CIK: 0001278960
Total reported value
$698.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.29% | +13.96% | NEW | |
| 2 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | Stock-Materials | 7.27% | — | +13.40% | |
| 3 | OSIS 1.25 09-01-22 | Osi Systems INC | Stock-Tech | 5.27% | — | — | |
| 4 | IONS 1 11-15-21 | Ionis Pharmaceuticals In | Stock-Healthcare | 4.70% | — | — | |
| 5 | TISI 5 08-01-23 | Team INC | Stock-Other | 4.66% | — | +31.43% | |
| 6 | STNG 3 05-15-22 | Scorpio Tankers INC | Stock-Other | 4.50% | — | +6.03% | |
| 7 | GLNG 2.75 02-15-22 | Golar Lng LTD | Stock-Energy | 4.29% | — | +2.63% | |
| 8 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 3.59% | — | +167.86% | |
| 9 | INFN 2.125 09-01-24 | Infinera CORP | Stock-Other | 3.52% | — | +19.17% | |
| 10 | NRG 2.75 06-01-48 | Nrg Energy INC | Stock-Utilities | 3.47% | — | — | |
| 11 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | Stock-Other | 2.92% | — | — | |
| 12 | D 7.25 06-01-22 A | Dominion Energy INC | Stock-Utilities | 2.86% | — | — | |
| 13 | ON 1 12-01-20 | On Semiconductor CORP | Stock-Tech | 2.83% | — | +16.68% | |
| 14 | VIAV 1 03-01-24 | Viavi Solutions INC | Stock-Tech | 2.70% | — | -14.71% | |
| 15 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.46% | +9.05% | NEW | |
| 16 | DY 0.75 09-15-21 | Dycom Industries INC | Stock-Industrials | 2.26% | — | +1.90% | |
| 17 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 2.25% | — | -17.84% | |
| 18 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 2.23% | — | -6.32% | |
| 19 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | Stock-Energy | 2.18% | — | -34.94% | |
| 20 | AMRSEUR | Amyris INC | Stock-Other | 2.13% | — | +110.43% | |
| 21 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 2.09% | — | -34.63% | |
| 22 | ECPG 3.25 03-15-22 | Encore Capital Group INC | Stock-Other | 2.09% | — | — | |
| 23 | PATK 1 02-01-23 | Patrick Industries INC | Stock-Consumer Disc | 1.98% | — | -4.61% | |
| 24 | STAR 3.125 09-15-22 | Istar INC | Stock-Other | 1.87% | — | — | |
| 25 | ✓ | Contura Energy INC | Stock-Other | 1.84% | — | +0.09% | |
| 26 | MX 5 03-01-21 | Magnachip Semiconductor | Stock-Other | 1.72% | — | +54.45% | |
| 27 | NXPI 1 12-01-19 | Nxp Semiconductor NV | Stock-Tech | 1.67% | — | -39.48% | |
| 28 | DISH 2.375 03-15-24 | Dish Network CORP | Stock-Other | 1.39% | — | — | |
| 29 | DISH 3.375 08-15-26 | Dish Network CORP | Stock-Other | 1.23% | — | — | |
| 30 | TK 5 01-15-23 | Teekay CORP | Stock-Other | 1.21% | — | — | |
| 31 | TLGT 4.75 05-01-23 | Teligent INC | Stock-Other | 1.14% | — | +12.41% | |
| 32 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 0.96% | — | — | |
| 33 | VSTM 5 11-01-48 | Verastem INC | Stock-Other | 0.85% | — | +0.51% | |
| 34 | KIN1USD | Kindred Biosciences INC | Stock-Other | 0.67% | — | +1.90% | |
| 35 | MX | Magnachip Semiconductor CORP | Stock-Other | 0.65% | — | -20.54% | |
| 36 | AKTSQ | Akoustis Technologies INC | Stock-Other | 0.57% | — | -30.09% | |
| 37 | ✓ | B Riley Principal Merger Cor | Stock-Other | 0.43% | — | — | |
| 38 | SENS1GBP | Senseonics Holdings INC | Stock-Other | 0.38% | — | +4.44% | |
| 39 | ✓ | Trinity Merger CORP | Stock-Other | 0.34% | — | — | |
| 40 | ✓ | Gordon Pointe Acquisition Co | Stock-Other | 0.29% | — | — | |
| 41 | ZNGAEUR | Zynga INC - Cl A | Stock-Other | 0.27% | — | — | |
| 42 | 6SS | Servicesource International | Stock-Other | 0.26% | — | — | |
| 43 | NIHDEUR | Nii Holdings INC | Stock-Other | 0.24% | — | -19.15% | |
| 44 | IVCUSD | Invacare CORP | Stock-Other | 0.13% | — | — | |
| 45 | ASCMA | Ascent Capital Group Inc-a | Stock-Other | 0.11% | — | — | |
| 46 | SNY | Sanofi | Stock-Healthcare | 0.06% | — | — | |
| 47 | INFNEUR | Infinera CORP | Stock-Other | 0.05% | — | — | |
| 48 | ✓ | Teligent INC | Stock-Other | 0.03% | — | — | |
| 49 | AMRQQ | Alta Mesa Resources Inc-a | Stock-Other | 0.03% | — | — | |
| 50 | RMBLGBP | Rumbleon Inc-b | Stock-Other | 0.02% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OSIS 1.25 09-01-22 | Osi Systems INC | +5.3% | NEW | New buy |
| 2 | IONS 1 11-15-21 | Ionis Pharmaceuticals In | +4.7% | NEW | New buy |
| 3 | NRG 2.75 06-01-48 | Nrg Energy INC | +3.5% | NEW | New buy |
| 4 | D 7.25 06-01-22 A | Dominion Energy INC | +2.9% | NEW | New buy |
| 5 | MDCO 2.5 01-15-22 | Medicines Company | +2.4% | +167.86% | Add |
| 6 | STAR 3.125 09-15-22 | Istar INC | +1.9% | NEW | New buy |
| 7 | AMRSEUR | Amyris INC | +1.5% | +110.43% | Add |
| 8 | DISH 2.375 03-15-24 | Dish Network CORP | +1.4% | NEW | New buy |
| 9 | DISH 3.375 08-15-26 | Dish Network CORP | +1.2% | NEW | New buy |
| 10 | TK 5 01-15-23 | Teekay CORP | +1.2% | NEW | New buy |
| 11 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | +0.7% | +13.40% | Add |
| 12 | MX 5 03-01-21 | Magnachip Semiconductor | +0.7% | +54.45% | Add |
| 13 | TISI 5 08-01-23 | Team INC | +0.6% | +31.43% | Add |
| 14 | STNG 3 05-15-22 | Scorpio Tankers INC | +0.6% | +6.03% | Add |
| 15 | ✓ | B Riley Principal Merger Cor | +0.4% | NEW | New buy |
| 16 | ZNGAEUR | Zynga INC - Cl A | +0.3% | NEW | New buy |
| 17 | ON 1 12-01-20 | On Semiconductor CORP | +0.2% | +16.68% | Add |
| 18 | IVCUSD | Invacare CORP | +0.1% | NEW | New buy |
| 19 | ECPG 3.25 03-15-22 | Encore Capital Group INC | +0.1% | — | Unchanged |
| 20 | ASCMA | Ascent Capital Group Inc-a | +0.1% | NEW | New buy |
| 21 | INFNEUR | Infinera CORP | +0.1% | NEW | New buy |
| 22 | ✓ | Teligent INC | 0% | NEW | New buy |
| 23 | MX | Magnachip Semiconductor CORP | 0% | -20.54% | Trim |
| 24 | DY 0.75 09-15-21 | Dycom Industries INC | 0% | +1.90% | Add |
| 25 | SENS1GBP | Senseonics Holdings INC | -0.1% | +4.44% | Add |
| 26 | KIN1USD | Kindred Biosciences INC | -0.1% | +1.90% | Add |
| 27 | NIHDEUR | Nii Holdings INC | -0.1% | -19.15% | Trim |
| 28 | SENS 5.25 02-01-23 | Senseonics Holdings INC | -0.1% | — | Unchanged |
| 29 | INFN 2.125 09-01-24 | Infinera CORP | -0.2% | +19.17% | Add |
| 30 | AKTSQ | Akoustis Technologies INC | -0.2% | -30.09% | Trim |
| 31 | TLGT 4.75 05-01-23 | Teligent INC | -0.2% | +12.41% | Add |
| 32 | PATK 1 02-01-23 | Patrick Industries INC | -0.3% | -4.61% | Trim |
| 33 | ✓ | Contura Energy INC | -0.4% | +0.09% | Add |
| 34 | GLNG 2.75 02-15-22 | Golar Lng LTD | -0.4% | +2.63% | Add |
| 35 | VSTM 5 11-01-48 | Verastem INC | -0.5% | +0.51% | Add |
| 36 | VIAV 1 03-01-24 | Viavi Solutions INC | -0.6% | -14.71% | Trim |
| 37 | TTMI 1.75 12-15-20 | Ttm Technologies INC | -0.6% | -6.32% | Trim |
| 38 | IVC 5 02-15-21 | Invacare CORP | -1.1% | -17.84% | Trim |
| 39 | MAT | Mattel INC | -1.1% | EXIT | Sold out |
| 40 | NXPI 1 12-01-19 | Nxp Semiconductor NV | -1.2% | -39.48% | Trim |
| 41 | HLIT 4 12-01-20 | Harmonic INC | -1.3% | -34.63% | Trim |
| 42 | MDCO 2.75 07-15-23 | Medicines Company | -1.4% | EXIT | Sold out |
| 43 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | -1.4% | -34.94% | Trim |
| 44 | RDUS 3 09-01-24 | Radius Health INC | -1.4% | EXIT | Sold out |
| 45 | AKS 5 11-15-19 | Ak Steel CORP | -2.2% | EXIT | Sold out |
| 46 | AMRS 6.5 05-15-19 | Amyris INC | -2.3% | EXIT | Sold out |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | -2.3% | -16.67% | Trim |
| 48 | IWM | Ishares Russell 2000 ETF | -2.8% | -50.00% | Trim |
| 49 | AVID 2 06-15-20 | Avid Technology INC | -3.3% | EXIT | Sold out |
| 50 | UNP | Union Pacific CORP | -4% | EXIT | Sold out |