | INFN 2.125 09-01-24 | Infinera CORP | Stock-Other | 3.30% | — | -53.61% | |
| 9 | ✓ | Infinera Corp | Stock-Other | 3.28% | — | — | |
| 10 | ✓ | Black Ridge Acquisition CORP | Stock-Other | 2.98% | — | — | |
| 11 | WMGI 1.625 06-15-23 | Wright Medical Group INC | Stock-Other | 2.95% | — | — | |
| 12 | PATK 1 02-01-23 | Patrick Industries INC | Stock-Consumer Disc | 2.68% | — | +4.61% | |
| 13 | ✓ | Gtls | Stock-Other | 2.60% | — | -45.83% | |
| 14 | MX 5 03-01-21 | Magnachip Semiconductor | Stock-Other | 2.58% | — | -11.46% | |
| 15 | IVC 5 11-15-24 * | Invacare CORP | Stock-Other | 2.45% | — | — | |
| 16 | ✓ | PetIQ Inc | Stock-Other | 2.33% | — | — | |
| 17 | CHGG 0.125 03-15-25 | Chegg INC | Stock-Consumer Staples | 2.28% | — | — | |
| 18 | SYNA 0.5 06-15-22 | Synaptics INC | Stock-Other | 2.24% | — | -41.38% | |
| 19 | RPD 1.25 08-01-23 | Rapid7 INC | Stock-Other | 2.09% | — | — | |
| 20 | GLNG 2.75 02-15-22 | Golar Lng LTD | Stock-Energy | 2.02% | — | -70.67% | |
| 21 | ATI 4.75 07-01-22 | Allegheny Technologies | Stock-Industrials | 1.85% | — | — | |
| 22 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | Stock-Materials | 1.83% | — | +101.31% | |
| 23 | VIAV 1 03-01-24 | Viavi Solutions INC | Stock-Tech | 1.79% | — | -10.29% | |
| 24 | ✓ | Harmonic Inc | Stock-Other | 1.64% | — | — | |
| 25 | PANW 0.75 07-01-23 | Palo Alto Networks | Stock-Tech | 1.60% | — | +100.00% | |
| 26 | ✓ | RealReal Inc | Stock-Other | 1.59% | — | — | |
| 27 | ✓ | Invitae CORP | Stock-Other | 1.51% | — | — | |
| 28 | ✓ | National Vision Holdings | Stock-Other | 1.48% | — | — | |
| 29 | TISI 5 08-01-23 | Team INC | Stock-Other | 1.48% | — | -35.43% | |
| 30 | ✓ | Bandwidth INC (band) 144a - 10 | Stock-Other | 1.29% | — | — | |
| 31 | PS 0.375 03-01-24 | Pluralsight INC | Stock-Other | 1.26% | — | — | |
| 32 | TVTX 2.5 09-15-25 | Travere Therapeutics INC | Stock-Other | 1.22% | — | -14.29% | |
| 33 | ✓ | 1Life Healthcare Inc (Pending) | Stock-Other | 1.18% | — | — | |
| 34 | MNDT 0.875 06-01-24 | Mandiant INC | Stock-Other | 1.12% | — | — | |
| 35 | ✓ | Pagerduty, INC. | Stock-Other | 0.98% | — | — | |
| 36 | NEWR 0.5 05-01-23 | New Relic INC | Stock-Other | 0.96% | — | +48.75% | |
| 37 | ✓ | Par Technology Corp | Stock-Other | 0.81% | — | — | |
| 38 | TLGT 4.75 05-01-23 | Teligent INC | Stock-Other | 0.71% | — | — | |
| 39 | ATSG 1.125 10-15-24 | Air Transport Services G | Stock-Other | 0.70% | — | — | |
| 40 | ✓ | Workiva INC | Stock-Other | 0.68% | — | — | |
| 41 | KIN1USD | Kindred Biosciences INC | Stock-Other | 0.65% | — | +10.28% | |
| 42 | 6SS | Servicesource International | Stock-Other | 0.54% | — | -21.22% | |
| 43 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | Stock-Energy | 0.40% | — | — | |
| 44 | XERS 5 07-15-25 | Xeris Biopharma Holdings | Stock-Other | 0.37% | — | — | |
| 45 | ICPT 2 05-15-26 | Intercept Pharmas | Stock-Other | 0.27% | — | — | |
| 46 | ASPN | Aspen Aerogels INC | Stock-Other | 0.21% | — | -42.55% | |
| 47 | RDNW | Ridenow Group INC | Stock-Other | 0.20% | — | — | |
| 48 | ✓ | Contura Energy INC | Stock-Other | 0.08% | — | -59.27% | |
| 49 | LAB | Standard Biotools INC | Stock-Other | 0.07% | — | -81.37% | |
| 50 | HLIT | Harmonic INC | Stock-Other | 0.03% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TSLAEN 0 12-01-20 | Tesla Energy Operations | +4.2% | -10.00% | Trim |
| 2 | ECPG 3.25 03-15-22 | Encore Capital Group INC | +1.6% | +34.93% | Add |
| 3 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | +1.2% | +101.31% | Add |
| 4 | PANW 0.75 07-01-23 | Palo Alto Networks | +1% | +100.00% | Add |
| 5 | AAWW 1.875 06-01-24 | Atlas Air Worldwide Hldg | +1% | -0.78% | Trim |
| 6 | PATK 1 02-01-23 | Patrick Industries INC | +0.9% | +4.61% | Add |
| 7 | TK 5 01-15-23 | Teekay CORP | +0.1% | -12.44% | Trim |
| 8 | ✓ | Gtls | -0.5% | -45.83% | Trim |
| 9 | AMRSEUR | Amyris INC | -0.6% | -98.25% | Trim |
| 10 | TISI 5 08-01-23 | Team INC | -0.7% | -35.43% | Trim |
| 11 | SYNA 0.5 06-15-22 | Synaptics INC | -1% | -41.38% | Trim |
| 12 | STNG 3 05-15-22 | Scorpio Tankers INC | -2.3% | -48.68% | Trim |
| 13 | INFN 2.125 09-01-24 | Infinera CORP | -2.8% | -53.61% | Trim |
| 14 | GLNG 2.75 02-15-22 | Golar Lng LTD | -3.3% | -70.67% | Trim |
| 15 | ✓ | Plug Power Inc | — | NEW | New buy |
| 16 | PLUG 5.5 03-15-23 | Plug Power INC | — | EXIT | Sold out |
| 17 | OSIS 1.25 09-01-22 | Osi Systems INC | — | EXIT | Sold out |
| 18 | WDAY 0.25 10-01-22 | Workday INC | — | EXIT | Sold out |
| 19 | TSLA 2 05-15-24 | Tesla INC | — | EXIT | Sold out |
| 20 | DY 0.75 09-15-21 | Dycom Industries INC | — | EXIT | Sold out |
| 21 | ✓ | Pluralsight INC | — | EXIT | Sold out |
| 22 | ✓ | Infinera Corp | — | NEW | New buy |
| 23 | MDCOUSD | Medicines Company | — | EXIT | Sold out |
| 24 | ✓ | Black Ridge Acquisition CORP | — | NEW | New buy |
| 25 | IVC 5 02-15-21 | Invacare CORP | — | EXIT | Sold out |
| 26 | IOTS 4.25 09-15-24 | Renesas Design US INC | — | EXIT | Sold out |
| 27 | IVC 5 11-15-24 * | Invacare CORP | — | NEW | New buy |
| 28 | TTMI 1.75 12-15-20 | Ttm Technologies INC | — | EXIT | Sold out |
| 29 | DISH 2.375 03-15-24 | Dish Network CORP | — | EXIT | Sold out |
| 30 | ✓ | PetIQ Inc | — | NEW | New buy |
| 31 | CHGG 0.125 03-15-25 | Chegg INC | — | NEW | New buy |
| 32 | RPD 1.25 08-01-23 | Rapid7 INC | — | NEW | New buy |
| 33 | STAR 3.125 09-15-22 | Istar INC | — | EXIT | Sold out |
| 34 | ATI 4.75 07-01-22 | Allegheny Technologies | — | NEW | New buy |
| 35 | ✓ | Harmonic Inc | — | NEW | New buy |
| 36 | MX | Magnachip Semiconductor CORP | — | EXIT | Sold out |
| 37 | ✓ | RealReal Inc | — | NEW | New buy |
| 38 | AKTSQ | Akoustis Technologies INC | — | EXIT | Sold out |
| 39 | ✓ | Invitae CORP | — | NEW | New buy |
| 40 | ✓ | National Vision Holdings | — | NEW | New buy |
| 41 | ✓ | Bandwidth INC (band) 144a - 10 | — | NEW | New buy |
| 42 | PS 0.375 03-01-24 | Pluralsight INC | — | NEW | New buy |
| 43 | HLIT 4 12-01-20 | Harmonic INC | — | EXIT | Sold out |
| 44 | ✓ | 1Life Healthcare Inc (Pending) | — | NEW | New buy |
| 45 | MNDT 0.875 06-01-24 | Mandiant INC | — | NEW | New buy |
| 46 | ✓ | Pagerduty, INC. | — | NEW | New buy |
| 47 | I 4.5 06-15-25 | Intelsat SA | — | EXIT | Sold out |
| 48 | ✓ | Par Technology Corp | — | NEW | New buy |
| 49 | ATSG 1.125 10-15-24 | Air Transport Services G | — | NEW | New buy |
| 50 | ✓ | Workiva INC | — | NEW | New buy |