Silverback Asset Management LLC — Q1 2019 13F Holdings

Name: Silverback Asset Management LLC — 13F Holdings, Q1 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001278960

Total reported value

$698.8M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	11.60%	+13.96%	NEW
2	CLF 1.5 01-15-25	Cleveland-cliffs INC	Stock-Materials	6.55%	—	+14.25%
3	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	5.24%	+9.05%	NEW
4	GLNG 2.75 02-15-22	Golar Lng LTD	Stock-Energy	4.67%	—	+9.62%
5	TISI 5 08-01-23	Team INC	Stock-Other	4.05%	—	+22.47%
6	UNP	Union Pacific CORP	Stock-Industrials	4.01%	—	—
7	STNG 3 05-15-22	Scorpio Tankers INC	Stock-Other	3.91%	—	+3.63%
8	INFN 2.125 09-01-24	Infinera CORP	Stock-Other	3.69%	—	+8.44%
9	VAL 3 01-31-24	Ensco Jersey Finance LTD	Stock-Energy	3.58%	—	+10.25%
10	HLIT 4 12-01-20	Harmonic INC	Stock-Other	3.36%	—	+1.18%
11	IVC 5 02-15-21	Invacare CORP	Stock-Other	3.34%	—	—
12	VIAV 1 03-01-24	Viavi Solutions INC	Stock-Tech	3.28%	—	—
13	AVID 2 06-15-20	Avid Technology INC	Stock-Other	3.27%	—	—
14	FLXN 3.375 05-01-24	Flexion Therapeutics INC	Stock-Other	3.16%	—	—
15	NXPI 1 12-01-19	Nxp Semiconductor NV	Stock-Tech	2.90%	—	—
16	TTMI 1.75 12-15-20	Ttm Technologies INC	Stock-Tech	2.87%	—	-9.12%
17	ON 1 12-01-20	On Semiconductor CORP	Stock-Tech	2.65%	—	-37.50%
18	AMRS 6.5 05-15-19	Amyris INC	Stock-Other	2.31%	—	—
19	DY 0.75 09-15-21	Dycom Industries INC	Stock-Industrials	2.25%	—	—
20	AKS 5 11-15-19	Ak Steel CORP	Stock-Other	2.24%	—	—
21	PATK 1 02-01-23	Patrick Industries INC	Stock-Consumer Disc	2.23%	—	—
22	✓	Contura Energy INC	Stock-Other	2.22%	—	—
23	ECPG 3.25 03-15-22	Encore Capital Group INC	Stock-Other	1.98%	—	—
24	RDUS 3 09-01-24	Radius Health INC	Stock-Other	1.42%	—	-33.33%
25	TLGT 4.75 05-01-23	Teligent INC	Stock-Other	1.38%	—	—
26	MDCO 2.75 07-15-23	Medicines Company	Stock-Other	1.37%	—	—
27	VSTM 5 11-01-48	Verastem INC	Stock-Other	1.31%	—	+288.72%
28	MDCO 2.5 01-15-22	Medicines Company	Stock-Other	1.20%	—	-36.36%
29	MAT	Mattel INC	Stock-Consumer Disc	1.11%	—	+47.10%
30	SENS 5.25 02-01-23	Senseonics Holdings INC	Stock-Other	1.10%	—	—
31	MX 5 03-01-21	Magnachip Semiconductor	Stock-Other	1.00%	—	+195.74%
32	AKTSQ	Akoustis Technologies INC	Stock-Other	0.80%	—	-39.04%
33	KIN1USD	Kindred Biosciences INC	Stock-Other	0.78%	—	+76.56%
34	AMRSEUR	Amyris INC	Stock-Other	0.64%	—	+41.10%
35	MX	Magnachip Semiconductor CORP	Stock-Other	0.63%	—	-44.16%
36	SENS1GBP	Senseonics Holdings INC	Stock-Other	0.47%	—	+21.80%
37	NIHDEUR	Nii Holdings INC	Stock-Other	0.37%	—	+66.08%
38	✓	Trinity Merger CORP	Stock-Other	0.36%	—	—
39	✓	Gordon Pointe Acquisition Co	Stock-Other	0.31%	—	—
40	6SS	Servicesource International	Stock-Other	0.27%	—	—
41	AMRQQ	Alta Mesa Resources Inc-a	Stock-Other	0.06%	—	—
42	SNY	Sanofi	Stock-Healthcare	0.06%	—	—

Holding changes this quarter

Position changes disclosed by Silverback Asset Management LLC for the quarter ending Q1 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+4%	+300.00%	Add
2	CLF 1.5 01-15-25	Cleveland-cliffs INC	+1.5%	+14.25%	Add
3	VSTM 5 11-01-48	Verastem INC	+0.9%	+288.72%	Add
4	TISI 5 08-01-23	Team INC	+0.8%	+22.47%	Add
5	MX 5 03-01-21	Magnachip Semiconductor	+0.7%	+195.74%	Add
6	VAL 3 01-31-24	Ensco Jersey Finance LTD	+0.5%	+10.25%	Add
7	MAT	Mattel INC	+0.5%	+47.10%	Add
8	IVC 5 02-15-21	Invacare CORP	+0.5%	—	Unchanged
9	INFN 2.125 09-01-24	Infinera CORP	+0.3%	+8.44%	Add
10	STNG 3 05-15-22	Scorpio Tankers INC	+0.2%	+3.63%	Add
11	KIN1USD	Kindred Biosciences INC	+0.2%	+76.56%	Add
12	GLNG 2.75 02-15-22	Golar Lng LTD	+0.2%	+9.62%	Add
13	HLIT 4 12-01-20	Harmonic INC	0%	+1.18%	Add
14	FLXN 3.375 05-01-24	Flexion Therapeutics INC	0%	—	Unchanged
15	AVID 2 06-15-20	Avid Technology INC	-0.1%	—	Unchanged
16	AMRSEUR	Amyris INC	-0.2%	+41.10%	Add
17	TTMI 1.75 12-15-20	Ttm Technologies INC	-0.2%	-9.12%	Trim
18	NIHDEUR	Nii Holdings INC	-0.2%	+66.08%	Add
19	AMRQQ	Alta Mesa Resources Inc-a	-0.2%	—	Unchanged
20	TLGT 4.75 05-01-23	Teligent INC	-0.2%	—	Unchanged
21	MX	Magnachip Semiconductor CORP	-0.4%	-44.16%	Trim
22	AKTSQ	Akoustis Technologies INC	-0.4%	-39.04%	Trim
23	✓	Contura Energy INC	-0.5%	—	Unchanged
24	MDCO 2.5 01-15-22	Medicines Company	-0.6%	-36.36%	Trim
25	RDUS 3 09-01-24	Radius Health INC	-0.7%	-33.33%	Trim
26	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.1%	-12.54%	Trim
27	ON 1 12-01-20	On Semiconductor CORP	-1.4%	-37.50%	Trim
28	ASCMA 4 07-15-20	Ascent Capital Group INC	—	EXIT	Sold out
29	UNP	Union Pacific CORP	—	NEW	New buy
30	VIAV 1 03-01-24	Viavi Solutions INC	—	NEW	New buy
31	PODD 1.25 09-15-21	Insulet Corporation	—	EXIT	Sold out
32	NXPI 1 12-01-19	Nxp Semiconductor NV	—	NEW	New buy
33	LAB 2.75 02-01-34 *	Fluidigm CORP	—	EXIT	Sold out
34	DY 0.75 09-15-21	Dycom Industries INC	—	NEW	New buy
35	AKS 5 11-15-19	Ak Steel CORP	—	NEW	New buy
36	PATK 1 02-01-23	Patrick Industries INC	—	NEW	New buy
37	ECPG 3.25 03-15-22	Encore Capital Group INC	—	NEW	New buy
38	Z 2 12-01-21	Zillow INC	—	EXIT	Sold out
39	DISH 3.375 08-15-26	Dish Network CORP	—	EXIT	Sold out
40	MCHP 2.25 02-15-37	Microchip Technology INC	—	EXIT	Sold out
41	NICEIT 1.25 01-15-24	Nice Systems INC	—	EXIT	Sold out
42	MDCO 2.75 07-15-23	Medicines Company	—	NEW	New buy
43	MX 6.625 07-15-21	Magnachip Semiconductor	—	EXIT	Sold out
44	FANG	Diamondback Energy INC	—	EXIT	Sold out
45	KN 3.25 11-01-21	Knowles CORP	—	EXIT	Sold out
46	CLVS 2.5 09-15-21	Clovis Oncology INC	—	EXIT	Sold out
47	VIAV	Viavi Solutions INC	—	EXIT	Sold out
48	XLF	Ss Financial Select Sector	—	EXIT	Sold out
49	NVAX	Novavax, Inc.	—	EXIT	Sold out
50	SD	Sandridge Energy INC	—	EXIT	Sold out