CIK: 0001278960
Total reported value
$698.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.69% | +13.96% | NEW | |
| 2 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | Stock-Materials | 5.07% | — | +65.18% | |
| 3 | ASCMA 4 07-15-20 | Ascent Capital Group INC | Stock-Other | 5.02% | — | +0.92% | |
| 4 | GLNG 2.75 02-15-22 | Golar Lng LTD | Stock-Energy | 4.47% | — | — | |
| 5 | ON 1 12-01-20 | On Semiconductor CORP | Stock-Tech | 4.07% | — | — | |
| 6 | STNG 3 05-15-22 | Scorpio Tankers INC | Stock-Other | 3.67% | — | +31.91% | |
| 7 | PODD 1.25 09-15-21 | Insulet Corporation | Stock-Healthcare | 3.42% | — | — | |
| 8 | INFN 2.125 09-01-24 | Infinera CORP | Stock-Other | 3.39% | — | +13.64% | |
| 9 | AVID 2 06-15-20 | Avid Technology INC | Stock-Other | 3.34% | — | -15.23% | |
| 10 | HLIT 4 12-01-20 | Harmonic INC | Stock-Other | 3.34% | — | +4.40% | |
| 11 | TISI 5 08-01-23 | Team INC | Stock-Other | 3.29% | — | +39.06% | |
| 12 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | Stock-Other | 3.20% | — | — | |
| 13 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | Stock-Energy | 3.05% | — | +103.33% | |
| 14 | TTMI 1.75 12-15-20 | Ttm Technologies INC | Stock-Tech | 3.02% | — | — | |
| 15 | IVC 5 02-15-21 | Invacare CORP | Stock-Other | 2.87% | — | +26.79% | |
| 16 | LAB 2.75 02-01-34 * | Fluidigm CORP | Stock-Other | 2.79% | — | -3.65% | |
| 17 | ✓ | Contura Energy INC | Stock-Other | 2.72% | — | — | |
| 18 | AMRS 6.5 05-15-19 | Amyris INC | Stock-Other | 2.49% | — | +8.01% | |
| 19 | RDUS 3 09-01-24 | Radius Health INC | Stock-Other | 2.11% | — | — | |
| 20 | Z 2 12-01-21 | Zillow INC | Stock-Comm Services | 1.94% | — | -10.82% | |
| 21 | DISH 3.375 08-15-26 | Dish Network CORP | Stock-Other | 1.86% | — | +44.01% | |
| 22 | MCHP 2.25 02-15-37 | Microchip Technology INC | Stock-Tech | 1.80% | — | -33.10% | |
| 23 | NICEIT 1.25 01-15-24 | Nice Systems INC | Stock-Other | 1.78% | — | — | |
| 24 | MDCO 2.5 01-15-22 | Medicines Company | Stock-Other | 1.76% | — | +10.00% | |
| 25 | TLGT 4.75 05-01-23 | Teligent INC | Stock-Other | 1.61% | — | — | |
| 26 | MX 6.625 07-15-21 | Magnachip Semiconductor | Stock-Other | 1.39% | — | — | |
| 27 | FANG | Diamondback Energy INC | Stock-Energy | 1.37% | — | — | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 1.24% | +9.05% | NEW | |
| 29 | AKTSQ | Akoustis Technologies INC | Stock-Other | 1.22% | — | — | |
| 30 | SENS 5.25 02-01-23 | Senseonics Holdings INC | Stock-Other | 1.21% | — | — | |
| 31 | MX | Magnachip Semiconductor CORP | Stock-Other | 1.03% | — | -5.47% | |
| 32 | KN 3.25 11-01-21 | Knowles CORP | Stock-Other | 0.96% | — | — | |
| 33 | AMRSEUR | Amyris INC | Stock-Other | 0.79% | — | +122.46% | |
| 34 | MAT | Mattel INC | Stock-Consumer Disc | 0.63% | — | +126.60% | |
| 35 | KIN1USD | Kindred Biosciences INC | Stock-Other | 0.57% | — | +90.83% | |
| 36 | CLVS 2.5 09-15-21 | Clovis Oncology INC | Stock-Other | 0.55% | — | — | |
| 37 | NIHDEUR | Nii Holdings INC | Stock-Other | 0.54% | — | +37.99% | |
| 38 | VIAV | Viavi Solutions INC | Stock-Tech | 0.45% | +0.48% | NEW | |
| 39 | SENS1GBP | Senseonics Holdings INC | Stock-Other | 0.44% | — | +49.12% | |
| 40 | XLF | Ss Financial Select Sector | ETF-Other | 0.44% | — | — | |
| 41 | ✓ | Trinity Merger CORP | Stock-Other | 0.38% | — | — | |
| 42 | VSTM 5 11-01-48 | Verastem INC | Stock-Other | 0.37% | — | — | |
| 43 | MX 5 03-01-21 | Magnachip Semiconductor | Stock-Other | 0.34% | — | — | |
| 44 | 6SS | Servicesource International | Stock-Other | 0.34% | — | +48.49% | |
| 45 | ✓ | Gordon Pointe Acquisition Co | Stock-Other | 0.34% | — | — | |
| 46 | AMRQQ | Alta Mesa Resources Inc-a | Stock-Other | 0.26% | — | +40.00% | |
| 47 | NVAX | Novavax, Inc. | Stock-Healthcare | 0.14% | — | — | |
| 48 | SD | Sandridge Energy INC | Stock-Other | 0.11% | — | — | |
| 49 | SNY | Sanofi | Stock-Healthcare | 0.07% | — | — | |
| 50 | PLUG | Plug Power INC | Stock-Industrials | 0.07% | — | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ASCMA 4 07-15-20 | Ascent Capital Group INC | +1.5% | +0.92% | Add |
| 2 | CLF 1.5 01-15-25 | Cleveland-cliffs INC | +1.3% | +65.18% | Add |
| 3 | STNG 3 05-15-22 | Scorpio Tankers INC | +1.2% | +31.91% | Add |
| 4 | VAL 3 01-31-24 | Ensco Jersey Finance LTD | +1.2% | +103.33% | Add |
| 5 | TISI 5 08-01-23 | Team INC | +0.8% | +39.06% | Add |
| 6 | DISH 3.375 08-15-26 | Dish Network CORP | +0.6% | +44.01% | Add |
| 7 | LAB 2.75 02-01-34 * | Fluidigm CORP | +0.6% | -3.65% | Trim |
| 8 | AMRS 6.5 05-15-19 | Amyris INC | +0.6% | +8.01% | Add |
| 9 | HLIT 4 12-01-20 | Harmonic INC | +0.4% | +4.40% | Add |
| 10 | MAT | Mattel INC | +0.3% | +126.60% | Add |
| 11 | KIN1USD | Kindred Biosciences INC | +0.3% | +90.83% | Add |
| 12 | GLNG 2.75 02-15-22 | Golar Lng LTD | +0.2% | — | Unchanged |
| 13 | MX 6.625 07-15-21 | Magnachip Semiconductor | +0.1% | — | Unchanged |
| 14 | MDCO 2.5 01-15-22 | Medicines Company | +0.1% | +10.00% | Add |
| 15 | KN 3.25 11-01-21 | Knowles CORP | +0.1% | — | Unchanged |
| 16 | AVID 2 06-15-20 | Avid Technology INC | +0.1% | -15.23% | Trim |
| 17 | IVC 5 02-15-21 | Invacare CORP | 0% | +26.79% | Add |
| 18 | VIAV | Viavi Solutions INC | 0% | -8.39% | Trim |
| 19 | SENS1GBP | Senseonics Holdings INC | 0% | +49.12% | Add |
| 20 | Z 2 12-01-21 | Zillow INC | -0.1% | -10.82% | Trim |
| 21 | INFN 2.125 09-01-24 | Infinera CORP | -0.1% | +13.64% | Add |
| 22 | FLXN 3.375 05-01-24 | Flexion Therapeutics INC | -0.1% | — | Unchanged |
| 23 | 6SS | Servicesource International | -0.2% | +48.49% | Add |
| 24 | PODD 1.25 09-15-21 | Insulet Corporation | -0.3% | — | Unchanged |
| 25 | SENS 5.25 02-01-23 | Senseonics Holdings INC | -0.3% | — | Unchanged |
| 26 | AMRQQ | Alta Mesa Resources Inc-a | -0.4% | +40.00% | Add |
| 27 | TLGT 4.75 05-01-23 | Teligent INC | -0.4% | — | Unchanged |
| 28 | MX | Magnachip Semiconductor CORP | -0.4% | -5.47% | Trim |
| 29 | MCHP 2.25 02-15-37 | Microchip Technology INC | -0.6% | -33.10% | Trim |
| 30 | IWM | Ishares Russell 2000 ETF | -1.4% | -50.00% | Trim |
| 31 | SPY | Ss Spdr S&p 500 ETF Trust-us | -7.7% | -39.02% | Trim |
| 32 | ON 1 12-01-20 | On Semiconductor CORP | — | NEW | New buy |
| 33 | IIVI 0.5 12-15-33 | Finisar CORP | — | EXIT | Sold out |
| 34 | TTMI 1.75 12-15-20 | Ttm Technologies INC | — | NEW | New buy |
| 35 | ANW 4.25 12-15-21 | Aegean Marine Petroleum | — | EXIT | Sold out |
| 36 | ✓ | Contura Energy INC | — | NEW | New buy |
| 37 | ECPG 3.25 03-15-22 | Encore Capital Group INC | — | EXIT | Sold out |
| 38 | VIAV 0.625 08-15-33 | Viavi Solutions INC | — | EXIT | Sold out |
| 39 | IIVI 0.5 12-15-36 | Finisar CORP | — | EXIT | Sold out |
| 40 | RH 0 06-15-19 | Rh | — | EXIT | Sold out |
| 41 | NICEIT 1.25 01-15-24 | Nice Systems INC | — | NEW | New buy |
| 42 | FANG | Diamondback Energy INC | — | NEW | New buy |
| 43 | AKTSQ | Akoustis Technologies INC | — | NEW | New buy |
| 44 | W 0.375 09-01-22 | Wayfair INC | — | EXIT | Sold out |
| 45 | CLVS 2.5 09-15-21 | Clovis Oncology INC | — | NEW | New buy |
| 46 | XLF | Ss Financial Select Sector | — | NEW | New buy |
| 47 | VSTM 5 11-01-48 | Verastem INC | — | NEW | New buy |
| 48 | MX 5 03-01-21 | Magnachip Semiconductor | — | NEW | New buy |
| 49 | NVAX | Novavax, Inc. | — | NEW | New buy |
| 50 | INFNEUR | Infinera CORP | — | EXIT | Sold out |